afs-rep

AFS authorisations that ended in 2012

14,512 authorisations ended during 2012, covering 13,780 representatives across 802 licensees. An authorisation that ended in 2012 answers for advice given up to that date, and not after.

14,512authorisations ended
13,780representatives
802licensees
4,430licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

4,430 of these 14,512 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2012

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,94413.4%
COVER-MORE INSURANCE SERVICES PTY. LTD.8936.2%
CHUBB INSURANCE AUSTRALIA LTD5573.8%
BENDIGO AND ADELAIDE BANK LIMITED4653.2%
MERCER SUPERANNUATION (AUSTRALIA) LIMITED4483.1%
licence 2346633492.4%
PROFESSIONAL INVESTMENT SERVICES PTY LTD3312.3%
TAL DIRECT PTY LIMITED2591.8%
licence 2353832311.6%
licence 2366572311.6%
ALLSTATE INSURANCE PTY LTD2301.6%
AUSTRALIAN WARRANTY NETWORK PTY LTD2301.6%
AKUMIN FINANCIAL PLANNING PTY LIMITED2291.6%
licence 2382912281.6%
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD2031.4%
COUNT FINANCIAL LIMITED2011.4%
CHARTER FINANCIAL PLANNING LIMITED1761.2%
CLASSIC CLUBS LIMITED1731.2%
licence 2311381701.2%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1631.1%
licence 2905721521.0%
AIA FINANCIAL SERVICES PTY LIMITED1481.0%
ARETE RISK & INSURANCE PARTNERS PTY LTD1431.0%
licence 2306921421.0%

Some of the 14,512 authorisations that ended in 2012

Ended during 2012, alphabetical
RepresentativeNumberAuthorised byFromToStatus
100X ROSE BAY PTY LIMITED00030307931/07/200815/02/2012Ceased
1COVER PTY LIMITED000269304AIG AUSTRALIA LIMITED01/03/201124/07/2012Ceased
1SPORT FINANCIAL MANAGEMENT PTY LTD000343073BKS MARKETS PTY LTD30/11/200930/09/2012Ceased
2 WHEEL SOLUTIONS PTY LTD00038249931/08/201015/02/2012Ceased
212F PTY LTD000303539COVER-MORE INSURANCE SERVICES PTY. LTD.10/12/200921/12/2012Ceased
24KWEALTH PTY LTD00026746206/09/200629/06/2012Ceased
2UK PTY LTD000333779COVER-MORE INSURANCE SERVICES PTY. LTD.12/01/200903/05/2012Ceased
2WORLDTOURS PTY LTD000319529COVER-MORE INSURANCE SERVICES PTY. LTD.15/11/200703/05/2012Ceased
33 DEGREES WORLDWIDE PTY LIMITED000295719COVER-MORE INSURANCE SERVICES PTY. LTD.04/12/200730/11/2012Ceased
358 AUSTRALIA PTY LTD000423445HCAP PTY LIMITED20/06/201205/09/2012Ceased
3D-TECH PTY. LTD.000318305BENDIGO AND ADELAIDE BANK LIMITED29/09/200723/04/2012Ceased
43468 PROFESSIONAL INVESTMENT SERVICES PTY LTD000328407PROFESSIONAL INVESTMENT SERVICES PTY LTD31/07/200826/04/2012Ceased
888 CORPORATE SOLUTIONS PTY LTD000401911WEALTH TODAY PTY LTD17/03/201108/10/2012Ceased
958 CONSULTING PTY LTD000333057SYNCHRON ADVICE PTY LTD20/12/201002/07/2012Ceased
A & B BRISTER PTY LTD00025749804/02/200428/09/2012Ceased
A & H INTERNATIONAL TRAVEL PTY LTD000258173COVER-MORE INSURANCE SERVICES PTY. LTD.01/03/200421/09/2012Ceased
A & J CIAVARELLA PTY LTD000253804ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200418/05/2012Ceased
A & J CIAVARELLA PTY LTD000253804ALLSTATE INSURANCE PTY LTD20/04/200414/05/2012Ceased
A & J NORTON ENTERPRISES PTY LTD00031062026/02/200731/01/2012Ceased
A & K FINANCIAL PLANNING PTY LTD000418878PROFESSIONAL INVESTMENT SERVICES PTY LTD14/03/201218/05/2012Ceased
A & K FINANCIAL SERVICES PTY LTD000363108AKUMIN FINANCIAL PLANNING PTY LIMITED13/12/201025/05/2012Ceased
A BETTER INSURANCE QUOTE PTY LTD00041744313/02/201210/05/2012Ceased
A D DANIELI FINANCIAL SERVICES PTY LTD00035275803/05/201012/07/2012Ceased
A D LINGER PTY LTD00033785926/05/200907/02/2012Ceased
A FINDLAY & M.M MARQUES000301977COVER-MORE INSURANCE SERVICES PTY. LTD.12/03/200703/05/2012Ceased
A LABBOZZETTA & D LABBOZZETTA & F LABBOZZETTA000261484COVER-MORE INSURANCE SERVICES PTY. LTD.28/12/200603/05/2012Ceased
A NEWMAN & K.J NEWMAN000228297COVER-MORE INSURANCE SERVICES PTY. LTD.27/03/200721/11/2012Ceased
A ONE AUTOCARE PTY LTD000344396AUSTRALIAN WARRANTY NETWORK PTY LTD01/02/201014/12/2012Ceased
A'COURT, SUZANNE00031406124/05/200723/03/2012Ceased
A'VANT GUARD FINANCIAL GROUP PTY. LTD.00033031515/03/201129/02/2012Ceased
A. & I. MOTORS PTY LTD00026190624/02/200416/01/2012Ceased
A.C.N. 002 855 343 PTY LTD00023516220/03/200806/07/2012Ceased
A.C.N. 007 543 713 PTY LTD000243759MTA INSURANCE PTY LTD02/03/200611/01/2012Ceased
A.C.N. 051 903 505 PTY LTD000315989COUNT FINANCIAL LIMITED20/07/200701/11/2012Ceased
A.C.N. 054 583 809 PTY LTD000278910AUSTRALIAN WARRANTY NETWORK PTY LTD15/03/201006/11/2012Ceased
A.C.N. 071 401 655 PTY LTD00027381601/04/200401/06/2012Ceased
A.C.N. 087 664 284 PTY LTD000256632COVER-MORE INSURANCE SERVICES PTY. LTD.20/03/200721/09/2012Ceased
A.C.N. 091 441 673 PTY LTD000252335ALLSTATE INSURANCE PTY LTD01/01/200426/11/2012Ceased
A.C.N. 096 639 262 PTY LIMITED00029363921/09/200523/05/2012Ceased
A.C.N. 099 303 269 PTY LTD000287499COVER-MORE INSURANCE SERVICES PTY. LTD.31/03/200503/05/2012Ceased
A.C.N. 105 372 496 PTY LTD000308299VIRGINIA SURETY COMPANY, INC.22/11/200612/12/2012Ceased
A.C.N. 106 300 556 PTY LIMITED000251763ALLSTATE INSURANCE PTY LTD01/01/200426/11/2012Ceased
A.C.N. 109 055 638 PTY LTD000280624COVER-MORE INSURANCE SERVICES PTY. LTD.05/10/200403/05/2012Ceased
A.C.N. 115 088 143 PTY LTD000325142AUSTRALIAN WARRANTY NETWORK PTY LTD30/04/200827/03/2012Ceased
A.C.N. 120 016 499 PTY LTD00040376414/03/201107/03/2012Ceased
A.C.N. 120 402 806 PTY LTD000337704AUSTRALIAN WARRANTY NETWORK PTY LTD20/03/201205/12/2012Ceased
A.C.N. 120 726 409 PTY LIMITED000316774COVER-MORE INSURANCE SERVICES PTY. LTD.22/08/200721/09/2012Ceased
A.C.N. 121 382 312 PTY LTD000305181MILLENNIUM 3 FINANCIAL SERVICES PTY LTD31/08/200630/06/2012Ceased
A.C.N. 123 452 326 PTY LTD00031061510/05/200730/03/2012Ceased
A.C.N. 130 335 063 PTY LTD000428918CHU UNDERWRITING AGENCIES PTY LTD26/09/201209/11/2012Ceased
A.C.N. 137 024 018 PTY LTD00033865430/06/200928/06/2012Ceased
A.D. HILL & CO. SERVICES PTY. LIMITED & A.D HILL & RYUSEI PTY LTD000315881COUNT FINANCIAL LIMITED20/07/200730/05/2012Ceased
A.F WRIGHT & M.T WRIGHT000371031AUSTRALIAN WARRANTY NETWORK PTY LTD21/07/201024/04/2012Ceased
A.H.A. AUSTRALIA PTY LTD000282079COVER-MORE INSURANCE SERVICES PTY. LTD.05/11/200403/05/2012Ceased
A.J HOWARD & THE TRUSTEE FOR STEPHEN JEREMY JACKSON FAMILY TRUST000343480AUSTRALIAN WARRANTY NETWORK PTY LTD28/01/201008/03/2012Ceased
A.J MILLER & R.M MILLER & THE BRENANLACH TRUST & THE TRUSTEE FOR D & L MILLER FAMILY TRUST000341335COUNT FINANCIAL LIMITED28/09/200926/10/2012Ceased
A.P. MOTORS (NO 2) PTY. LTD.000299725MTA INSURANCE PTY LTD30/08/201003/05/2012Ceased
A.S HIGSON & D.J HIGSON00041930820/12/201106/09/2012Ceased
A1 AUSSIE LENDING PTY. LTD.000261812VIRGINIA SURETY COMPANY, INC.01/03/200412/12/2012Ceased
A1TRAVEL GROUP PTY. LTD.000298382AWP AUSTRALIA PTY LTD28/07/200626/12/2012Ceased
AA RISK SERVICES PTY LIMITED00040821313/07/201103/12/2012Ceased
AAA CAPITAL SECURITIES PTY LTD00039809428/01/201120/06/2012Ceased
AAA EMPLOYEE PLANS PTY LIMITED00030234920/06/200621/09/2012Ceased
AABM PTY LTD000319923CENTAUR ENERGY PTY LTD15/05/200807/08/2012Ceased
AALDERS, JANET MAREE000327875MERCER SUPERANNUATION (AUSTRALIA) LIMITED14/07/200809/01/2012Ceased
AARCHA PTY LTD000332843AUSTRALIAN WARRANTY NETWORK PTY LTD08/12/200814/12/2012Ceased
ABADIR, MICHAEL ONSY ADEEB000427688CHUBB INSURANCE AUSTRALIA LTD17/09/201205/11/2012Ceased
ABATE, CARLO000294621AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD11/10/200511/01/2012Ceased
ABBEY, MARY000337557AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/04/201102/11/2012Ceased
ABBOTT, ANTHONY CHARLES000264177MORGANS FINANCIAL LIMITED13/12/201030/06/2012Ceased
ABBOTT, GEOFFREY DAVID000383573AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD23/09/201008/08/2012Ceased
ABBOTT, JACK MACARTHUR000232041COUNT FINANCIAL LIMITED01/07/200301/04/2012Ceased
ABBOTT, JANE000314981COVER-MORE INSURANCE SERVICES PTY. LTD.29/06/200703/05/2012Ceased
ABBOTT, KYLIE MICHELLE000288322AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/05/200508/03/2012Ceased
ABD-ELMALAK, MARYANA BOSHRA SAMAAN000422804CHUBB INSURANCE AUSTRALIA LTD11/06/201202/07/2012Ceased
ABDALLA, MINA SAMY GAD000427687CHUBB INSURANCE AUSTRALIA LTD17/09/201229/10/2012Ceased
ABDUL-WAHAB, SAM000379487TAL DIRECT PTY LIMITED24/08/201029/10/2012Ceased
ABERHART, CLARE RENEE000425016CHUBB INSURANCE AUSTRALIA LTD23/07/201210/12/2012Ceased
ABEYRATNE, ZAN000298648PROFESSIONAL INVESTMENT SERVICES PTY LTD17/09/201001/06/2012Ceased
ABEYSEKERA, GAMLATH MOHOTTI MUDALIGE000415365AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED24/11/201126/03/2012Ceased
ABID A & RITU CHAUDHARY000309822COVER-MORE INSURANCE SERVICES PTY. LTD.01/01/200703/05/2012Ceased
ABLE FINANCE GROUP PTY LTD000325835VIRGINIA SURETY COMPANY, INC.21/05/201012/12/2012Ceased
ABLETT, TREVOR00034404117/12/200927/08/2012Ceased
ABLETT, TREVOR000344041COMMUNITY BROKER NETWORK PTY LTD02/06/201024/08/2012Ceased
ABLITT, GREGORY IVOR000409591CLASSIC CLUBS LIMITED10/08/201103/04/2012Ceased
ABM CORPORATION PTY LIMITED00034175815/09/200929/06/2012Ceased
ABN 55088386494 PTY LIMITED000260865COWDEN (VIC) PTY LTD11/03/200431/05/2012Ceased
ABRA, SUZANNE000377164RESOLUTION LIFE AUSTRALASIA LIMITED06/08/201031/01/2012Ceased
ABRAHAMS, LESLIE JOHN000329968AUSTRALIAN WARRANTY NETWORK PTY LTD18/09/200807/06/2012Ceased
ABRAHAMSE, PETER JOHN00042105926/04/201225/07/2012Ceased
ABS CAPITAL PTY LTD000297407CONSULTUM FINANCIAL ADVISERS PTY LTD06/10/200623/03/2012Ceased
ABSOLUTE ASSET MANAGEMENT PTY LTD00028031510/09/200422/08/2012Ceased
ABSOLUTE CAPITAL INVESTMENTS LIMITED00028025420/08/200412/07/2012Ceased
ABSOLUTE TRAVEL PROFESSIONALS PTY LTD000258533COVER-MORE INSURANCE SERVICES PTY. LTD.01/01/200720/07/2012Ceased
ABSOLUTE WEALTH MANAGEMENT PTY LTD00041078101/09/201129/06/2012Ceased
ABUNDANCE FINANCIAL PLANNING PTY LTD000395252PERSONAL FINANCIAL SERVICES LTD01/01/201131/05/2012Ceased
ACADE PTY LTD00024304501/12/200306/07/2012Ceased
ACCACC PTY LTD000407126MILLENNIUM 3 FINANCIAL SERVICES PTY LTD24/06/201123/05/2012Ceased
ACCADIA, Matteo00025047701/01/200428/05/2012Ceased
ACCADIA, Matteo000250477CHARTER FINANCIAL PLANNING LIMITED28/05/201217/12/2012Ceased
ACCESS BUSINESS INSURANCE CONSULTANTS PTY LTD000283178ALLSTATE INSURANCE PTY LTD02/07/200926/11/2012Ceased
ACCESS SS PTY. LTD.000287117INFOCUS SECURITIES AUSTRALIA PTY LTD13/04/200523/03/2012Ceased
ACCOUNTIA FP PTY LTD000321467PROFESSIONAL INVESTMENT SERVICES PTY LTD08/08/200825/07/2012Ceased
ACCOUNTING FIRST FINANCIAL ADVISORS PTY LTD00036082001/02/201230/04/2012Ceased
ACCOUNTPLUS PTY LTD000271464COUNT FINANCIAL LIMITED18/03/200420/09/2012Ceased
ACCTPRO FINANCIAL SERVICES PTY LTD00033443512/02/200902/10/2012Ceased
ACCUITY PTY LTD00028890612/05/200624/08/2012Ceased
ACCUM FINANCIAL PLANNING PTY LTD00030086615/05/200623/01/2012Ceased
ACER COMPUTER AUSTRALIA PTY. LIMITED000275836PROTECSURE PTY LTD03/05/200407/05/2012Ceased
ACF PLANNING PTY LTD00041570021/12/201110/10/2012Ceased
ACHESON, RICHARD000251744ALLSTATE INSURANCE PTY LTD01/01/200426/11/2012Ceased
ACHI, MARTA00042402830/06/201210/10/2012Ceased
ACHILLEOS, REBEKKA00042511320/07/201224/07/2012Ceased
ACKERMAN, FREDERICK STEVEN00030198502/06/201114/02/2012Ceased
ACN 008 065 530 PTY LTD000258558COVER-MORE INSURANCE SERVICES PTY. LTD.03/08/200721/11/2012Ceased
ACN 066 121 131 PTY LTD000309654PROFESSIONAL INVESTMENT SERVICES PTY LTD22/01/200721/05/2012Ceased
ACN 072 953 489 PTY LTD00027081822/10/200720/03/2012Ceased
ACN 090 882 634 (AGMPL) PTY LTD00029154407/09/200531/10/2012Ceased
ACN 102 225 785 PTY LTD00026477516/02/200401/06/2012Ceased
ACN 104 151 635 PTY LTD00024032501/07/201106/07/2012Ceased
ACN 111 297 539 PTY LTD000284882MTA INSURANCE PTY LTD11/02/200501/11/2012Ceased
ACN 111 297 539 PTY LTD000284882ALLIANZ AUSTRALIA INSURANCE LIMITED11/05/200621/11/2012Ceased
ACN 125 315 380 PTY LIMITED00031509304/07/200702/07/2012Ceased
ACN 133 452 589 PTY LTD000331478ACTUATE ALLIANCE SERVICES PTY LTD24/10/200801/03/2012Ceased
ACN 133 452 589 PTY LTD000331478PERSONAL FINANCIAL SERVICES LTD01/03/201202/07/2012Ceased
ACN 143 832 053 PTY LTD000403658SFGW PTY LTD25/10/201112/06/2012Ceased
ACN 143 836 702 PTY LIMITED00037927823/08/201002/07/2012Ceased
ACN 146 410 353 PTY LTD00041528112/12/201110/02/2012Ceased
ACN 146 410 353 PTY LTD000415281QUAD CODE AU LTD10/02/201226/06/2012Ceased
ACN 147 346 192 PTY LTD000406251BKS MARKETS PTY LTD14/06/201101/07/2012Ceased
ACN 152 017 831 PTY LTD00041541705/12/201129/02/2012Ceased
ACN63902 PTY LTD000320407INSURANCE ADVISERNET AUSTRALIA PTY LIMITED28/09/201228/09/2012Ceased
ACQUA ENTERPRISES PTY LTD000337886COVER-MORE INSURANCE SERVICES PTY. LTD.18/05/200903/05/2012Ceased
ACQUIRE BIZ INSURANCE PTY LTD000321419COMMUNITY BROKER NETWORK PTY LTD18/01/200830/11/2012Ceased
ACQUIRE BIZ INSURANCE PTY LTD000321419M.G.A. INSURANCE BROKERS PTY. LTD.01/12/201201/12/2012Ceased
ACQUIRE WEALTH PTY LTD000317009MILLENNIUM 3 FINANCIAL SERVICES PTY LTD22/12/201126/07/2012Ceased
ACQUIRED WEALTH PTY. LTD.00041640216/01/201206/08/2012Ceased
ACREMAN, MARIANNE000272569COVER-MORE INSURANCE SERVICES PTY. LTD.19/03/200403/05/2012Ceased
ACTIVE RISK MANAGEMENT PTY LTD00032222330/01/200801/06/2012Ceased
ACTON, GEOFFREY LEE000324131AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD09/04/200827/02/2012Ceased

Neighbouring years

Money lost after advice you were given?

14,512 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years