afs-rep

The licensees, and who they authorise

6,904 licence numbers appear in this register. 4,474 of them are named in ASIC's current AFS Licensee dataset; 2,430 are not, and carry 103,074 authorisations between them.

Why a licensee without a name still matters

A page here needs a name to be worth reading, so only named licensees get one. But the 2,430 unnamed numbers are not hidden: they appear on every entry that cites them, marked, with the plain statement that the number is not in ASIC's current file.

That is the honest version. We have no cancellation dates, so we do not write “cancelled” — but a licence that has left the current file is the situation in which an AFCA determination can go unpaid. What follows from that.

The 332 licensees with a page

A licensee gets a page once it has granted at least 60 authorisations. The rest stay searchable through the representatives themselves.

Licensees with a page, most authorisations first
LicenseeAuthorisationsCurrentRepresentativesState
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD30,2004,50825,938NSW
BENDIGO AND ADELAIDE BANK LIMITED12,5071,75811,803VIC
AWP AUSTRALIA PTY LTD7,048146,461QLD
AKUMIN FINANCIAL PLANNING PTY LIMITED6,9065466,394NSW
AUSTRALIAN WARRANTY NETWORK PTY LTD4,7851,8024,628QLD
COVER-MORE INSURANCE SERVICES PTY. LTD.4,5732,3154,389NSW
ALLIANZ AUSTRALIA INSURANCE LIMITED4,2206403,816NSW
CHUBB INSURANCE AUSTRALIA LTD3,957143,808NSW
ARETE RISK & INSURANCE PARTNERS PTY LTD3,83703,601VIC
COUNT FINANCIAL LIMITED3,7315293,575NSW
CHARTER FINANCIAL PLANNING LIMITED3,5963343,408NSW
SQUARETRADE AUSTRALIA PTY LTD3,48733,487VIC
COMMUNITY BROKER NETWORK PTY LTD3,3151,1563,092VIC
PROFESSIONAL INVESTMENT SERVICES PTY LTD3,2131322,656QLD
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED3,003542,959VIC
QBE INSURANCE (AUSTRALIA) LIMITED2,837612,678NSW
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD2,70412,427QLD
AIA FINANCIAL SERVICES PTY LIMITED2,59502,488NSW
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD2,5391722,368NSW
ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED2,5359352,399SA
INSURANCE ADVISERNET AUSTRALIA PTY LIMITED2,5148782,352NSW
A.C.N. 155 907 681 PTY LTD2,41802,356VIC
INSURANCE AUSTRALIA LIMITED2,395372,320NSW
LFI GROUP PTY LTD2,35202,039VIC
SYNCHRON ADVICE PTY LTD2,3284952,209NSW
CLUB MARINE LIMITED2,2962072,150NSW
ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED2,014111,971WA
TRAVELEX LIMITED2,0051,0321,981NSW
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1,8104491,762NSW
AUSURE PTY LTD1,7706161,674QLD
A.P.V.C. LTD.1,71801,495QLD
RI ADVICE GROUP PTY LTD1,6933331,612NSW
MORGANS FINANCIAL LIMITED1,6505331,554QLD
CHU UNDERWRITING AGENCIES PTY LTD1,6441941,577NSW
RESILIUM INSURANCE BROKING PTY LTD1,61251,550NSW
RESOLUTION LIFE AUSTRALASIA LIMITED1,57721,564NSW
CLASSIC CLUBS LIMITED1,53301,265QLD
INTERPRAC FINANCIAL PLANNING PTY LTD1,5201581,395VIC
HILLROSS FINANCIAL SERVICES LIMITED1,5131131,441NSW
INTEGRITY CAR CARE PTY. LTD.1,4634741,384VIC
ELDERS RURAL SERVICES AUSTRALIA LIMITED1,41901,319SA
MERCER SUPERANNUATION (AUSTRALIA) LIMITED1,40401,283VIC
CONSULTUM FINANCIAL ADVISERS PTY LTD1,4013881,369NSW
WESTPAC BANKING CORPORATION1,29921,254NSW
GPS WEALTH LTD1,2862001,136NSW
VIRGINIA SURETY COMPANY, INC.1,283111,237VIC
LIFESPAN FINANCIAL PLANNING PTY LTD1,2745331,192NSW
ALLIANCE WEALTH PTY LTD1,2346521,128QLD
CAPSTONE FINANCIAL PLANNING PTY LTD1,1874041,055VIC
INFOCUS SECURITIES AUSTRALIA PTY LTD1,1262441,036QLD
DAVANTAGE GROUP PTY LTD1,03601,008VIC
AIA AUSTRALIA LIMITED1,01801,013NSW
MCLARDY MCSHANE PARTNERS PTY LTD964586936VIC
BRIDGES FINANCIAL SERVICES PTY LIMITED95481916NSW
FUTURITY INVESTMENT GROUP LIMITED9350907VIC
PERSONAL FINANCIAL SERVICES LTD930220907NSW
MERIT WEALTH PTY LTD9243904NSW
PSC CONNECT PTY LTD856109832VIC
MTA INSURANCE PTY LTD8420771QLD
NTI LIMITED8380814QLD
NATIONAL AUSTRALIA BANK LIMITED8281799VIC
MATRIX PLANNING SOLUTIONS LIMITED810221741QLD
TOYOTA FINANCE AUSTRALIA LIMITED805409781NSW
FORTNUM PRIVATE WEALTH LTD749240732NSW
WEALTH TODAY PTY LTD683165605NSW
M.G.A. INSURANCE BROKERS PTY. LTD.676248611SA
AUTO & GENERAL SERVICES PTY LTD66625666QLD
BOUTIQUE CAPITAL PTY LTD657350650NSW
SHAW AND PARTNERS LIMITED655241631NSW
WHITBREAD ASSOCIATES PTY. LTD.621167608VIC
TAL DIRECT PTY LIMITED6033548NSW
RACQ INSURANCE LIMITED5830500QLD
SENTRY ADVICE PTY LTD562155508NSW
MADISON FINANCIAL GROUP PTY LTD54454520QLD
MERCEDES-BENZ FINANCIAL SERVICES AUSTRALIA PTY LTD54357516VIC
AAI LIMITED53414527QLD
TAL AUSTRALIA DISTRIBUTION LIMITED5210412NSW
BANK OF QUEENSLAND LIMITED52122510QLD
FUTURO FINANCIAL SERVICES PTY LTD51961492WA
MARSH PTY LTD51414502VIC
ALLSTATE INSURANCE PTY LTD5061477WA
THE HOSPITALS CONTRIBUTION FUND OF AUSTRALIA LTD50535468NSW
HALLMARK GENERAL INSURANCE COMPANY LTD.5020501WA
COMMONWEALTH SUPERANNUATION CORPORATION4711412ACT
WICKLOW FUND SERVICES PTY LTD45641453NSW
SENTRY FINANCIAL SERVICES PTY LTD4318410NSW
FITZPATRICKS PRIVATE WEALTH PTY LTD40754400NSW
PRICEWATERHOUSECOOPERS SECURITIES LTD399105389NSW
AWARE FINANCIAL SERVICES AUSTRALIA LIMITED393123368NSW
TRUE OAK INVESTMENTS PTY LTD391217322NSW
REGIS LICENSING PTY LTD38733386VIC
INDUSTRY FUND SERVICES LIMITED379122342VIC
BODY CORPORATE BROKERS PTY LTD378172360NSW
SPARK ADVISORS AUSTRALIA PTY LTD378168364VIC
UNITED INSURANCE GROUP PTY LTD372133353VIC
PARAGEM PTY LIMITED367142359NSW
GLOBAL TRANSPORT & AUTOMOTIVE INSURANCE SOLUTIONS PTY LTD3650351NSW
COMMONWEALTH BANK OF AUSTRALIA3632355NSW
ORACLE GROUP (AUSTRALIA) PTY LTD350129330WA
HNW PLANNING PTY LTD34331325NSW
BKS MARKETS PTY LTD3370309NSW
SHARTRU WEALTH MANAGEMENT PTY LTD32399315NSW
FYG PLANNERS PTY LTD31450264QLD
BR SECURITIES AUSTRALIA PTY LTD314111270NSW
POLITIS INVESTMENT STRATEGIES PTY LTD31259304NSW
SANLAM PRIVATE WEALTH PTY LTD30959286NSW
SPHERE INSURANCE GROUP PTY LTD30536296QLD
INSIGHT INVESTMENT SERVICES PTY LTD294110290WA
MSC ADVISORY PTY LTD29154259VIC
LIONSGATE FINANCIAL GROUP PTY. LTD.28240263NSW
THE HOLLARD INSURANCE COMPANY PTY LTD28019277NSW
COWDEN (VIC) PTY LTD27877271VIC
PENINSULA MUTUAL LIMITED275103271NSW
PETPLAN AUSTRALASIA PTY LTD2681268VIC
ALPHA INVESTMENT MANAGEMENT PTY LTD2681261QLD
RACV INSURANCE SERVICES PTY LTD25713246VIC
CANACCORD GENUITY FINANCIAL LIMITED25617254VIC
CONSILIUM ADVICE PTY LTD25537250NSW
PGW FINANCIAL SERVICES PTY LTD253110240QLD
BOMBORA ADVICE PTY LTD25389244VIC
COMMONWEALTH FINANCIAL PLANNING LIMITED2430236NSW
CHUISAVER UNDERWRITING AGENCY PTY LTD24377242NSW
GODFREY PEMBROKE GROUP PTY LTD23878233ACT
IMPACT FUNDS MANAGEMENT PTY LTD238066VIC
RAC INSURANCE PTY LIMITED2361236WA
AVISO GROUP PARTNERS PTY LTD236222236NSW
OREANA FINANCIAL SERVICES PTY LTD235157231NSW
NOVUS CAPITAL LIMITED22832213NSW
MARSH ADVANTAGE INSURANCE PTY LTD22759224VIC
THE ADVICE EXCHANGE PTY LTD22438217VIC
ALTERNATIVE MEDIA PTY LTD22471219NSW
AXIES PTY. LTD.22221188VIC
AKAMBO PTY LTD21965213VIC
CLIMB WEALTH PTY LTD21912212NSW
LIFESTYLE ASSET MANAGEMENT PTY LTD218114180NSW
ADVICE EVOLUTION PTY LTD218110212NSW
MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD21727213VIC
HUNTER GREEN PTY LTD21325207QLD
HAVANA FINANCIAL SERVICES PTY LTD21358196NSW
ANSVAR INSURANCE LIMITED2070191VIC
AUSTRALIAN MORTGAGE AND FINANCIAL ADVISERS PTY LTD20778188QLD
CITIGROUP PTY LIMITED2060203NSW
AVALONFS PTY LTD204100197NSW
INTEGRITY FINANCIAL PLANNERS PTY. LTD.20339195VIC
BOSTON REED PTY LTD20355180VIC
ORD MINNETT LIMITED203135200NSW
FIDUCIAN FINANCIAL SERVICES PTY LTD20244194NSW
KPMG FINANCIAL ADVISORY SERVICES (AUSTRALIA) PTY LTD19859198NSW
HOLIDAY CONCEPTS MANAGEMENT LIMITED1918183VIC
AUSTRALIAN BROKER NETWORK PTY LTD19068184NSW
SIRA GROUP PTY LTD18843174VIC
PRIMARY SECURITIES LTD18619174WA
R M CAPITAL PTY LTD18429170WA
ALLIANZ AUSTRALIA LIFE INSURANCE LIMITED1840184NSW
APOLLO RISK SERVICES PTY LTD18059175WA
PINNACLE INVESTMENT MANAGEMENT LIMITED17884173NSW
PRIMESTOCK SECURITIES LIMITED17631175VIC
METRIX CONNECT PTY LTD175157175VIC
AIRWALLEX PTY LTD17341169VIC
SILC FIDUCIARY SOLUTIONS PTY LTD17360170VIC
NEXTPLAN FINANCIAL PTY LTD17284168VIC
PSK ADVISORY SERVICES PTY LTD17164140NSW
TOKIO MARINE & NICHIDO FIRE INSURANCE CO., LTD.17046170NSW
PREMIUM ADVISORY PTY LTD16618159NSW
HONAN INSURANCE GROUP PTY LTD16115160VIC
AON RISK SERVICES AUSTRALIA LIMITED16028158NSW
AMALGAMATED AUSTRALIAN INVESTMENT SOLUTIONS PTY LIMITED159095NSW
COVERFORCE PARTNERS PTY LTD15871156NSW
MUFG RETIRE360 PTY LIMITED15843152NSW
ADVICE ASSIST AUSTRALIA PTY LTD157139157VIC
BLUEWATER FINANCIAL ADVISORS PTY LTD15481153NSW
PSC RELIANCE PTY LTD14838146VIC
STABLE CONNECT LIMITED14879148VIC
SUSTAINABLE LIFE SOLUTIONS PTY LTD14877143NSW
MASU FINANCIAL MANAGEMENT PTY LTD14612123NSW
CIRE SOLUTIONS PTY LTD1440144VIC
POLAR 993 ADVISORY PTY LTD14480144VIC
AMPLUS GLOBAL PTY LTD14141118NSW
FINDEX ADVICE SERVICES PTY LTD1400139VIC
INSURANCE HOUSE PTY. LTD.1390137VIC
NON CORRELATED CAPITAL PTY LTD13919129WA
SEQUOIA WEALTH MANAGEMENT PTY LTD13760121NSW
VIRIDIAN ADVISORY PTY LTD13730129VIC
ALCEON GROUP PTY LTD136103136NSW
EVOLUTION TRUSTEES LIMITED13451132NSW
AUSTBROKERS SYDNEY PTY LIMITED13319132NSW
SPECIALISED INVESTMENT AND LENDING CORPORATION LTD13317128VIC
TRADE PRIME PTY LTD13311128NSW
ALLIANZ SOUTH AUSTRALIA INSURANCE LIMITED13223128NSW
TREND INVESTOR SERVICES PROPRIETARY LIMITED1291299QLD
MIDAS INSURANCE BROKERS PTY. LTD.1280128VIC
PROTECSURE PTY LTD1272124NSW
AD ADVISORY SERVICES PTY LTD12654105QLD
LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED12511123VIC
LOYALTY FINANCIAL SERVICES PTY LTD12360118NSW
PENGANA CAPITAL LTD12234116NSW
RESOLUTE PROPERTY PROTECT PTY LTD12278120VIC
ASVW FINANCIAL SERVICES PTY LTD12297121VIC
LEMESSURIER SECURITIES PTY LTD12133117NSW
ALPHA SECURITIES PTY LTD12117115NSW
COBALT ADVISERS PTY LTD12056109QLD
D H FLINDERS PTY LTD11815115VIC
ACTUATE ALLIANCE SERVICES PTY LTD1160115VIC
WILSONS ADVISORY AND STOCKBROKING LIMITED1150111QLD
DELOITTE CORPORATE FINANCE PTY LIMITED11543112NSW
SGN FINANCIAL PTY LTD11566106QLD
MST FINANCIAL SERVICES PTY. LTD.11474114NSW
GUIDEWAY FINANCIAL SERVICES PTY LTD11345105VIC
LAVERNE CAPITAL PTY LTD11312107NSW
CHPW FINANCIAL PTY LTD1126110VIC
QUAD CODE AU LTD1115107NSW
FINCHLEY & KENT PTY LTD11180104NSW
BERYLLIUM ADVISERS PTY LTD11071101QLD
NEXA LIFE SOLUTIONS PTY LTD10995106NSW
PHILLIP CAPITAL LIMITED1072102VIC
AVANA FINANCIAL SOLUTIONS PTY LTD10740103VIC
ARTHUR J. GALLAGHER & CO (AUS) LIMITED10621106NSW
BONGIORNO WEALTH MANAGEMENT PTY LTD10634104VIC
FIRST MUTUAL AUSTRALIA PTY LTD10630102VIC
AUSTRALIA NATIONAL INVESTMENT GROUP PTY LTD10651102NSW
QUAY WHOLESALE FUND SERVICES PTY LTD10674102NSW
MARQ PRIVATE FUNDS PTY LTD1055582VIC
CIP LICENSING LIMITED1022100QLD
FORTNUM ADVICE PTY LTD1027898NSW
CPG FINANCIAL SERVICES PTY LTD1015397NSW
CONSILIUM ADVICE AUSTRALIA PTY LTD1005499NSW
UNISON ADVICE SERVICES LTD99099VIC
CALOW NOMINEES PTY LTD985797QLD
CLUB HOLIDAYS AUSTRALIA LIMITED98790NSW
SUREINSURE PTY LTD985595QLD
MGD WEALTH LTD97691QLD
BANK OF SYDNEY LTD97097NSW
PARTNERS WEALTH GROUP FINANCIAL ADVICE PTY LTD974753VIC
OASIS INSURANCE PTY LTD964590NSW
ADVOCATE ADVISORY PTY. LTD.954095VIC
BOLT CAPITAL PTY LTD956495NSW
BAC INSURANCE BROKERS PTY LTD946492NSW
AVENIR CAPITAL PTY LTD934393NSW
QUADRANT FINANCIAL SERVICES PTY LIMITED939093NSW
GMO AUSTRALIA LIMITED911989NSW
LIFE PLAN FP AUSTRALIA PTY LTD916589NSW
GLENEAGLE SECURITIES (AUST) PTY LIMITED912785NSW
SMS INSURANCE PTY LTD916482QLD
INDEPENDENT FINANCIAL ADVISERS AUSTRALIA PTY LTD891886ACT
SECURINVEST FINANCIAL PLANNERS PTY. LTD.881688VIC
GLENEAGLE ASSET MANAGEMENT LIMITED88585NSW
DEVERE AUSTRALIA GROUP PTY LTD881384VIC
CENTURIA PROPERTY FUNDS NO. 3 LIMITED887888WA
BENWEST INVESTMENT SERVICES PTY. LIMITED88983NSW
APSEC COMPLIANCE AND ADMINISTRATION PTY LTD88385NSW
PENDRAGON CAPITAL LIMITED872787WA
FMGP TRADING GROUP PTY LTD87385NSW
CGU AUSTRALIA PTY LTD878787VIC
ASIA MIDEAST INSURANCE AND REINSURANCE PTY LTD85285NSW
GXE FUND SERVICES PTY LTD855084VIC
NON CORRELATED ADVISORS PTY LTD846279WA
MAVEN CAPITAL PTY LTD831279QLD
TEMPLESTONE FINANCIAL SERVICES PTY LTD836578NSW
ONE WHOLESALE FUND SERVICES LTD815481NSW
SMART GUYS PTY LTD81079VIC
MPF REPRESENTATIVES PTY LTD816273VIC
FINANCIAL SYSTEMS PTY LTD80574NSW
ADVICEIQ PARTNERS PTY LTD802379QLD
DEXUS CAPITAL INVESTORS LIMITED78276NSW
OZPLAN FINANCIAL SERVICES PTY LTD771474VIC
CREDIT UNION AUSTRALIA LTD77077QLD
BENTLEYS (QLD) ADVISORY PTY LTD773576QLD
CARESUPER ADVICE PTY LTD77269TAS
INFINITY CAPITAL SOLUTIONS PTY LTD771677VIC
QIB COMMERCIAL PTY LTD752560QLD
PROFESSIONAL SERVICES CORPORATION PTY LTD741674VIC
MBS ADVICE LICENCE PTY LTD746474NSW
SIRE CUSTODIANS LTD732771NSW
OPENMARKETS AUSTRALIA LIMITED731672NSW
AUSTRALIA PACIFIC FUNDS MANAGEMENT PTY LIMITED73958VIC
SENTINEL PROPERTY GROUP PTY LTD732973QLD
BALMEDIE FINANCIAL PTY LTD734273NSW
AVISO SPECIALTY PTY LTD722572VIC
FINANCIAL HUB AUSTRALIA PTY LTD72463QLD
SEQUOIA ASSET MANAGEMENT PTY LIMITED72869NSW
DIRIGERE ADVISORY PTY LIMITED724372VIC
SIRIUS INSURANCE PTY LTD726571QLD
APP SECURITIES LIMITED71171NSW
CAPELLA CAPITAL LEND LEASE PTY LIMITED & CAPELLA PARTNERS PTY LIMITED713671NSW
MACRO CAPITAL LIMITED71157WA
WILLIS AUSTRALIA LIMITED70270NSW
EMERALD FINANCIAL GROUP PTY LTD70670VIC
GILL AND CO ADVISORY PTY LTD706969NSW
CRM BROKERS PTY LIMITED691867NSW
LONGREACH ALTERNATIVES LTD692766NSW
THE COMPLETE PLANNER PTY LTD691469VIC
BK CONSULTING (AUST) PTY LTD692663QLD
INSIGHT INVESTMENT PARTNERS PTY LTD694569NSW
ORACLE INVESTMENT MANAGEMENT PTY LTD69068NSW
NSW COMPLETE FINANCIAL SERVICES GROUP PTY LTD691961NSW
SANDFORD CAPITAL PTY LIMITED693669NSW
FINEXIA SECURITIES LTD69467NSW
GUARDIAN SECURITIES LIMITED68159QLD
AUTO & GENERAL INSURANCE COMPANY LIMITED685468QLD
TYRO PAYMENTS LIMITED68068NSW
TRITON BROKING SERVICES (WA) PTY LTD672849WA
EP FINANCIAL SERVICES PTY LTD67663QLD
APT WEALTH PARTNERS PTY LTD672766NSW
360 FARM AND REGIONAL PTY LTD66064NSW
BARCLAY WELLS LTD662261WA
EML PAYMENT SOLUTIONS LIMITED662866QLD
ENVA AUSTRALIA PTY LTD662460SA
CLIMATE FRIENDLY FINANCIAL SOLUTIONS PTY. LIMITED664166NSW
WATERSHED DEALER SERVICES PTY LTD661257VIC
TRILOGY GROUP AUSTRALIA PTY LTD65062VIC
ACTION INSURANCE BROKERS PTY LTD651465NSW
NEXTEC CORPORATION PTY LTD652753VIC
CATHOLIC CHURCH INSURANCE LIMITED65065VIC
STAMFORD CAPITAL FUNDS MANAGEMENT PTY LTD651664NSW
BROOKVALE INSURANCE BROKERS PTY LTD642963NSW
PETSURE (AUSTRALIA) PTY LTD643063NSW
CUTCHER & NEALE FINANCIAL SERVICES PTY LTD643555NSW
GALLAGHER BENEFIT SERVICES PTY LTD643164QLD
ONE INVESTMENT ADMINISTRATION LTD63463NSW
MORGANS FINANCIAL PLANNING PTY LIMITED63262QLD
AUSTRALASIA FINANCIAL SERVICES PTY LTD631648WA
WHOLESALE SECURITIES PTY LTD632157WA
SUPERTRAC PTY LTD631361QLD
BONGIORNO FINANCIAL ADVISERS PTY LTD62458VIC
ISELECT LIFE PTY LTD62062VIC
QUALITAS SECURITIES PTY LTD625562VIC
THE LUNAR GROUP PTY LIMITED622244NSW
ADVISER SOLUTIONS GROUP PTY LTD62961NSW
BAKER YOUNG LIMITED611460SA
ANADARA CAPITAL PTY LTD611459NSW
ALTERIS FINANCIAL GROUP PTY LTD602256NSW
TWD LICENSEE SERVICES PTY LTD601851WA