afs-rep

AFS authorisations that ended in 2017

14,207 authorisations ended during 2017, covering 12,733 representatives across 932 licensees. An authorisation that ended in 2017 answers for advice given up to that date, and not after.

14,207authorisations ended
12,733representatives
932licensees
4,594licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

4,594 of these 14,207 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2017

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,0497.4%
licence 2382927405.2%
licence 2382916694.7%
BENDIGO AND ADELAIDE BANK LIMITED4873.4%
QBE INSURANCE (AUSTRALIA) LIMITED4733.3%
INSURANCE AUSTRALIA LIMITED4283.0%
AKUMIN FINANCIAL PLANNING PTY LIMITED3992.8%
ALLIANZ AUSTRALIA INSURANCE LIMITED3812.7%
licence 3238252511.8%
AUSTRALIAN WARRANTY NETWORK PTY LTD2421.7%
CHARTER FINANCIAL PLANNING LIMITED2251.6%
COMMUNITY BROKER NETWORK PTY LTD1871.3%
ARETE RISK & INSURANCE PARTNERS PTY LTD1791.3%
COUNT FINANCIAL LIMITED1771.2%
NTI LIMITED1771.2%
A.C.N. 155 907 681 PTY LTD1631.1%
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED1631.1%
LFI GROUP PTY LTD1411.0%
licence 3072481391.0%
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1310.9%
AUSURE PTY LTD1300.9%
GPS WEALTH LTD1210.9%
licence 2414611210.9%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1200.8%

Some of the 14,207 authorisations that ended in 2017

Ended during 2017, alphabetical
RepresentativeNumberAuthorised byFromToStatus
008 207 609 PTY. LTD.000269839ALLIANZ AUSTRALIA INSURANCE LIMITED08/04/201011/05/2017Ceased
1 - UP FINANCE SOLUTIONS PTY LTD000467879AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD30/10/201410/05/2017Ceased
123 MORTGAGE PTY LTD001233093AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD02/07/201528/04/2017Ceased
1300 INSURANCE PTY. LTD.000327609AUTO & GENERAL SERVICES PTY LTD09/07/200817/11/2017Ceased
1300 INSURANCE PTY. LTD.000327609BOMBORA ADVICE PTY LTD10/09/201316/11/2017Ceased
145 FINANCIAL PTY LTD00025295903/09/201401/05/2017Ceased
145 FLEET PTY LTD001236409EAST COAST CAPITAL MANAGEMENT PTY LTD07/10/201515/03/2017Ceased
151 PROPERTY SERVICES PTY LIMITED00046053613/06/201410/01/2017Ceased
17TH AVE FINANCE PTY LTD001245867SMART GUYS PTY LTD29/07/201615/11/2017Ceased
1861 CAPITAL PTY LTD00125068416/12/201618/07/2017Ceased
1AAP MOTORING PTY. LTD.001254362ALLIANZ AUSTRALIA INSURANCE LIMITED05/05/201704/08/2017Ceased
2 EASY FINANCE PTY LTD001256642AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/07/201718/10/2017Ceased
27 CAPITAL PTY LTD001233798MILLINIUM CAPITAL MANAGERS LIMITED01/07/201501/07/2017Ceased
2B SURE INSURANCE BROKERS PTY LTD00044885718/11/201314/12/2017Ceased
2EZY TRAVEL PTY LTD000344274AWP AUSTRALIA PTY LTD27/01/201015/08/2017Ceased
2FASTEE PTY. LTD.001249371PHILLIP CAPITAL LIMITED26/10/201622/02/2017Ceased
2PLAN4LIFE FINANCIAL SOLUTIONS PTY LTD000449924MILLENNIUM 3 FINANCIAL SERVICES PTY LTD02/12/201316/11/2017Ceased
3 GEMS PTY LTD001239604AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/02/201614/12/2017Ceased
3 HORNS PTY. LTD.000294184ALLIANZ AUSTRALIA INSURANCE LIMITED05/10/200529/09/2017Ceased
360 BUSINESS ADVISORY PTY LTD001243821A.C.N. 155 907 681 PTY LTD01/07/201623/03/2017Ceased
360 PLANT AND EQUIPMENT PTY LTD000424918AUSTAGENCIES PTY LTD12/07/201231/01/2017Ceased
37 CAPITAL PTY LTD00030298229/03/201330/04/2017Ceased
3LP PTY LTD001244494COVERFORCE PARTNERS PTY LTD26/10/201619/06/2017Ceased
3M FINANCIAL PLANNING PTY LTD00125274310/03/201705/06/2017Ceased
4 MORE WEALTH PTY LTD000230858SENTRY FINANCIAL SERVICES PTY LTD01/12/200730/11/2017Ceased
43 SMITH STREET DEVELOPMENTS PTY LTD000303250HONAN INSURANCE GROUP PTY LTD11/08/200801/06/2017Ceased
4C CONSULTING PTY LTD00043892101/07/201307/04/2017Ceased
4ORWARD FINANCIAL PLANNING PTY LTD00032057210/12/200709/10/2017Ceased
4TH DIMENSION TRANSPORT PTY LTD00046706314/10/201430/09/2017Ceased
5 BOROUGHS PTY LTD001246586A.C.N. 114 733 569 LIMITED16/08/201618/09/2017Ceased
50FT PLUS PTY LTD000384556ALLIANZ AUSTRALIA INSURANCE LIMITED01/10/201028/08/2017Ceased
5E PTY LTD001009231AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/06/201522/03/2017Ceased
888 CAPITAL GROUP PTY. LTD.001241239AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD22/04/201606/12/2017Ceased
A 3 PLUS PTY LTD000423999QBE INSURANCE (AUSTRALIA) LIMITED26/07/201201/08/2017Ceased
A D EXTREME PTY LTD00026159124/02/200401/08/2017Ceased
A D EXTREME PTY LTD000261591INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
A F N L PTY LTD000329458COUNT FINANCIAL LIMITED28/08/200828/02/2017Ceased
A FIRM WEALTH PTY LTD000464493WEALTH TODAY PTY LTD03/09/201428/02/2017Ceased
A J & K DELLA PTY LTD00025745622/06/200923/06/2017Ceased
A J & T PULBROOK PTY LTD00024367612/03/200423/05/2017Ceased
A TO Z WEALTH FOR LIFE PTY LTD00029465025/03/201518/08/2017Ceased
A&M IRWIN FINANCIAL SERVICES PTY LTD001241854AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/05/201627/09/2017Ceased
A.C.N 062 834 048 PTY LTD00025746004/02/200401/08/2017Ceased
A.C.N 062 834 048 PTY LTD00025746024/02/200423/05/2017Ceased
A.C.N. 000 375 959 PTY LTD000267085QBE INSURANCE (AUSTRALIA) LIMITED20/01/200601/08/2017Ceased
A.C.N. 002 063 014 PTY LTD000267750CHU UNDERWRITING AGENCIES PTY LTD01/03/200424/07/2017Ceased
A.C.N. 002 855 343 PTY LTD000235162ALLIANZ AUSTRALIA INSURANCE LIMITED15/12/200512/10/2017Ceased
A.C.N. 005 757 933 PTY LTD000268976QBE INSURANCE (AUSTRALIA) LIMITED21/08/200821/06/2017Ceased
A.C.N. 006 346 032 PTY LTD00027064724/02/200401/08/2017Ceased
A.C.N. 006 346 032 PTY LTD000270647INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
A.C.N. 074 775 572 LIMITED001250562ALLIANZ AUSTRALIA INSURANCE LIMITED07/12/201608/02/2017Ceased
A.C.N. 079 010 772 PTY LTD000261416QBE INSURANCE (AUSTRALIA) LIMITED11/03/200411/05/2017Ceased
A.C.N. 091 397 143 PTY LTD000337731THE HOLLARD INSURANCE COMPANY PTY LTD25/05/200930/11/2017Ceased
A.C.N. 091 441 673 PTY LTD000252335AUSURE PTY LTD17/11/201209/12/2017Ceased
A.C.N. 096 639 262 PTY LIMITED000293639NEXTPLAN FINANCIAL PTY LTD05/05/201425/07/2017Ceased
A.C.N. 105 372 496 PTY LTD00030829926/03/201301/08/2017Ceased
A.C.N. 105 372 496 PTY LTD000308299INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
A.C.N. 124 669 101 PTY LTD00031584516/07/200701/08/2017Ceased
A.C.N. 124 669 101 PTY LTD000315845INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
A.C.N. 137 007 062 PTY LTD00040071328/01/201625/05/2017Ceased
A.C.N. 139 201 095 PTY LTD000435931ALLIANZ AUSTRALIA INSURANCE LIMITED03/06/201527/04/2017Ceased
A.C.N. 159 503 447 PTY LTD00123969624/02/201623/05/2017Ceased
A.C.N. 169 565 986 PTY LTD000458838TRUE OAK INVESTMENTS PTY LTD03/06/201431/05/2017Ceased
A.C.N. 603 037 510 PTY LTD00047135713/01/201529/12/2017Ceased
A.C.N. 604 177 880 PTY LTD00100748716/04/201528/04/2017Ceased
A.C.N. 610 538 139 PTY LTD001241054AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD15/04/201614/12/2017Ceased
A.D MUIR & A.R MUIR00033141020/06/201201/08/2017Ceased
A.D MUIR & A.R MUIR000331410INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
A.J D'ARCY & N.A D'ARCY000336973AWP AUSTRALIA PTY LTD01/05/200902/08/2017Ceased
A.L ALLFREY & M.D ALLFREY00045097416/12/201301/08/2017Ceased
A.L ALLFREY & M.D ALLFREY000450974INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
A.L. & ASSOCIATES PTY LTD000237179SENTRY FINANCIAL SERVICES PTY LTD26/11/201431/08/2017Ceased
A.M HOLMES & K.A HOLMES001007207AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD02/04/201510/05/2017Ceased
A.R MCBRIDE & J MCBRIDE000473080BENDIGO AND ADELAIDE BANK LIMITED20/02/201505/05/2017Ceased
A1 HOMELOANS & FINANCE BROKERS PTY LTD001007754AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/04/201512/07/2017Ceased
A1 VEHICLE SALES TRAINING PTY LTD00041530807/12/201101/08/2017Ceased
A1 VEHICLE SALES TRAINING PTY LTD000415308INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
AAFH CAPITAL PTY LTD001250219MELBOURNE SECURITIES CORPORATION LIMITED02/12/201612/05/2017Ceased
AAK 177 INVESTMENTS PTY. LTD.001237392AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/11/201521/07/2017Ceased
AANANTHAM PTY LTD001244914AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/07/201611/10/2017Ceased
ABBOTT, AMREETA00024493028/01/201608/06/2017Ceased
ABBOTT, GRANTLEY GILES00036709110/12/201508/05/2017Ceased
ABBOTT, HANNAH LEE00125273110/03/201710/06/2017Ceased
ABBOTT, LESLIE ERIC000244018COMMUNITY BROKER NETWORK PTY LTD01/01/201622/02/2017Ceased
ABBOTT, RILEY000449028HILLROSS FINANCIAL SERVICES LIMITED19/11/201402/05/2017Ceased
ABBOUD INSURANCE AGENTS PTY. LTD.00025092704/01/201131/07/2017Ceased
ABC FINANCIAL SERVICES PTY LTD000332420ALLIANZ AUSTRALIA INSURANCE LIMITED24/11/200813/12/2017Ceased
ABD, CHARLIE000472511LIFESPAN FINANCIAL PLANNING PTY LTD12/02/201512/09/2017Ceased
ABDALLAH, PATRICIA RITA001241865AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/05/201606/09/2017Ceased
ABDEL-HAMID, FARIS001254701AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD17/05/201703/07/2017Ceased
ABDUL, SAMUEL00043099217/10/201317/03/2017Ceased
ABELA FINANCIAL GROUP PTY. LTD.000248163AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200423/06/2017Ceased
ABELA, DON000249347AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200423/06/2017Ceased
ABERCROMBIE & KENT (AUSTRALIA) PTY. LTD.000227971MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD12/09/201624/10/2017Ceased
ABEYRATNE, KASUN000457571A.P.V.C. LTD.19/08/201612/06/2017Ceased
ABICAT PTY LTD00044295326/07/201317/03/2017Ceased
ABL, GERNOT000456211OXYGEN GLOBAL PTY LTD09/04/201409/06/2017Ceased
ABLE WEALTH MANAGEMENT PTY LTD000428075MILLENNIUM 3 FINANCIAL SERVICES PTY LTD14/09/201208/03/2017Ceased
ABM CORPORATION PTY LIMITED000341758VIRGINIA SURETY COMPANY, INC.01/04/201629/09/2017Ceased
ABODE ONLINE PTY LTD001239030AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/02/201620/11/2017Ceased
ABOUND SUPER SOLUTIONS PTY LTD00124765309/09/201630/06/2017Ceased
ABRAHAMS, BEVERLEY HELEN000303182BENDIGO AND ADELAIDE BANK LIMITED08/07/200626/06/2017Ceased
ABRAHAMS, PAUL DAMIAN00024579201/12/200331/03/2017Ceased
ABRENIO, OLIVER KARLO00040213021/03/201131/07/2017Ceased
ABRM PTY. LTD.000471976MARSH ADVANTAGE INSURANCE PTY LTD02/02/201531/08/2017Ceased
ABRUZZESE, PASQUALE000339051AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD11/07/201331/10/2017Ceased
ABSOLUTE INSURANCE AND FINANCIAL SERVICES PTY LTD00025248429/08/201322/12/2017Ceased
ABSOLUTE INSURANCE PTY LTD00046756601/10/201409/01/2017Ceased
ABSOLUTE RETURN TRADING PTY LIMITED00100868227/05/201519/06/2017Ceased
ABSOLUTELY SUPER FINANCIAL PLANNING PTY LTD001247318A.C.N. 155 907 681 PTY LTD02/09/201605/04/2017Ceased
ABUNDANCE FINANCIAL SOLUTIONS GROUP PTY. LTD.00124761308/09/201630/06/2017Ceased
AC&E AI LIFE SERVICES PTY. LIMITED00043342922/01/201320/03/2017Ceased
AC&E INSURANCE SERVICES PTY LTD000339741INTEGRATED INSURANCE SOLUTIONS PTY LTD05/08/200930/11/2017Ceased
ACCELERATE FINANCIAL SOLUTIONS PTY LTD00031490824/10/201324/05/2017Ceased
ACCENT LOANS PTY LTD00100776827/04/201523/06/2017Ceased
ACCESS FINANCIAL LIFE PLANNING PTY LTD000385433AKUMIN FINANCIAL PLANNING PTY LIMITED19/10/201005/04/2017Ceased
ACCORD FINANCIAL ADVISERS PTY LTD00124082207/04/201630/11/2017Ceased
ACCOUNT(ABLE) FINANCIAL PLANNERS PTY LTD000407410CAPSTONE FINANCIAL PLANNING PTY LTD03/08/201528/06/2017Ceased
ACCOUNTING INFORMATION & MANAGEMENT SERVICES PTY. LIMITED001248539A.C.N. 155 907 681 PTY LTD10/10/201627/10/2017Ceased
ACCRU HARRIS ORCHARD (WEALTH) PTY LTD000330251THE ADVICE EXCHANGE PTY LTD29/06/201507/04/2017Ceased
ACCUMULATE WEALTH MANAGEMENT PTY LTD000433849RI ADVICE GROUP PTY LTD01/02/201331/08/2017Ceased
ACER EDUCATION PTY LTD001239575AVARI HOLDINGS PTY LTD22/02/201626/07/2017Ceased
ACETOWER PTY LTD000414621ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED05/12/201131/07/2017Ceased
ACHG GROUP PTY LTD00047053815/12/201401/08/2017Ceased
ACHG GROUP PTY LTD000470538INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
ACHILLE, MARIA CONCETTA000289768RESILIUM INSURANCE BROKING PTY LTD02/12/201531/08/2017Ceased
ACHILLE, MARIA CONCETTA000289768ARETE RISK & INSURANCE PARTNERS PTY LTD01/02/201631/08/2017Ceased
ACHILLES FINANCIAL PTY LTD00046441705/09/201430/06/2017Ceased
ACI BROKING (VIC) PTY LIMITED000461892ASSENT FINANCIAL SERVICES PTY LTD01/07/201426/04/2017Ceased
ACI BROKING (WA) PTY LIMITED000461891ASSENT FINANCIAL SERVICES PTY LTD01/07/201426/04/2017Ceased
ACIS SETTLEMENTS PTY. LTD.00045261422/01/201401/08/2017Ceased
ACIS SETTLEMENTS PTY. LTD.000452614INSURANCE AUSTRALIA LIMITED01/08/201713/10/2017Ceased
ACKLAND, JAMES CALEB000446793BENDIGO AND ADELAIDE BANK LIMITED01/10/201302/06/2017Ceased
ACKLEY, SHANE PARKES000416884SWMG PTY LTD02/07/201601/12/2017Ceased
ACN 007 337 751 PTY LTD00023543116/12/200418/05/2017Ceased
ACN 090 882 634 (AGMPL) PTY LTD00029154401/08/200523/06/2017Ceased
ACN 090 882 634 (AGMPL) PTY LTD000291544QBE INSURANCE (AUSTRALIA) LIMITED12/07/200620/06/2017Ceased
ACN 090 882 634 (AGMPL) PTY LTD00029154405/03/201227/06/2017Ceased
ACN 090 882 634 (AGMPL) PTY LTD000291544CHU UNDERWRITING AGENCIES PTY LTD13/04/201629/05/2017Ceased
ACN 101 594 932 PTY LTD000280996CLUB MARINE LIMITED20/09/200412/08/2017Ceased

Neighbouring years

Money lost after advice you were given?

14,207 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years