afs-rep

AFS authorisations that ended in 2013

14,745 authorisations ended during 2013, covering 13,661 representatives across 813 licensees. An authorisation that ended in 2013 answers for advice given up to that date, and not after.

14,745authorisations ended
13,661representatives
813licensees
5,931licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

5,931 of these 14,745 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2013

LicenseeAuthorisationsShare
licence 2905728105.5%
RESOLUTION LIFE AUSTRALASIA LIMITED7945.4%
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD7665.2%
CHUBB INSURANCE AUSTRALIA LTD7094.8%
BENDIGO AND ADELAIDE BANK LIMITED3472.4%
AKUMIN FINANCIAL PLANNING PTY LIMITED3342.3%
INSURANCE AUSTRALIA LIMITED3162.1%
licence 2382913072.1%
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD2942.0%
WESTPAC BANKING CORPORATION2731.9%
licence 2382922601.8%
licence 2366572331.6%
licence 3131381931.3%
AUSTRALIAN WARRANTY NETWORK PTY LTD1931.3%
licence 3124781911.3%
PROFESSIONAL INVESTMENT SERVICES PTY LTD1891.3%
RI ADVICE GROUP PTY LTD1881.3%
licence 2972391781.2%
licence 3238251711.2%
FUTURITY INVESTMENT GROUP LIMITED1691.1%
MARSH PTY LTD1671.1%
ARETE RISK & INSURANCE PARTNERS PTY LTD1611.1%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1531.0%
CLASSIC CLUBS LIMITED1511.0%

Some of the 14,745 authorisations that ended in 2013

Ended during 2013, alphabetical
RepresentativeNumberAuthorised byFromToStatus
$UPER INVEST PTY LTD000247207PERSONAL FINANCIAL SERVICES LTD12/12/200321/01/2013Ceased
00617662 PTY LTD000425437CONSULTUM FINANCIAL ADVISERS PTY LTD27/07/201230/09/2013Ceased
008 207 609 PTY. LTD.00026983924/02/200411/11/2013Ceased
083 MOTORS PTY LTD000254109INSURANCE AUSTRALIA LIMITED11/02/200419/06/2013Ceased
1 FINANCIAL AUSTRALIA PTY LIMITED00034606426/03/201015/01/2013Ceased
117 473 382 PTY LTD00032770622/12/201118/03/2013Ceased
1300 INSURANCE PTY. LTD.000327609CHARTER FINANCIAL PLANNING LIMITED17/09/201202/07/2013Ceased
187 PTY LTD00040109210/10/201113/09/2013Ceased
19TH HOLE CENTRE PTY LTD000346017WESTPAC BANKING CORPORATION22/03/201020/12/2013Ceased
1ST FINANCIAL SERVICES PTY LTD00036240723/07/201202/08/2013Ceased
1ST FLEET PTY. LIMITED00033999628/11/200814/05/2013Ceased
21C NATIONAL PTY LTD00030131601/07/201130/09/2013Ceased
21ST CENTURY PROPERTY GROUP PTY LTD000438889CONSILIUM ADVICE PTY LTD13/05/201330/06/2013Ceased
2M BUSINESS SOLUTIONS PTY. LIMITED00025750704/02/200401/05/2013Ceased
3 STAR TELECOM PTY. LTD.000385723MARSH PTY LTD22/10/201001/11/2013Ceased
3 Y PTY. LTD.00038412229/09/201009/05/2013Ceased
3 Y PTY. LTD.000384122MASU FINANCIAL MANAGEMENT PTY LTD13/05/201321/06/2013Ceased
37 CAPITAL PTY LTD000302982MILLENNIUM 3 FINANCIAL SERVICES PTY LTD10/07/200629/03/2013Ceased
3D FINANCIAL PTY LTD00034462027/11/200926/06/2013Ceased
4Q ENTERPRISES PTY LTD000324496AUSTRALIAN WARRANTY NETWORK PTY LTD16/04/200803/07/2013Ceased
511 GTN PTY LTD00042465326/06/201228/08/2013Ceased
5TH DIMENSION PTY LTD000430966PROTECSURE PTY LTD16/11/201210/09/2013Ceased
61 CAPITAL MANAGEMENT PTY LTD000390724GCC CORPORATE GROUP PTY LTD02/12/201001/10/2013Ceased
787 157 092 PTY LTD000262454CLUB MARINE LIMITED23/02/200409/09/2013Ceased
A & H INTERNATIONAL TRAVEL PTY LTD000258173QBE INSURANCE (AUSTRALIA) LIMITED01/02/201130/09/2013Ceased
A & I WARRIER PTY LTD000264916WESTPAC BANKING CORPORATION01/03/201020/12/2013Ceased
A & K WOLFE PTY LTD000282793CLUB MARINE LIMITED19/11/200421/10/2013Ceased
A & M INSURANCE SERVICES PTY LIMITED00032632705/06/200806/12/2013Ceased
A & T M INTERNATIONAL PTY. LTD.000390585AUSTRALIAN WARRANTY NETWORK PTY LTD01/12/201016/04/2013Ceased
A AND A INDUSTRIES PTY LTD000426612AUSTRALIAN WARRANTY NETWORK PTY LTD20/08/201206/05/2013Ceased
A BLOOMFIELD & P.H WILSON000283536AUSTBROKERS SYDNEY PTY LIMITED01/01/200608/02/2013Ceased
A C & M A POWER000253793INSURANCE AUSTRALIA LIMITED11/02/200423/04/2013Ceased
A D L COMMERCIAL PTY LTD000270481EMMARK INSURANCE BROKERS PTY LTD11/03/200420/09/2013Ceased
A G BARKLIMORE PTY LTD000243672INSURANCE AUSTRALIA LIMITED11/02/200423/04/2013Ceased
A I E FINANCIAL SERVICES PTY LTD000443717AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD21/08/201325/09/2013Ceased
A K & R L ALLISON WOODS000253601INSURANCE AUSTRALIA LIMITED11/02/200423/04/2013Ceased
A KALATA & A.S KALATA000407810AUSTRALIAN WARRANTY NETWORK PTY LTD06/07/201108/11/2013Ceased
A SCIBERRAS & M SCIBERRAS & S.A SCIBERRAS000275554INSURANCE AUSTRALIA LIMITED29/04/200423/04/2013Ceased
A&B ETCF MANAGER PTY LTD000310873SAPIEN CAPITAL PARTNERS LIMITED19/02/200720/10/2013Ceased
A.C.A. ENTERPRISES PTY LTD000333585COMMONWEALTH BANK OF AUSTRALIA15/01/200908/05/2013Ceased
A.C.N. 005 568 589 PTY LTD00027397309/03/200625/03/2013Ceased
A.C.N. 006 871 129 PTY LTD000274432WHITBREAD ASSOCIATES PTY. LTD.25/03/200418/10/2013Ceased
A.C.N. 007 799 797 PTY LTD000262653CLUB MARINE LIMITED23/02/200405/09/2013Ceased
A.C.N. 009 308 847 PTY LTD00026163224/02/200425/03/2013Ceased
A.C.N. 072 004 561 PTY LTD00028156321/10/200425/06/2013Ceased
A.C.N. 080 464 875 PTY LIMITED000268209SHIELD FINANCIAL SERVICES PTY LTD01/04/201006/05/2013Ceased
A.C.N. 096 583 818 PTY LTD000412064PROTECSURE PTY LTD30/09/201110/05/2013Ceased
A.C.N. 107 665 645 PTY LTD00027504128/09/201031/05/2013Ceased
A.C.N. 111 721 101 PTY LTD000300756AUSTRALIAN WARRANTY NETWORK PTY LTD11/03/200816/01/2013Ceased
A.C.N. 112 853 273 PTY LTD000344240RI ADVICE GROUP PTY LTD25/01/201014/07/2013Ceased
A.C.N. 117 914 851 PTY LTD000409883INDUE LTD16/08/201121/06/2013Ceased
A.C.N. 121 114 574 PTY LTD00031254601/07/200701/07/2013Ceased
A.C.N. 121 676 293 PTY LTD00030830101/01/200701/07/2013Ceased
A.C.N. 121 676 293 PTY LTD00030830110/12/201001/07/2013Ceased
A.C.N. 132 863 122 PTY LTD00033306216/09/201128/10/2013Ceased
A.C.N. 133 256 934 PTY LTD000332831CHU UNDERWRITING AGENCIES PTY LTD01/12/200821/10/2013Ceased
A.C.N. 134 580 000 PTY LTD00044076118/06/201318/07/2013Ceased
A.C.N. 137 007 062 PTY LTD000400713QUAD CODE AU LTD23/02/201128/06/2013Ceased
A.C.N. 138 555 469 PTY LTD00034027924/08/200902/12/2013Ceased
A.C.N. 150 128 448 PTY LTD00040805011/07/201128/05/2013Ceased
A.C.N. 152 571 741 PTY LTD000410027ADK INSURANCE BROKERS PTY LTD08/08/201112/04/2013Ceased
A.C.N. 153 702 008 PTY LTD00041452815/11/201101/02/2013Ceased
A.C.N. 162 869 249 PTY LTD00043945601/07/201330/09/2013Ceased
A.H HARVEY & L.E STILLER000406951BENDIGO AND ADELAIDE BANK LIMITED18/06/201129/11/2013Ceased
A.J D'ARCY & N.A D'ARCY000336973TRAVELEX LIMITED09/07/200913/03/2013Ceased
A.J D'ARCY & N.A D'ARCY000336973COVER-MORE INSURANCE SERVICES PTY. LTD.18/10/201223/05/2013Ceased
A.J LATIMORE & P.L LATIMORE & D POLLEY & R.B POLLEY000253491INSURANCE AUSTRALIA LIMITED11/02/200423/04/2013Ceased
A.K THOMAS & G.D THOMAS & G.D THOMAS000286550INSURANCE AUSTRALIA LIMITED29/03/200523/04/2013Ceased
A.N JARRATT & N.V.R. PROPERTIES PTY. LIMITED & C.A VEITCH & R.W VEITCH000318500CHU UNDERWRITING AGENCIES PTY LTD02/10/200727/03/2013Ceased
A.P. MOTORS PTY. LTD.00030422420/09/200601/07/2013Ceased
A.R. PROUD & J.A. BRINKWORTH PTY LTD000346181TRAVELEX LIMITED31/03/201015/03/2013Ceased
A.S.I. SOLUTIONS PTY LIMITED000329573WILLIS AUSTRALIA LIMITED04/09/200822/08/2013Ceased
A.T.D. FINANCE PTY LTD000269288GLENEAGLE ASSET MANAGEMENT LIMITED06/02/200507/08/2013Ceased
A.T.D. FINANCE PTY LTD000269288FMGP TRADING GROUP PTY LTD01/02/201107/08/2013Ceased
A.W. JANSZ & ASSOCIATES PTY. LTD.000248247AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200426/04/2013Ceased
A1 MOTORS & AUCTIONS PTY LTD000278653AUSTRALIAN WARRANTY NETWORK PTY LTD01/04/200803/07/2013Ceased
A2Z FINANCIAL SERVICES PTY LTD00043158730/01/201219/11/2013Ceased
AAA INSURANCE & SUPERANNUATION SERVICES PTY. LTD.00028934419/08/200828/02/2013Ceased
AAA WEALTH INTELLIGENCE PTY LTD00023015119/08/200828/02/2013Ceased
AARJ INVESTMENTS PTY LTD000417304AUSTRALIAN WARRANTY NETWORK PTY LTD08/02/201215/03/2013Ceased
AASLUND, JACOB00032408120/02/200917/04/2013Ceased
AASLUND, JACOB000324081INFOCUS SECURITIES AUSTRALIA PTY LTD17/04/201320/06/2013Ceased
ABACUS FINANCIAL GROUP PTY LTD000336318AUSTRALIAN WARRANTY NETWORK PTY LTD08/04/200906/11/2013Ceased
ABBASI, SHADEE00036601813/07/201004/03/2013Ceased
ABBI PTY LIMITED00023959230/11/200301/07/2013Ceased
ABBOTT, GEOFFREY000429799RESOLUTION LIFE AUSTRALASIA LIMITED22/10/201201/09/2013Ceased
ABBOTT, JACK MACARTHUR000420232AKUMIN FINANCIAL PLANNING PTY LIMITED16/04/201211/03/2013Ceased
ABBOTT, MICHAEL STEPHEN00043378431/01/201319/04/2013Ceased
ABC FINANCIAL SERVICES PTY LTD00033242017/05/201014/10/2013Ceased
ABDALLA, SHERIF000428767AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED07/09/201212/04/2013Ceased
ABDO, KHALED AHMAD IMRAN00042967501/08/201224/01/2013Ceased
ABDUL, SAMUEL000430992CHUBB INSURANCE AUSTRALIA LTD26/11/201217/06/2013Ceased
ABED ISMAEIL, HARB IBRAHIM00040849624/06/201124/01/2013Ceased
ABEL, GREG00043298109/01/201313/11/2013Ceased
ABEL, GREG00043298131/01/201313/11/2013Ceased
ABELA FINANCIAL GROUP PTY. LTD.000248163ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200423/01/2013Ceased
ABELA, DON000249347ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200423/01/2013Ceased
ABELLAR, MARICRIS000350757AKUMIN FINANCIAL PLANNING PTY LIMITED16/04/201006/08/2013Ceased
ABELLO, CLARE000430234WESTPAC BANKING CORPORATION31/10/201228/02/2013Ceased
ABFALTER, MARK000333825RI ADVICE GROUP PTY LTD16/02/201214/04/2013Ceased
ABHINEETH, ABHINEETH000440188WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD06/06/201325/08/2013Ceased
ABINVEST PTY LTD000306130BANK OF QUEENSLAND LIMITED28/09/200630/11/2013Ceased
ABLEY, STUART WILLIAM000309903CONSULTUM FINANCIAL ADVISERS PTY LTD31/01/200722/11/2013Ceased
ABLEY, STUART WILLIAM00030990326/11/201304/12/2013Ceased
ABN 15120150281 PTY LTD00030495701/07/200802/05/2013Ceased
ABN 24146950969 PTY LTD00040595209/06/201102/08/2013Ceased
ABOUD, JOHN000402574AKUMIN FINANCIAL PLANNING PTY LIMITED31/03/201106/05/2013Ceased
ABOUT HOMELOANS.COM.AU PTY LTD000412813WEALTH TODAY PTY LTD18/10/201107/03/2013Ceased
ABOUT THE GOAL FINANCIAL SOLUTIONS PTY LTD00041769820/02/201217/07/2013Ceased
ABRAHAM CHELLATHU, SAM000445186CHUBB INSURANCE AUSTRALIA LTD16/09/201311/11/2013Ceased
ABRAHAM, GINU000431241FUTURITY INVESTMENT GROUP LIMITED23/11/201201/07/2013Ceased
ABRAHAM, MONSY000419021AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD20/03/201227/03/2013Ceased
ABRAHAM, NONI000350485WESTPAC BANKING CORPORATION14/04/201018/10/2013Ceased
ABRAHAM, YVETTE00040714327/06/201118/11/2013Ceased
ABRAHAMSSON, MICHAEL000402424AUSTRALIA PACIFIC FUNDS MANAGEMENT PTY LIMITED30/01/201118/04/2013Ceased
ABRUZZESE, PASQUALE000339051AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD14/07/200924/04/2013Ceased
ABSOLUTE INSURANCE AND FINANCIAL SERVICES PTY LTD00025248407/11/200629/08/2013Ceased
ABSOLUTE STRATA SERVICES PTY LTD000364665CHU UNDERWRITING AGENCIES PTY LTD06/07/201014/06/2013Ceased
AC & PJ GEORGE PTY LIMITED000280611INSURANCE AUSTRALIA LIMITED23/09/200423/04/2013Ceased
ACCESS SS PTY. LTD.00028711726/03/201201/11/2013Ceased
ACCOUNTANTS.COM.AU PTY LTD000323706INSURANCE ADVISORY SERVICE (N S W) PTY LTD30/09/201030/06/2013Ceased
ACCOUNTING INTELLIGENCE FINANCIAL GROUP PTY LTD00031406806/06/200723/07/2013Ceased
ACCRETION C PTY LTD00039302515/12/201017/10/2013Ceased
ACCRETION D PTY LTD00039302615/12/201017/10/2013Ceased
ACCRU HARRIS ORCHARD (WEALTH) PTY LTD000330251FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.23/09/200831/05/2013Ceased
ACCUM FINANCIAL PLANNING PTY LTD000300866MILLENNIUM 3 FINANCIAL SERVICES PTY LTD23/01/201216/08/2013Ceased
ACCUME FINANCIAL PLANNING PTY LTD00025943805/02/200902/05/2013Ceased
ACHARD, PARRIS00042933811/10/201226/11/2013Ceased
ACHIEVER FINANCIAL GROUP PTY. LTD.000409838AKUMIN FINANCIAL PLANNING PTY LIMITED15/08/201108/01/2013Ceased
ACHJIAN, JASON00031529119/08/201108/04/2013Ceased
ACKERMAN, ELL-LEIGH ANNE00041759515/02/201213/10/2013Ceased
ACKLAND, PERCY000345853MERIT WEALTH PTY LTD21/12/201120/09/2013Ceased
ACKLEY, CHERIE00025513914/09/201227/09/2013Ceased
ACKLEY, CHERIE000255139DAVANTAGE GROUP PTY LTD01/07/201327/09/2013Ceased
ACM LIVERPOOL PTY LTD00030832130/08/200714/03/2013Ceased
ACN 072 953 489 PTY LTD000270818ALLIANZ AUSTRALIA INSURANCE LIMITED20/12/200512/06/2013Ceased
ACN 083 045 096 PTY LTD00030102312/04/200608/03/2013Ceased
ACN 101 244 795 PTY LTD000316130PREVAIL INSURANCE PTY LTD01/04/201301/12/2013Ceased
ACN 106 004 951 PTY LTD000268890MARSH PTY LTD10/03/200402/12/2013Ceased
ACN 106 837 076 PTY LTD000285296AUSURE PTY LTD10/02/201012/03/2013Ceased

Neighbouring years

Money lost after advice you were given?

14,745 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years