Authorised representatives of PHILLIP CAPITAL LIMITED
102 people and firms have been authorised to act for PHILLIP CAPITAL LIMITED under AFS licence 246827 — the 215th largest of the 332 licensees with a page here. 2 of those authorisations are current; 105 have ended.
107authorisations
2current
105ended
58also authorised elsewhere
2004first on record
Why the licensee is the name that matters
An authorised representative acts for a licensee. Under AFCA's rules a complaint about a representative is normally made against the licensee — so if you dealt with someone on this page, PHILLIP CAPITAL LIMITED is usually the name that goes on the complaint, not theirs.
58 of the 102 representatives here have also been authorised by at least one other licensee. For those, the dates decide which licensee answers for which advice. How to read the dates.
AFS licence 246827 · ABN/ACN 14002918247 · licensed since 01/03/2004 · Victoria
Representatives of PHILLIP CAPITAL LIMITED
| Representative | Number | From | To | Status |
|---|---|---|---|---|
| 2FASTEE PTY. LTD. | 001249371 | 26/10/2016 | 22/02/2017 | Ceased |
| ALDERSLEY CAPITAL PTY LIMITED | 000420193 | 15/03/2012 | 30/08/2013 | Ceased |
| ALLAN, ROGER JAMES SURJAN | 000454577 | 20/02/2014 | 01/08/2014 | Ceased |
| ANTANG INVESTMENTS PTY. LTD. | 001234817 | 07/08/2015 | 28/04/2017 | Ceased |
| ATTAWELL, RICHARD STUART | 000463986 | 08/07/2014 | 10/05/2016 | Ceased |
| BAR CAPITAL PTY LTD | 000471673 | 19/01/2015 | 16/11/2017 | Ceased |
| BAY 41 CAPITAL PTY LTD | 001264730 | 04/03/2019 | 30/06/2020 | Ceased |
| BERTINCOURT, JEAN-FRANCOIS | 000337653 | 22/01/2015 | 06/10/2015 | Ceased |
| BERTINCOURT, JEAN-FRANCOIS | 000337653 | 22/09/2016 | 28/07/2017 | Ceased |
| BUCKLEY, JONATHAN PETER | 000276913 | 01/06/2004 | 15/07/2013 | Ceased |
| CHEONG, ALLEN JEE MUN | 000465710 | 27/08/2014 | 16/01/2015 | Ceased |
| COMMODITIES SERVICES PTY LTD | 001247889 | 19/09/2016 | 30/06/2020 | Ceased |
| CORI, MICHAEL | 000433138 | 30/01/2017 | 24/02/2020 | Ceased |
| Cato, Rahn | 001009435 | 26/10/2016 | 24/01/2017 | Ceased |
| Chye, Lay Chieng | 001252557 | 01/03/2017 | 07/09/2018 | Ceased |
| DENNIS, PAUL GEOFFERY | 000473803 | 23/02/2015 | 16/11/2017 | Ceased |
| DOMAIN ROAD INVESTMENTS PTY LTD | 000461460 | 01/07/2014 | 30/06/2020 | Ceased |
| DTM INTERNATIONAL PTY. LTD. | 001234289 | 13/09/2016 | 20/06/2018 | Ceased |
| EJM SECURITIES PTY LTD | 000412197 | 24/02/2014 | 26/04/2016 | Ceased |
| FAIRCHILD CAPITAL AUSTRALIA PTY. LTD. | 000461482 | 01/07/2014 | 19/12/2014 | Ceased |
| FAIRCHILD, THOMAS RONALD | 000462983 | 01/07/2014 | 19/12/2014 | Ceased |
| FIREY GOLD PTY. LTD. | 001233540 | 01/07/2015 | 01/12/2017 | Ceased |
| FIRST EMPIRE CAPITAL PTY LTD | 001267967 | 02/10/2018 | 16/08/2021 | Ceased |
| FOGARTY, BRENDAN PATRICK | 000454286 | 04/02/2014 | 09/12/2014 | Ceased |
| FORTE, CHRISTOPHER | 000462632 | 10/08/2016 | 30/06/2020 | Ceased |
| FRANCIS, PETER JOHN | 000260881 | 17/08/2016 | 17/08/2018 | Ceased |
| FROBISHER CAPITAL PTY LTD | 000453904 | 20/02/2014 | 01/08/2014 | Ceased |
| FUTURITY TRADING PTY LTD | 000269322 | 23/01/2017 | 30/06/2020 | Ceased |
| GODWIN, NEIL LAWRANCE | 000330387 | 01/07/2015 | 01/12/2017 | Ceased |
| GOH, YONG SENG | 000465711 | 27/08/2014 | 30/06/2020 | Ceased |
| GREAT UNITY CAPITAL PTY. LTD. | 001238489 | 04/01/2016 | 25/01/2016 | Ceased |
| GREAT UNITY CAPITAL PTY. LTD. | 001238489 | 12/02/2016 | 01/06/2016 | Ceased |
| GUEST, OWEN JOSHUA CHESTER | 000329755 | 11/09/2008 | 01/01/2009 | Ceased |
| HAWKINS, MARK | 000469388 | 27/10/2014 | 23/03/2017 | Ceased |
| HUANG, XIAOMING | 000457460 | 01/05/2014 | 30/06/2020 | Ceased |
| Hughes, Robin Firth | 001247216 | 17/08/2016 | 30/06/2020 | Ceased |
| ILIADIS, ANDREW | 000409593 | 28/05/2018 | 26/06/2018 | Ceased |
| ISSERS, ALAN | 000457271 | 04/04/2014 | 28/11/2014 | Ceased |
| JIANG, ROWLAND | 001252427 | 30/10/2019 | 30/06/2020 | Ceased |
| KATIFORIS, NICK | 000270538 | 23/01/2017 | 30/06/2020 | Ceased |
| KONG, SIAW CHING | 000415368 | 12/02/2016 | 01/06/2016 | Ceased |
| Keene, Reginald Arthur Charles | 001251894 | 01/01/2017 | 28/06/2019 | Ceased |
| LANGHAM, SHANE | 000367372 | 20/05/2015 | 30/06/2020 | Ceased |
| LEAR TRADING & INVESTMENT PTY LTD | 000462790 | 01/07/2014 | 11/02/2015 | Ceased |
| LI, WEI PATRICK | 000464244 | 01/07/2014 | 11/02/2015 | Ceased |
| LINTOP PTY LTD | 001251890 | 01/01/2017 | 28/06/2019 | Ceased |
| MACKIN, SAMANTHA | 000415311 | 19/05/2015 | 08/09/2017 | Ceased |
| MAGESAN, DINESH | 000267887 | 04/03/2019 | 30/06/2020 | Ceased |
| MCGLASHAN, DAVID | 000276912 | 01/06/2004 | 27/09/2006 | Ceased |
| MCQUIRE, EVAN | 000288841 | 24/02/2014 | 26/04/2016 | Ceased |
| MELANTO PTY. LTD. | 000410846 | 02/03/2012 | 13/11/2017 | Ceased |
| MOFFATT, ALLAN | 000410847 | 13/11/2014 | 13/11/2017 | Ceased |
| MOFFATT, TIMOTHY ALLAN | 000464243 | 01/08/2014 | 17/11/2017 | Ceased |
| MOFFS MOORING PTY LTD | 000463004 | 01/08/2014 | 17/11/2017 | Ceased |
| MOORAMIE ADVISORS PTY. LTD. | 001251516 | 30/01/2017 | 24/02/2020 | Ceased |
| OCEAN FINANCIAL PTY LTD | 000293274 | 17/08/2016 | 17/08/2018 | Ceased |
| Owen, Lachlan Graeme | 001247860 | 12/09/2016 | 19/09/2016 | Ceased |
| Owen, Lachlan Graeme | 001247985 | 19/09/2016 | 30/06/2020 | Ceased |
| PAC PARTNERS PTY. LTD. | 000448420 | 07/11/2013 | 05/06/2014 | Ceased |
| PACIFIC ORIENTO ENTERPRISES PTY. LTD. | 001009057 | 21/05/2015 | 30/06/2020 | Ceased |
| PARNELL INVESTMENT MANAGEMENT PTY LTD | 001247203 | 17/08/2016 | 30/06/2020 | Ceased |
| PATRICK CONSULTING PTY. LTD. | 001008381 | 06/05/2015 | 09/01/2019 | Ceased |
| PHILLIP CAPITAL MANAGEMENT PTY LTD | 000418658 | 07/03/2012 | 13/02/2014 | Ceased |
| PHILLIP SECURITIES PTE LTD | 000465363 | 27/08/2014 | 30/06/2020 | Ceased |
| PIXLART PTY LTD | 001009059 | 19/05/2015 | 08/09/2017 | Ceased |
| PJV PTY. LTD. | 001000110 | 01/03/2015 | 08/10/2018 | Ceased |
| R JIANG ENTERPRISES PTY LTD | 001278785 | 30/10/2019 | 30/06/2020 | Ceased |
| RAITA HOLDINGS PTY LTD | 001247375 | 01/09/2016 | 30/06/2020 | Ceased |
| RAVEN INVESTMENT HOLDINGS PTY LTD | 000452903 | 04/02/2014 | 09/12/2014 | Ceased |
| RNA CAPITAL PTY LTD | 000462398 | 08/07/2014 | 10/05/2016 | Ceased |
| ROLL-A-RAMA PTY LTD | 000462633 | 10/08/2016 | 19/09/2016 | Ceased |
| ROPER, BENJAMIN | 000421188 | 19/05/2015 | — | Current |
| RUSSELL RESEARCH PTY LTD | 000451813 | 18/01/2014 | 31/03/2017 | Ceased |
| RUSSELL, PETER LEWIS | 000464271 | 18/08/2014 | 31/03/2017 | Ceased |
| SAKELLARIOU, TOLLY | 000259633 | 28/05/2018 | 29/05/2018 | Ceased |
| SAKELLARIOU, TOLLY | 000259633 | 12/06/2018 | 26/06/2018 | Ceased |
| SANDERSON, WAYNE BRADLEY | 000437124 | 01/11/2018 | 30/06/2020 | Ceased |
| SILK CAPITAL PTY LTD | 000462867 | 14/07/2014 | 17/04/2015 | Ceased |
| SIM, YONG NAM | 000465714 | 27/08/2014 | 30/06/2020 | Ceased |
| SOJOGA PTY LTD | 000468324 | 27/10/2014 | 23/03/2017 | Ceased |
| SSVK INVESTMENTS PTY LTD | 001242255 | 18/05/2016 | 04/05/2018 | Ceased |
| Sichlau, Michael Harvey | 001000113 | 13/03/2015 | 16/11/2017 | Ceased |
| TAY, VON KIAN | 000465712 | 27/08/2014 | 12/05/2015 | Ceased |
| TCHOURILOV, IVAN | 000364865 | 15/03/2017 | 03/10/2018 | Ceased |
| TERRA STUDIO PTY LTD | 000471800 | 22/01/2015 | 06/10/2015 | Ceased |
| TERRA STUDIO PTY LTD | 000471800 | 22/09/2016 | 28/07/2017 | Ceased |
| THE L STORE PTY LTD | 000457170 | 01/05/2014 | 30/06/2020 | Ceased |
| THIRTEEN BLACK CATS PTY LTD | 000421187 | 19/05/2015 | — | Current |
| TIN, BEAU | 000458798 | 02/10/2018 | 16/08/2021 | Ceased |
| TRADE ON FINANCIAL SERVICES PTY LTD | 001252860 | 15/03/2017 | 03/10/2018 | Ceased |
| TRADINGWAVES PTY LIMITED | 001264660 | 28/05/2018 | 29/05/2018 | Ceased |
| TRADINGWAVES PTY LIMITED | 001240890 | 12/06/2018 | 26/06/2018 | Ceased |
| TRINDADE, PATRICK DOMINIC | 000462981 | 01/07/2014 | 30/06/2020 | Ceased |
| V8 PTY LTD | 000367371 | 20/05/2015 | 30/06/2020 | Ceased |
| VAN CUYLENBURG, MICHAEL | 000276911 | 01/06/2004 | 27/09/2006 | Ceased |
| Verhoeven, Patrick John | 001000162 | 01/03/2015 | 08/10/2018 | Ceased |
| WDW ENTERPRISES PTY LTD | 000456013 | 02/04/2014 | 28/11/2014 | Ceased |
| WILLIAMS, JULIAN MICHAEL | 000472135 | 19/01/2015 | 16/11/2017 | Ceased |
| WRIGHT, JEFFREY KEITH | 000464242 | 14/07/2014 | 17/04/2015 | Ceased |
| Wiseman, Mark Wilson | 001004753 | 01/09/2016 | 13/09/2016 | Ceased |
| Wiseman, Mark Wilson | 001004753 | 14/09/2016 | 30/06/2020 | Ceased |
| YONG, JIM TAI SEANG | 000415677 | 05/06/2015 | 30/06/2020 | Ceased |
| Yong, Tai Seang | 001009058 | 21/05/2015 | 30/06/2020 | Ceased |
| Zaita, Anthony | 001004821 | 07/08/2015 | 28/04/2017 | Ceased |
| Zhang, Yihao | 001242257 | 19/05/2016 | 04/05/2018 | Ceased |
| Zhu, David Xi | 001234290 | 13/09/2016 | 20/06/2018 | Ceased |
| Zhu, Qiang | 001008408 | 06/05/2015 | 09/01/2019 | Ceased |
When those authorisations ended
| Year ended | Authorisations | Share |
|---|---|---|
| 2021 | 2 | 1.9% |
| 2020 | 28 | 26.2% |
| 2019 | 4 | 3.7% |
| 2018 | 16 | 15.0% |
| 2017 | 22 | 20.6% |
| 2016 | 10 | 9.3% |
| 2015 | 8 | 7.5% |
| 2014 | 10 | 9.3% |
| 2013 | 2 | 1.9% |
| 2009 | 1 | 0.9% |
| 2006 | 2 | 1.9% |
Licensees of a similar size
- MST FINANCIAL SERVICES PTY. LTD. — 114
- GUIDEWAY FINANCIAL SERVICES PTY LTD — 113
- LAVERNE CAPITAL PTY LTD — 113
- CHPW FINANCIAL PTY LTD — 112
- QUAD CODE AU LTD — 111
- FINCHLEY & KENT PTY LTD — 111
- BERYLLIUM ADVISERS PTY LTD — 110
- NEXA LIFE SOLUTIONS PTY LTD — 109
- AVANA FINANCIAL SOLUTIONS PTY LTD — 107
- ARTHUR J. GALLAGHER & CO (AUS) LIMITED — 106
- BONGIORNO WEALTH MANAGEMENT PTY LTD — 106
- FIRST MUTUAL AUSTRALIA PTY LTD — 106
- AUSTRALIA NATIONAL INVESTMENT GROUP PTY LTD — 106
- QUAY WHOLESALE FUND SERVICES PTY LTD — 106
- MARQ PRIVATE FUNDS PTY LTD — 105
Money lost after advice you were given?
107 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.