afs-rep

AFS authorisations that ended in 2009

14,776 authorisations ended during 2009, covering 13,492 representatives across 776 licensees. An authorisation that ended in 2009 answers for advice given up to that date, and not after.

14,776authorisations ended
13,492representatives
776licensees
6,598licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

6,598 of these 14,776 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2009

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD8325.6%
licence 2324097024.8%
ELDERS RURAL SERVICES AUSTRALIA LIMITED6884.7%
licence 2893196564.4%
ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED4713.2%
AWP AUSTRALIA PTY LTD4032.7%
licence 2377533842.6%
PROFESSIONAL INVESTMENT SERVICES PTY LTD3742.5%
TAL AUSTRALIA DISTRIBUTION LIMITED3662.5%
AIA FINANCIAL SERVICES PTY LIMITED3092.1%
BENDIGO AND ADELAIDE BANK LIMITED2791.9%
licence 2366572631.8%
licence 2373612461.7%
COUNT FINANCIAL LIMITED2341.6%
licence 2306922311.6%
QBE INSURANCE (AUSTRALIA) LIMITED2251.5%
A.P.V.C. LTD.2181.5%
VIRGINIA SURETY COMPANY, INC.2181.5%
AKUMIN FINANCIAL PLANNING PTY LIMITED2061.4%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1791.2%
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD1781.2%
licence 2382911611.1%
licence 2382921571.1%
licence 2905721561.1%

Some of the 14,776 authorisations that ended in 2009

Ended during 2009, alphabetical
RepresentativeNumberAuthorised byFromToStatus
.LOAN GROUP PTY LTD00033094521/08/200801/06/2009Ceased
100 SHOES PTY LTD & DAVID WADE & ASSOCIATES PTY. LTD. & ELWYNE NOMINEES PTY LTD & NOELL HOLDINGS PTY. LTD.00031650514/08/200723/10/2009Ceased
101 WEALTH SOLUTIONS PTY LTD00033617201/04/200929/06/2009Ceased
1COVER GENERAL INSURANCE PTY LTD000313028AUTO & GENERAL SERVICES PTY LTD14/05/200719/03/2009Ceased
1SPORT HOLDINGS PTY LTD000332818BKS MARKETS PTY LTD05/12/200826/11/2009Ceased
2 FROGZ IN OZ PTY LTD000280810QBE INSURANCE (AUSTRALIA) LIMITED13/07/200727/01/2009Ceased
2020 DIRECTINVEST ADVICE PTY LIMITED00031783226/09/200730/06/2009Ceased
2020 DIRECTINVEST PTY LTD000336649AWP AUSTRALIA PTY LTD22/04/200922/04/2009Ceased
212F PTY LTD000303539QBE INSURANCE (AUSTRALIA) LIMITED21/07/200615/12/2009Ceased
21ST CENTURY ACCOUNTING PTY. LTD.00032193001/02/200801/02/2009Ceased
21ST CENTURY ACCOUNTING PTY. LTD.00032193002/02/200925/02/2009Ceased
21ST CENTURY LIFESTYLE TRADER PTY. LTD.00032277801/03/200801/02/2009Ceased
21ST CENTURY LIFESTYLE TRADER PTY. LTD.00032277802/02/200925/02/2009Ceased
24/7 ROADSERVICES PTY LIMITED000309429THE HOLLARD INSURANCE COMPANY PTY LTD15/01/200726/06/2009Ceased
2G ASSET MANAGEMENT PTY LTD000333162HMC PRIVATE CREDIT FUNDS MANAGEMENT PTY LTD17/12/200828/05/2009Ceased
2TRIPLE4 FINANCIAL GROUP PTY LTD00031932907/11/200731/03/2009Ceased
3 STOOGES PTY LTD00027701504/06/200423/04/2009Ceased
3 STOOGES PTY LTD000277015VIRGINIA SURETY COMPANY, INC.02/09/200511/09/2009Ceased
3 STOOGES PTY LTD000277015QBE INSURANCE (AUSTRALIA) LIMITED25/07/200722/05/2009Ceased
3 STOOGES PTY LTD000277015ALLIANZ AUSTRALIA INSURANCE LIMITED15/08/200824/09/2009Ceased
3D FINANCIAL SERVICES PTY LTD00027763625/06/200427/11/2009Ceased
3D PLANNERS PTY LTD00033483720/02/200930/12/2009Ceased
5 STAR FINANCE AND HOME LOANS PTY LTD000293174TAL AUSTRALIA DISTRIBUTION LIMITED05/03/200930/04/2009Ceased
50PLUS PTY LTD00029798309/02/200631/03/2009Ceased
7 MARKETS PTY LTD00030906615/12/200626/03/2009Ceased
72A SYDNEY STREET PTY LTD & YONT PTY LIMITED & A.D ZAMMIT000281607BANK OF QUEENSLAND LIMITED05/04/200702/04/2009Ceased
A & B PROPERTY CONSULTANTS PTY LIMITED000271954ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200415/12/2009Ceased
A & V FREN INVESTMENTS PTY LTD & MC INVESTMENTS (N'CLE) PTY LTD00031826521/03/200701/04/2009Ceased
A AND A. GILLON PTY. LIMITED00032532701/05/200820/07/2009Ceased
A BIERENBROODSPOT & A.H COOK & F.A JAMES000315986COUNT FINANCIAL LIMITED20/07/200702/04/2009Ceased
A BOONEN FAMILY TRUST00030591630/08/200618/03/2009Ceased
A CONIAS & C.A CONIAS000271154ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200424/11/2009Ceased
A FINDLAY & M.M MARQUES000301977QBE INSURANCE (AUSTRALIA) LIMITED08/06/200603/09/2009Ceased
A GONZALES & S.O SIMS000323188QBE INSURANCE (AUSTRALIA) LIMITED11/03/200818/11/2009Ceased
A J & K DELLA PTY LTD00025745630/01/200431/12/2009Ceased
A J & K DELLA PTY LTD00025745604/02/200412/05/2009Ceased
A J GLEESON FINANCIAL ADVISERS PTY LTD00024029801/11/200330/11/2009Ceased
A M CHRISTIAN PTY LTD00026666901/04/200805/08/2009Ceased
A M R MOTORS PTY LTD000261198ALLIANZ AUSTRALIA INSURANCE LIMITED17/05/200427/07/2009Ceased
A MCKENNA & J.M WESSELS00030487618/04/200618/03/2009Ceased
A&A FINANCIAL PLANNING PTY LTD00032193305/02/200824/02/2009Ceased
A. B. C. CARS PTY. LTD.00029550302/11/200518/03/2009Ceased
A. MARTINI PTY. LTD.000273172ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200422/07/2009Ceased
A.C.N. 001 892 511 PTY LTD000261740VIRGINIA SURETY COMPANY, INC.10/05/200505/02/2009Ceased
A.C.N. 002 423 725 PTY LTD000268795QBE INSURANCE (AUSTRALIA) LIMITED11/03/200401/05/2009Ceased
A.C.N. 002 423 725 PTY LTD000268795TRAVELEX LIMITED05/05/200625/06/2009Ceased
A.C.N. 002 423 725 PTY LTD000268795AWP AUSTRALIA PTY LTD16/10/200613/02/2009Ceased
A.C.N. 003 683 967 PTY LIMITED000261346QBE INSURANCE (AUSTRALIA) LIMITED11/03/200421/01/2009Ceased
A.C.N. 003 886 771 PTY LIMITED000338938COMBINED COMMUNICATIONS NETWORK PTY LTD07/07/200920/07/2009Ceased
A.C.N. 004 641 356 PTY LTD000261841VIRGINIA SURETY COMPANY, INC.31/03/200509/09/2009Ceased
A.C.N. 004 836 695 PTY LIMITED000267086AWP AUSTRALIA PTY LTD01/03/200402/10/2009Ceased
A.C.N. 004 836 695 PTY LIMITED000267086COVER-MORE INSURANCE SERVICES PTY. LTD.01/01/200711/11/2009Ceased
A.C.N. 005 427 109 PROPRIETARY LIMITED000270641VIRGINIA SURETY COMPANY, INC.18/10/200511/09/2009Ceased
A.C.N. 005 568 589 PTY LTD000273973VIRGINIA SURETY COMPANY, INC.25/03/200428/08/2009Ceased
A.C.N. 008 042 251 PTY LTD00023868501/07/200401/04/2009Ceased
A.C.N. 008 673 658 PTY LTD00026187524/02/200401/09/2009Ceased
A.C.N. 008 673 658 PTY LTD000261875ALLIANZ AUSTRALIA INSURANCE LIMITED31/01/200624/09/2009Ceased
A.C.N. 052 116 444 PTY LTD000288275LIKEWIZE SERVICES PTY LTD09/05/200515/07/2009Ceased
A.C.N. 064 807 521 LTD00030929712/01/200730/03/2009Ceased
A.C.N. 070 812 627 PTY LTD00028939008/06/200515/04/2009Ceased
A.C.N. 070 812 627 PTY LTD00028939010/04/200901/05/2009Ceased
A.C.N. 092 586 957 PTY LTD000330540TIMELIO FUND MANAGEMENT PTY LTD27/08/200819/08/2009Ceased
A.C.N. 099 084 901 PTY LTD000233107CLUB MARINE LIMITED09/12/200507/09/2009Ceased
A.C.N. 102 825 007 PTY LTD000297769ALLIANZ AUSTRALIA LIFE INSURANCE LIMITED13/07/200609/03/2009Ceased
A.C.N. 103 351 828 PTY LTD000230970COUNT FINANCIAL LIMITED01/07/200313/11/2009Ceased
A.C.N. 107 605 274 PTY LTD00029247003/09/200530/06/2009Ceased
A.C.N. 107 605 274 PTY LTD00029247001/07/200902/12/2009Ceased
A.C.N. 110 021 880 PTY LIMITED000285566AUSTBROKERS SYDNEY PTY LIMITED01/01/200606/02/2009Ceased
A.C.N. 111 721 101 PTY LTD00030075613/04/200618/03/2009Ceased
A.C.N. 113 490 323 PTY LTD00028969408/11/200730/06/2009Ceased
A.C.N. 113 490 323 PTY LTD000289694ALLIANZ AUSTRALIA INSURANCE LIMITED05/12/200817/04/2009Ceased
A.C.N. 113 861 957 PTY LTD000326813TAL AUSTRALIA DISTRIBUTION LIMITED16/12/200830/04/2009Ceased
A.C.N. 118 453 679 PTY LTD00029995824/03/200631/07/2009Ceased
A.C.N. 118 522 115 PTY. LTD.00031838522/04/200805/08/2009Ceased
A.C.N. 118 659 260 PTY LTD000311137QBE INSURANCE (AUSTRALIA) LIMITED28/02/200703/02/2009Ceased
A.C.N. 120 402 806 PTY LTD000337704ALLIANZ AUSTRALIA INSURANCE LIMITED25/05/200926/05/2009Ceased
A.C.N. 120 767 884 PTY LTD000321782CLUB MARINE LIMITED31/01/200820/10/2009Ceased
A.C.N. 123 970 418 PTY LTD000311061COMMONWEALTH BANK OF AUSTRALIA14/11/200828/08/2009Ceased
A.C.N. 127 329 337 PTY LIMITED000330830MACQUARIE INVESTMENT MANAGEMENT LTD22/10/200802/03/2009Ceased
A.E RILEY & T.K RILEY000271135QBE INSURANCE (AUSTRALIA) LIMITED11/03/200411/03/2009Ceased
A.E.D. ENTERPRISES PTY LTD00032774701/07/200830/06/2009Ceased
A.G. & E. JENZEN PTY LTD000248457AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200401/04/2009Ceased
A.H.C.A. PTY LTD000233842QBE INSURANCE (AUSTRALIA) LIMITED11/03/200429/01/2009Ceased
A.J TONER & M.L TONER000309416TRAVELEX LIMITED23/10/200719/05/2009Ceased
A.K. TRAVEL SERVICE PTY LTD000228140QBE INSURANCE (AUSTRALIA) LIMITED11/03/200425/02/2009Ceased
A.N PAIKOS & D PAPALUCA000316029COUNT FINANCIAL LIMITED20/07/200702/03/2009Ceased
A.P. FINANCIAL GROUP PTY LIMITED00028399118/01/200515/05/2009Ceased
A.P.I. TRAVEL PTY. LTD.000258602COVER-MORE INSURANCE SERVICES PTY. LTD.01/01/200728/10/2009Ceased
A.R BATEMAN & S.J BOCK & M.W O'DONNELL & R.C WATERS00028877615/05/200530/03/2009Ceased
A.R. KENT PTY LTD00031449915/06/200720/02/2009Ceased
A1 REALTY PTY LTD000333598ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED06/01/200919/03/2009Ceased
A2B FINANCIAL MANAGEMENT PTY LTD000325547MATRIX PLANNING SOLUTIONS LIMITED12/05/200821/05/2009Ceased
AA ACTIVE REAL ESTATE PTY LTD000315417ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED21/06/200717/12/2009Ceased
AAA WEALTH STRATEGIES PTY LTD00031668120/08/200724/10/2009Ceased
AALBERSBERG, MICHELLE000304676AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/08/200628/09/2009Ceased
AARON BASTEN PTY LTD00032760709/07/200811/09/2009Ceased
AAS INSURANCE GROUP PTY. LTD.000287572INTEGRITY FINANCIAL PLANNERS PTY. LTD.20/04/200510/08/2009Ceased
AB PHILLIPS PROFESSIONAL LINES PTY LTD00033701701/06/200901/06/2009Ceased
ABACUS FINANCIAL SOLUTIONS PTY LTD00024656107/12/200322/12/2009Ceased
ABALA, AARON ERNEST PAUL000293380AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD21/09/200507/10/2009Ceased
ABBOTT, KIM ANTHONY000335167TAL AUSTRALIA DISTRIBUTION LIMITED05/03/200930/04/2009Ceased
ABBOTT, SANDY00031637909/08/200703/09/2009Ceased
ABBOTT, SIMON A00032065720/11/200718/03/2009Ceased
ABBOTT, TRACEY000339226RACV INSURANCE SERVICES PTY LTD09/06/200910/08/2009Ceased
ABBOUD INSURANCE AGENTS PTY. LTD.00025092701/02/200431/03/2009Ceased
ABBOUD, LAYAL000334884AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED24/02/200930/07/2009Ceased
ABEL, GODFREY CHRISTIAN000296276AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD14/12/200517/02/2009Ceased
ABELLANA, DINIEZZE00033648604/04/200921/04/2009Ceased
ABERCROMBIE, BOB DOUGLAS000256910ANSVAR INSURANCE LIMITED23/09/200414/05/2009Ceased
ABILI, EGO00034163408/10/200911/12/2009Ceased
ABILITA PTY LTD00032088620/12/200722/06/2009Ceased
ABOU-ANTOUN, MARIA JOSE000335637AIA FINANCIAL SERVICES PTY LIMITED19/03/200908/04/2009Ceased
ABOU-EID, SUEHAYLA00033221417/11/200823/03/2009Ceased
ABOUCHABAKE, JOSEPH00030502520/08/200618/03/2009Ceased
ABOUT CAR WHOLESALE PTY LTD00029424301/11/200518/03/2009Ceased
ABOUT CAR WHOLESALE PTY LTD000294243VIRGINIA SURETY COMPANY, INC.07/03/200804/06/2009Ceased
ABRAHAM, SCOTT JAMES000312693AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD14/05/200721/09/2009Ceased
ABRAHAMS, ALLAN00022300623/08/200218/05/2009Ceased
ABRAHAMS, ROLAND000306920AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD20/10/200621/09/2009Ceased
ABSOLUTE FINANCIAL PTY LTD00029162605/08/200529/03/2009Ceased
ABUKHOUSA, SAMER00033393709/02/200906/03/2009Ceased
ABULAD, KATHERINA DIANA00031182928/03/200710/02/2009Ceased
AC PROFESSIONAL ACCOUNTING PTY LTD000326610TAL AUSTRALIA DISTRIBUTION LIMITED24/12/200830/04/2009Ceased
AC PROFESSIONAL ACCOUNTING PTY LTD000326610TAL AUSTRALIA DISTRIBUTION LIMITED14/05/200916/07/2009Ceased
ACALLAR, ERMI00034103410/09/200906/10/2009Ceased
ACCELERATE FINANCE PTY LTD000320769TAL AUSTRALIA DISTRIBUTION LIMITED16/12/200830/04/2009Ceased
ACCELERATE FINANCE PTY LTD000320769TAL AUSTRALIA DISTRIBUTION LIMITED14/05/200916/07/2009Ceased
ACCEPTANCE FINANCE PTY LTD00032803814/07/200830/06/2009Ceased
ACCESS BOATING & LEISURE PTY LTD000305479CLUB MARINE LIMITED07/09/200608/09/2009Ceased
ACCESS BUSINESS INSURANCE CONSULTANTS PTY LTD000283178NTI LIMITED23/06/200505/08/2009Ceased
ACCESSORIDE PTY LTD00029179204/09/200730/06/2009Ceased
ACCOUNTANTS.COM.AU PTY LTD00032370627/03/200830/09/2009Ceased
ACCOUNTING ASSOCIATES PTY. LTD.000230944COUNT FINANCIAL LIMITED01/07/200330/11/2009Ceased
ACCOUNTING BRILLIANCE PTY LTD00033721118/05/200925/09/2009Ceased
ACCROSS PTY LTD000272858ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED10/03/200406/07/2009Ceased
ACCUME FINANCIAL PLANNING PTY LTD00025943821/04/200604/02/2009Ceased
ACE INSURANCE & FINANCIAL PLANNING PTY LTD00031731518/11/200809/04/2009Ceased
ACE REALTY (WA) PTY LTD000316501ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED09/08/200716/06/2009Ceased
ACESURE PTY LTD00032289305/03/200830/06/2009Ceased
ACHARIYA, RAJIV000338619RESOLUTION LIFE AUSTRALASIA LIMITED26/06/200927/10/2009Ceased

Neighbouring years

Money lost after advice you were given?

14,776 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years