afs-rep

AFS authorisations that ended in 2010

17,159 authorisations ended during 2010, covering 15,901 representatives across 785 licensees. An authorisation that ended in 2010 answers for advice given up to that date, and not after.

17,159authorisations ended
15,901representatives
785licensees
7,284licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

7,284 of these 17,159 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2010

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,2717.4%
AWP AUSTRALIA PTY LTD1,0296.0%
licence 2324091,0236.0%
ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED7524.4%
licence 2905726573.8%
AIA FINANCIAL SERVICES PTY LIMITED4042.4%
licence 2291903972.3%
BENDIGO AND ADELAIDE BANK LIMITED3962.3%
PROFESSIONAL INVESTMENT SERVICES PTY LTD3742.2%
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED3422.0%
AKUMIN FINANCIAL PLANNING PTY LIMITED3181.9%
licence 2366573151.8%
licence 2306923061.8%
VIRGINIA SURETY COMPANY, INC.2881.7%
CHUBB INSURANCE AUSTRALIA LTD2411.4%
licence 2409972371.4%
RESOLUTION LIFE AUSTRALASIA LIMITED2181.3%
licence 2411852101.2%
COUNT FINANCIAL LIMITED2041.2%
WESTPAC BANKING CORPORATION1921.1%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1891.1%
licence 3098891580.9%
licence 2326861580.9%
licence 2382921550.9%

Some of the 17,159 authorisations that ended in 2010

Ended during 2010, alphabetical
RepresentativeNumberAuthorised byFromToStatus
008 207 609 PTY. LTD.000269839VIRGINIA SURETY COMPANY, INC.12/06/200708/12/2010Ceased
1 TO 100 PTY LTD00029906514/02/200828/10/2010Ceased
100X GLOBAL PTY LTD00031214615/06/200709/11/2010Ceased
113 PTY LTD000272228ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200420/04/2010Ceased
121 936 776 PTY LTD000309027ALLIANZ AUSTRALIA INSURANCE LIMITED11/03/200913/07/2010Ceased
128 NOMINEES PTY LTD00024569701/09/200827/01/2010Ceased
156 CAPITAL PTY LTD00033952729/07/200931/08/2010Ceased
1ST FINANCIAL SERVICES PTY LTD00036240722/06/201007/11/2010Ceased
2 ACRES PTY LTD000317803ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED12/09/200705/12/2010Ceased
21ST CENTURY GLOBAL PTY LTD00034061801/09/200901/01/2010Ceased
21ST CENTURY GLOBAL PTY LTD00034061801/09/200915/01/2010Ceased
3 HORNS PTY. LTD.00029418401/05/200721/06/2010Ceased
3143 PROPERTY PTY LTD000306684ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED06/10/200604/12/2010Ceased
33 DEGREES WORLDWIDE PTY LIMITED000295719AWP AUSTRALIA PTY LTD25/08/200909/06/2010Ceased
360 ASSET MANAGEMENT PTY LTD00027977709/12/200829/06/2010Ceased
4E FINANCIAL SERVICES PTY LTD000290169INFOCUS SECURITIES AUSTRALIA PTY LTD01/07/200512/12/2010Ceased
5 STAR REALTY PTY LTD000317013ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/08/200705/12/2010Ceased
7 BASTOW PLACE PTY LTD000262307PROTECSURE PTY LTD10/02/200421/09/2010Ceased
770 FINANCIAL PLANNERS PTY LTD000331792SYNCHRON ADVICE PTY LTD03/11/200801/06/2010Ceased
88 110 249 217 PTY LIMITED00030260814/08/200917/06/2010Ceased
958 CONSULTING PTY LTD00033305718/12/200829/11/2010Ceased
A & H LAHOOD000273520INTEGRITY CAR CARE PTY. LTD.11/03/200421/07/2010Ceased
A & I WARRIER PTY LTD00026491601/03/200401/03/2010Ceased
A & K FINANCIAL SERVICES PTY LTD00036310825/06/201010/12/2010Ceased
A & L DELLER & ASSOCIATES PTY LTD000245708MILLENNIUM 3 FINANCIAL SERVICES PTY LTD03/10/200803/06/2010Ceased
A & T FINANCIAL MANAGEMENT PTY LTD00033507224/02/200919/10/2010Ceased
A ABEL & S MCGRATH000317220ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED30/08/200731/05/2010Ceased
A BLOOMFIELD & P.H WILSON000283536CHU UNDERWRITING AGENCIES PTY LTD24/01/200511/11/2010Ceased
A LABBOZZETTA & D LABBOZZETTA & F LABBOZZETTA000261484QBE INSURANCE (AUSTRALIA) LIMITED11/03/200401/07/2010Ceased
A M R MOTORS PTY LTD000261198VIRGINIA SURETY COMPANY, INC.08/06/200418/08/2010Ceased
A MCCALL FINANCIAL SERVICES PTY. LTD.00030023427/11/200711/03/2010Ceased
A N & M A HICKEY PTY LTD00023386001/09/200301/12/2010Ceased
A S AUTOMOTIVE PTY LTD000271389VIRGINIA SURETY COMPANY, INC.18/03/200419/08/2010Ceased
A&B GROWTH FUND TRUSCO A PTY LIMITED000324995SAPIEN CAPITAL PARTNERS LIMITED07/04/200815/06/2010Ceased
A&B GROWTH FUND TRUSCO B PTY LIMITED000324996SAPIEN CAPITAL PARTNERS LIMITED07/04/200815/06/2010Ceased
A'SWAY AUSTRALIA PTY LTD000278407AWP AUSTRALIA PTY LTD19/07/200409/06/2010Ceased
A. & F. SHMULBURD PTY. LTD.000248800AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200412/10/2010Ceased
A. CULLEN & SON PTY LTD00023384506/10/200801/07/2010Ceased
A.C.N. 001 922 729 PTY LIMITED000236716TRAVELEX LIMITED03/09/200313/07/2010Ceased
A.C.N. 002 855 343 PTY LTD000235162VIRGINIA SURETY COMPANY, INC.23/03/200427/08/2010Ceased
A.C.N. 004 265 721 PTY LTD00027684401/06/200423/06/2010Ceased
A.C.N. 005 427 109 PROPRIETARY LIMITED00027064116/02/200924/05/2010Ceased
A.C.N. 005 757 933 PTY LTD00026897624/02/200414/04/2010Ceased
A.C.N. 006 387 542 PTY LTD00029670512/12/200530/09/2010Ceased
A.C.N. 007 018 171 PTY. LTD.000309450ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/01/200715/03/2010Ceased
A.C.N. 007 398 781 PTY. LTD.000272794ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200418/03/2010Ceased
A.C.N. 007 755 231 PTY LTD000260318QBE INSURANCE (AUSTRALIA) LIMITED11/03/200403/05/2010Ceased
A.C.N. 007 755 231 PTY LTD000260318AWP AUSTRALIA PTY LTD10/01/200807/01/2010Ceased
A.C.N. 008 392 505 PTY LTD00024376327/06/200831/07/2010Ceased
A.C.N. 009 951 651 PTY LTD00023399401/09/200301/03/2010Ceased
A.C.N. 009 951 651 PTY LTD000233994MERCEDES-BENZ FINANCIAL SERVICES AUSTRALIA PTY LTD13/05/200512/11/2010Ceased
A.C.N. 050 828 450 PTY. LTD.000310778PROTECSURE PTY LTD26/01/200721/09/2010Ceased
A.C.N. 054 583 809 PTY LTD000278910INTEGRITY CAR CARE PTY. LTD.04/08/200421/07/2010Ceased
A.C.N. 055 442 978 PTY LIMITED000281488WILLIS AUSTRALIA LIMITED09/09/200729/10/2010Ceased
A.C.N. 063 003 467 PTY LTD00028008409/05/200728/02/2010Ceased
A.C.N. 080 464 875 PTY LIMITED00026820925/06/200701/04/2010Ceased
A.C.N. 080 651 074 PTY LTD000276729CLUB MARINE LIMITED25/05/200409/11/2010Ceased
A.C.N. 081 116 243 PTY LTD000272393ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200403/12/2010Ceased
A.C.N. 081 627 269 PTY LIMITED000281489WILLIS AUSTRALIA LIMITED09/09/200729/10/2010Ceased
A.C.N. 082 968 938 PTY LTD000269199ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200405/12/2010Ceased
A.C.N. 087 531 360 PTY LTD000344508COUNT FINANCIAL LIMITED03/02/201030/06/2010Ceased
A.C.N. 088 082 268 PTY LTD00025377901/03/200430/06/2010Ceased
A.C.N. 089 068 673 PTY LIMITED000281486WILLIS AUSTRALIA LIMITED09/09/200729/10/2010Ceased
A.C.N. 095 971 770 PTY LTD000247733HILLROSS FINANCIAL SERVICES LIMITED01/01/200430/12/2010Ceased
A.C.N. 097 234 145 PTY LTD000313901ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED31/05/200703/12/2010Ceased
A.C.N. 103 440 928 PTY LTD000317015ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED17/08/200703/12/2010Ceased
A.C.N. 107 665 645 PTY LTD00027504124/08/200728/09/2010Ceased
A.C.N. 109 055 638 PTY LTD000280624QBE INSURANCE (AUSTRALIA) LIMITED24/09/200430/06/2010Ceased
A.C.N. 109 055 638 PTY LTD000280624TRAVELEX LIMITED05/10/200527/08/2010Ceased
A.C.N. 110 542 875 PTY LTD000282791CLUB MARINE LIMITED11/11/200408/02/2010Ceased
A.C.N. 113 490 323 PTY LTD00028969423/04/200701/03/2010Ceased
A.C.N. 113 490 323 PTY LTD000289694VIRGINIA SURETY COMPANY, INC.05/09/200829/04/2010Ceased
A.C.N. 113 861 957 PTY LTD00032681327/01/200919/04/2010Ceased
A.C.N. 120 402 806 PTY LTD000337704VIRGINIA SURETY COMPANY, INC.26/05/200929/09/2010Ceased
A.C.N. 123 201 347 PTY LTD000316348FUTURO FINANCIAL SERVICES PTY LTD08/08/200710/05/2010Ceased
A.C.N. 126 114 476 PTY LIMITED000317247MILLENNIUM 3 FINANCIAL SERVICES PTY LTD04/09/200721/05/2010Ceased
A.C.N. 132 863 122 PTY LTD00033306210/11/200809/03/2010Ceased
A.C.N. 135 943 136 PTY LTD000351109GCC CORPORATE GROUP PTY LTD21/04/201002/12/2010Ceased
A.C.N. 139 722 964 PTY LTD000341727COMMONWEALTH BANK OF AUSTRALIA13/10/200906/08/2010Ceased
A.H.C.A. PTY LTD00023384201/09/200315/02/2010Ceased
A.I.I.S. PTY. LTD.00029388801/10/200501/05/2010Ceased
A.I.I.S. PTY. LTD.000293888NTI LIMITED17/12/200901/05/2010Ceased
A.I.I.S. PTY. LTD.000293888QBE INSURANCE (AUSTRALIA) LIMITED28/01/201018/05/2010Ceased
A.I.M.S. GROUP PTY LTD00033699018/04/200916/04/2010Ceased
A.J FRANKCOMBE & S.B FRANKCOMBE000357671WESTPAC BANKING CORPORATION20/05/201031/10/2010Ceased
A.J. & J.J. STEPHENS PTY. LTD.000272850ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200419/03/2010Ceased
A.J. MCGEOCH AND ASSOCIATES PTY. LIMITED00026730716/02/200403/12/2010Ceased
A.P. FORD PTY. LTD.000233868QBE INSURANCE (AUSTRALIA) LIMITED05/11/200927/05/2010Ceased
A.P. GROUP PTY LTD000320063MTA INSURANCE PTY LTD28/11/200702/09/2010Ceased
A.P. MOTORS (NO 2) PTY. LTD.000299725MTA INSURANCE PTY LTD15/06/200601/07/2010Ceased
A.R EAGLES & G.T EAGLES000318225ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED14/09/200723/03/2010Ceased
A.R. NORRIS REAL ESTATE PTY LTD000315421ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED09/07/200703/12/2010Ceased
A.S.U. PROPERTIES PTY LTD000283608ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED06/01/200519/03/2010Ceased
A.T.D. FINANCE PTY LTD00026928810/03/200417/12/2010Ceased
A.T.D. FINANCE PTY LTD00026928810/03/200417/12/2010Ceased
A1 MANAGEMENT PTY LTD000301770ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED17/05/200628/04/2010Ceased
A1 MOTORS & AUCTIONS PTY LTD000278653VIRGINIA SURETY COMPANY, INC.01/09/200416/06/2010Ceased
AALBERSBERG, MICHELLE00030467622/05/200903/05/2010Ceased
AAS SUPERANNUATION SERVICES PTY LIMITED000307947PACIFIC CUSTODIANS PTY LIMITED21/11/200625/10/2010Ceased
ABBASI, SYED ZEESHAN00034519308/03/201010/08/2010Ceased
ABBEY BEACH PTY LTD000269356AWP AUSTRALIA PTY LTD09/03/200411/06/2010Ceased
ABBEY, MARY000337557AIA FINANCIAL SERVICES PTY LIMITED14/05/200901/11/2010Ceased
ABBOT, CLINTON IAN EPFRAIM000334930BENDIGO AND ADELAIDE BANK LIMITED21/02/200925/11/2010Ceased
ABBOTT BELL PARTNERS PTY LTD00033038124/09/200815/11/2010Ceased
ABBOTT, ANTHONY CHARLES000264177INFOCUS SECURITIES AUSTRALIA PTY LTD30/06/200610/12/2010Ceased
ABBOTT, DAVID HAROLD000341099AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD14/10/200919/05/2010Ceased
ABBOTT, GEOFF00033510104/03/200921/06/2010Ceased
ABBOTT, TRACEY-LEE00034509918/11/200921/06/2010Ceased
ABBOTT, WAYNE STEVEN000343701CLASSIC CLUBS LIMITED22/12/200929/03/2010Ceased
ABC PLANNING & INVESTMENTS PTY LTD00031913531/10/200717/09/2010Ceased
ABELA, LAUREN000322774HILLROSS FINANCIAL SERVICES LIMITED03/03/200830/12/2010Ceased
ABELAS, JIM000325879AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD22/05/200826/05/2010Ceased
ABERCROMBIE & KENT (AUSTRALIA) PTY. LTD.000227971AWP AUSTRALIA PTY LTD30/05/200809/06/2010Ceased
ABEYASEKERA, SACHA DAVID000334895FUTURITY INVESTMENT GROUP LIMITED26/02/200901/02/2010Ceased
ABFALTER, MARK000333825COMMONWEALTH FINANCIAL PLANNING LIMITED02/02/200920/08/2010Ceased
ABFP PTY LTD000338893COUNT FINANCIAL LIMITED02/07/200922/03/2010Ceased
ABLE FINANCE GROUP PTY LTD000325835VIRGINIA SURETY COMPANY, INC.21/05/200818/05/2010Ceased
ABOAGYE, AKUA000342866AIA FINANCIAL SERVICES PTY LIMITED09/11/200909/07/2010Ceased
ABOOD, JENNIFER000277297MORGANS FINANCIAL LIMITED15/06/200408/01/2010Ceased
ABOU-EID HOLDINGS PTY LTD00024563401/12/200322/11/2010Ceased
ABOU-EID, SUEHAYLA00033221407/07/200911/03/2010Ceased
ABOU-HALKA, RANIA00031820730/07/200721/06/2010Ceased
ABOUSKHROUN, SAMUEL NAGY000386555CHUBB INSURANCE AUSTRALIA LTD01/11/201013/12/2010Ceased
ABRAHAM, JERRY000303929AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/08/200628/07/2010Ceased
ABRAHAM, RENATO000335913AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED18/03/200930/09/2010Ceased
ABRAHAM, SAMI000313336AKUMIN FINANCIAL PLANNING PTY LIMITED17/06/200705/02/2010Ceased
ABRAHAM, SAMI000313336ARETE RISK & INSURANCE PARTNERS PTY LTD07/08/200729/01/2010Ceased
ABRAHAMS, ALLAN00022300619/05/200930/09/2010Ceased
ABRAHAMSON, DAVID00034126824/09/200925/06/2010Ceased
ABSOLUT BODY CORPORATE MANAGEMENT PTY LTD000283104CHU UNDERWRITING AGENCIES PTY LTD23/11/200423/07/2010Ceased
ABSOLUTE BUSINESS SOLUTIONS AUSTRALIA PTY LIMITED00033709301/05/200930/09/2010Ceased
AC ADVANCED CONSULTANT PTY LTD000333031AWP AUSTRALIA PTY LTD15/12/200824/09/2010Ceased
ACCELERATOR CAPITAL PTY LTD00035384207/05/201026/07/2010Ceased
ACCESS NOVATIONS PTY LTD000321397VIRGINIA SURETY COMPANY, INC.16/01/200816/06/2010Ceased
ACCESS PRIVATE EQUITY PTY LTD000341695OPENMARKETS AUSTRALIA LIMITED09/10/200925/06/2010Ceased
ACCESS PRIVATE EQUITY PTY LTD00034169507/01/201031/08/2010Ceased
ACCORD LOGISTICS (AUSTRALIA) PTY LTD00027111016/03/200423/06/2010Ceased
ACCOUNTANTS R US PTY LTD00034361014/12/200901/07/2010Ceased
ACCRU FINANCIAL PLANNING PTY LTD00024108106/11/200331/03/2010Ceased
ACCUMEN FINANCIAL SERVICES PTY. LTD.000282746AKUMIN FINANCIAL PLANNING PTY LIMITED01/12/200401/04/2010Ceased

Neighbouring years

Money lost after advice you were given?

17,159 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years