afs-rep

AFS authorisations that ended in 2022

11,914 authorisations ended during 2022, covering 11,511 representatives across 1,210 licensees. An authorisation that ended in 2022 answers for advice given up to that date, and not after.

11,914authorisations ended
11,511representatives
1,210licensees
1,351licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

1,351 of these 11,914 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2022

LicenseeAuthorisationsShare
SQUARETRADE AUSTRALIA PTY LTD2,47420.8%
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD9037.6%
BENDIGO AND ADELAIDE BANK LIMITED5654.7%
SYNCHRON ADVICE PTY LTD1821.5%
LFI GROUP PTY LTD1701.4%
AKUMIN FINANCIAL PLANNING PTY LIMITED1511.3%
CHARTER FINANCIAL PLANNING LIMITED1321.1%
COMMUNITY BROKER NETWORK PTY LTD1261.1%
RESILIUM INSURANCE BROKING PTY LTD1161.0%
WICKLOW FUND SERVICES PTY LTD1141.0%
ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED1070.9%
CONSULTUM FINANCIAL ADVISERS PTY LTD1000.8%
A.C.N. 155 907 681 PTY LTD950.8%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD890.7%
INTERPRAC FINANCIAL PLANNING PTY LTD850.7%
WESTPAC BANKING CORPORATION840.7%
PSC CONNECT PTY LTD790.7%
INSURANCE ADVISERNET AUSTRALIA PTY LIMITED710.6%
GPS WEALTH LTD680.6%
RI ADVICE GROUP PTY LTD670.6%
THE HOSPITALS CONTRIBUTION FUND OF AUSTRALIA LTD650.5%
HILLROSS FINANCIAL SERVICES LIMITED650.5%
INSURANCE AUSTRALIA LIMITED640.5%
MERIT WEALTH PTY LTD640.5%

Some of the 11,914 authorisations that ended in 2022

Ended during 2022, alphabetical
RepresentativeNumberAuthorised byFromToStatus
1 LIFE FINANCIAL PLANNING PTY LTD001245741CONSULTUM FINANCIAL ADVISERS PTY LTD27/07/201610/03/2022Ceased
101 MARRICKVILLE PTY LTD000415660WESTPAC BANKING CORPORATION14/12/201108/08/2022Ceased
12 STONES INVESTMENT MANAGEMENT PTY LTD001292199BOUTIQUE CAPITAL PTY LTD30/07/202131/05/2022Ceased
153 EAST PARTNERS PTY LTD001249326BR SECURITIES AUSTRALIA PTY LTD31/10/201627/09/2022Ceased
167 DRAPER ROAD PTY LTD001256604INFINITY CAPITAL SOLUTIONS PTY LTD23/09/201930/06/2022Ceased
17TH AVE FINANCE PTY LTD00124586722/01/202006/07/2022Ceased
180 MARKETS PTY LTD001280199PURSUIT CAPITAL PTY LTD01/02/202025/02/2022Ceased
187 PTY LTD000401092ADVISER SERVICES PTY LTD14/09/201329/06/2022Ceased
1MP LTD00127961917/12/201928/03/2022Ceased
24-U PTY LTD00129730616/06/202224/10/2022Ceased
248 GP MANAGERS PTY LIMITED001284343CVC PROPERTY GROUP PTY LTD11/11/202017/11/2022Ceased
24HR BOATBITS PTY LTD001299091CLUB MARINE LIMITED14/09/202221/09/2022Ceased
360 FARM HOLDINGS PTY LTD001276817360 UNDERWRITING SOLUTIONS PTY LTD11/06/201928/04/2022Ceased
360 LANDLORDS PTY LTD001278877360 UNDERWRITING SOLUTIONS PTY LTD06/11/201928/04/2022Ceased
360 NEW MEDIA VENTURE FUND PTY LIMITED001278117BOUTIQUE CAPITAL PTY LTD23/09/201914/03/2022Ceased
4 YOU FINANCE PTY LTD001297283SUMMIT INSURANCE BROKERS PTY. LTD.15/06/202216/06/2022Ceased
40 CITY ROAD FINANCIAL ADVISORS PTY LTD000307026PRIMESTOCK SECURITIES LIMITED26/10/200605/05/2022Ceased
9 MONTROSE STREET PTY LTD001296016VANTAGE PI PTY LTD07/03/202230/06/2022Ceased
A & K MCDONALD PTY LTD001282268AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD30/06/202004/05/2022Ceased
A & R FINANCIAL PLANNERS PTY LTD000247750INFINITY CAPITAL SOLUTIONS PTY LTD01/04/202130/06/2022Ceased
A G INSURANCE SERVICES PTY. LTD.001243455ORACLE GROUP (AUSTRALIA) PTY LTD01/12/202110/02/2022Ceased
A J DUCKWORTH PTY LTD001287723AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD14/05/202110/05/2022Ceased
A J R CONSULTANTS PTY LTD000269048BODY CORPORATE BROKERS PTY LTD23/01/200904/10/2022Ceased
A R LIFE INSURANCE & WEALTH SOLUTIONS PTY LTD001262439SYNCHRON ADVICE PTY LTD07/03/201814/04/2022Ceased
A R LIFE INSURANCE & WEALTH SOLUTIONS PTY LTD001262439PREMIUM ADVISORY PTY LTD14/04/202208/07/2022Ceased
A.C.N. 120 402 806 PTY LTD000337704ALLIANZ AUSTRALIA INSURANCE LIMITED26/05/200904/12/2022Ceased
A.C.N. 120 402 806 PTY LTD000337704MERCEDES-BENZ FINANCIAL SERVICES AUSTRALIA PTY LTD24/04/201801/03/2022Ceased
A.C.N. 129 611 052 PTY LTD000327756SENTRY ADVICE PTY LTD04/11/201903/10/2022Ceased
A.C.N. 144 834 337 PTY LTD000374852COMMUNITY BROKER NETWORK PTY LTD28/07/201017/01/2022Ceased
A.C.N. 153 067 111 PTY LTD001292579PSC CONNECT PTY LTD26/08/202125/10/2022Ceased
A.C.N. 159 346 666 PTY LTD000430950SYNCHRON ADVICE PTY LTD09/01/201529/06/2022Ceased
A.C.N. 161 468 882 PTY LTD001271225COPIA INVESTMENT PARTNERS LTD14/12/201809/11/2022Ceased
A.C.N. 165 625 874 PTY LTD001265156AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/06/201809/06/2022Ceased
A.C.N. 167 460 924 PTY LTD000451808A.C.N. 114 733 569 LIMITED22/07/201627/06/2022Ceased
A.C.N. 605 785 804 PTY LIMITED001277728GRESHAM PARTNERS CAPITAL LTD27/08/201917/10/2022Ceased
A.C.N. 612 440 589 PTY LTD001243212FORTNUM PRIVATE WEALTH LTD18/07/201931/05/2022Ceased
A.C.N. 619 928 040 PTY. LTD.001259746GPS WEALTH LTD10/11/201715/12/2022Ceased
A.C.N. 631 979 461 PTY LTD001284146AUSTRALIAN ADVISOR COLLECTIVE PTY LTD27/10/202007/12/2022Ceased
A.C.N. 637 625 373 PTY LTD001279840AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD09/01/202030/09/2022Ceased
A.W.G SERVICES PTY001255909MERIT WEALTH PTY LTD29/06/201723/09/2022Ceased
AAAFFORDABLE MORTGAGE PTY LTD001265619AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/01/202128/06/2022Ceased
AARON FINANCIAL SERVICES PTY LTD000252463AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200419/04/2022Ceased
ABATT INVEST PTY LTD001253494PGW FINANCIAL SERVICES PTY LTD04/04/201702/06/2022Ceased
ABBOTT, WARWICK STEVEN001004158CHARTER FINANCIAL PLANNING LIMITED07/10/201929/11/2022Ceased
ABC HOLDINGS PTY LTD000273287COVER-MORE INSURANCE SERVICES PTY. LTD.17/03/201520/07/2022Ceased
ABCO CARAVAN SERVICES PTY LTD001261117INTEGRITY CAR CARE PTY. LTD.21/12/201728/06/2022Ceased
ABDO, ADAM001264725VEGA PARTNERS PTY LTD01/06/201801/01/2022Ceased
ABDULWAHID, Harith001298077AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED20/06/202220/08/2022Ceased
ABELA, LAUREN00032277419/08/201930/06/2022Ceased
ABEY, ARUN001250969WALSH BAY PARTNERS PTY LTD02/12/201607/03/2022Ceased
ABEYAWARDANA, DEEPTHI THARUNIKA00028096627/10/200608/11/2022Ceased
ABLE WEALTH MANAGEMENT PTY LTD000428075LAVERNE CAPITAL PTY LTD09/03/201703/05/2022Ceased
ABP HR PTY LTD000326609AB PHILLIPS PTY LTD01/07/200801/04/2022Ceased
ABSOLUTE ADVICE PTY LTD000466079FORTNUM PRIVATE WEALTH LTD17/09/201909/02/2022Ceased
AC PAYLINK PTY LTD001259284EML PAYMENT SOLUTIONS LIMITED24/10/201723/11/2022Ceased
ACA TRAVEL PTY LTD000308139COVER-MORE INSURANCE SERVICES PTY. LTD.01/01/200719/08/2022Ceased
ACCESS INVESTING PTY LTD001288210PRIMARY SECURITIES LTD19/05/202114/04/2022Ceased
ACCOMPLISHED INSURANCE SERVICES PTY. LTD.001246258RESILIUM INSURANCE BROKING PTY LTD06/10/201620/04/2022Ceased
ACCOUNTING FOR SUPER ADVISORY PTY LTD00124701424/04/201831/07/2022Ceased
ACCUMEN WEALTH PTY LTD00126256312/03/201818/07/2022Ceased
ACCUMULATE WEALTH MANAGEMENT PTY LTD000433849FUTURO FINANCIAL SERVICES PTY LTD01/08/201823/08/2022Ceased
ACCUMULO PTY LTD000449985AKUMIN FINANCIAL PLANNING PTY LIMITED09/12/201311/10/2022Ceased
ACE FINANCIAL PLANNING PTY LTD001265623VIVID FINANCIAL PLANNING PTY LTD24/09/201828/09/2022Ceased
ACHENZA, SALVATORE000334460AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/02/200914/01/2022Ceased
ACHESON, RICHARD000251744RESILIUM INSURANCE BROKING PTY LTD16/03/201804/01/2022Ceased
ACHUTHAN, ASHA001002605BRIDGES FINANCIAL SERVICES PTY LIMITED01/06/202109/05/2022Ceased
ACN 090 882 634 (AGMPL) PTY LTD000291544COMMUNITY BROKER NETWORK PTY LTD20/06/201730/03/2022Ceased
ACN 103 095 218 PTY LTD000253330PRIMESTOCK SECURITIES LIMITED01/01/200401/03/2022Ceased
ACN 130 722 388 PTY LTD001259048BAC INSURANCE BROKERS PTY LTD18/10/201710/03/2022Ceased
ACN 167 059 789 PTY LTD00129520310/01/202223/12/2022Ceased
ACN 611 676 085 PTY LTD001243543SHARTRU WEALTH MANAGEMENT PTY LTD28/06/201630/03/2022Ceased
ACN 613 581 981 PTY LIMITED00124622608/08/201620/06/2022Ceased
ACN 619 765 749 PTY LTD001258329COVER-MORE INSURANCE SERVICES PTY. LTD.15/09/201703/08/2022Ceased
ACN 623 591 837 PTY LTD001284705AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/12/202020/12/2022Ceased
ACN 628 316 263 PTY LTD001273917PSC RELIANCE PTY LTD01/02/201910/02/2022Ceased
ACN 635 241 039 PTY LTD001277716PSC RELIANCE PTY LTD11/08/201910/02/2022Ceased
ACN 637 404 409 PTY LTD001279003PSC RELIANCE PTY LTD12/11/201918/03/2022Ceased
ACQUAINT PRIVATE WEALTH MANAGEMENT PTY LTD001268251HAYES STERLING PTY. LIMITED02/08/202130/08/2022Ceased
ACQUIRE BIZ INSURANCE PTY LTD000321419M.G.A. INSURANCE BROKERS PTY. LTD.30/11/201201/12/2022Ceased
ACRES, MITCHELL000306378AUSURE PTY LTD05/03/201826/01/2022Ceased
ACT CAPITAL INVESTMENT MANAGER PTY LTD001269379ONE WHOLESALE FUND SERVICES LTD01/09/202010/06/2022Ceased
ACT CENTRAL FINANCIAL SERVICES PTY LTD001261405WESTPAC BANKING CORPORATION15/01/201808/08/2022Ceased
ACTION BAY PTY LTD000267705ALLIANZ AUSTRALIA INSURANCE LIMITED09/12/201114/01/2022Ceased
ACTIVATE FINANCIAL SERVICES PTY LIMITED000328850AKUMIN FINANCIAL PLANNING PTY LIMITED14/08/200827/09/2022Ceased
ACTIVE INSURANCE SERVICES PTY LTD000317789INSURANCE BROKERS AUSTRALIA PTY LTD09/10/202001/09/2022Ceased
ACTIVE INSURANCE SERVICES PTY LTD000317789SUREINSURE PTY LTD10/10/202217/11/2022Ceased
AD ASTRA FINANCIAL SERVICES PTY LTD001285911SHAREX PTY LTD15/03/202130/11/2022Ceased
ADAMS, DAVID JOHN00026482016/07/202117/06/2022Ceased
ADAMS, MARK STEPHEN000338516COVERFORCE PARTNERS PTY LTD28/06/201630/10/2022Ceased
ADAMS, ROLANDA MONICA000263666MATRIX PLANNING SOLUTIONS LIMITED29/11/200729/09/2022Ceased
ADAMS, TIMOTHY00045113902/04/201507/06/2022Ceased
ADAMSON, MARK GREGORY00044618201/04/201703/05/2022Ceased
ADAPTXION PTY LTD001295186NON CORRELATED CAPITAL PTY LTD03/02/202211/11/2022Ceased
ADDISON PARTNERS SMSF PTY LTD00124461201/07/201625/07/2022Ceased
ADELAIDE EASTERN SUBURBS PTY LTD000435279AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD28/02/201317/06/2022Ceased
ADELAIDE HOME LOANS 22 PTY LTD001274786AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD25/03/201930/09/2022Ceased
ADENG, Johnson Majier Maker001298073AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED05/04/202222/07/2022Ceased
ADMIRAL CAPITAL PTY LIMITED000284328AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/07/200630/09/2022Ceased
ADROIT (QLD) PTY LTD001294823THE PROCARE GROUP PTY LTD21/12/202116/12/2022Ceased
ADS CAPITAL PTY LTD001258592SHARTRU WEALTH MANAGEMENT PTY LTD09/07/202030/03/2022Ceased
ADVANCE MORTGAGE SERVICES (AUSTRALIA) PTY LTD000436486AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD21/03/201326/07/2022Ceased
ADVANCED COMMUNITY MANAGEMENT PTY LIMITED000307970CHU UNDERWRITING AGENCIES PTY LTD20/11/200616/06/2022Ceased
ADVANCED FINANCIAL PLANNING SOLUTIONS PTY LTD001250894ALLIANCE WEALTH PTY LTD23/06/202124/03/2022Ceased
ADVICE FOR LIFE PTY LTD000290204MILLENNIUM 3 FINANCIAL SERVICES PTY LTD15/07/200801/11/2022Ceased
ADVICE FOR LIVING PTY LTD000415603MATRIX PLANNING SOLUTIONS LIMITED15/09/202012/05/2022Ceased
ADVICEONE FINANCIAL SERVICES PTY LTD000313589SENTRY ADVICE PTY LTD01/07/201829/06/2022Ceased
ADX FINANCIAL PLANNING PTY LTD000397840PERSONAL FINANCIAL SERVICES LTD01/07/201603/06/2022Ceased
AESTHETIC RESEARCH GROUP PTY LTD001281354AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD15/04/202015/02/2022Ceased
AETHER CAPITAL PTY LTD001297020R S FINANCE PTY LTD31/05/202217/10/2022Ceased
AFANASIEV, ALEXIS000314195AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD09/06/202123/09/2022Ceased
AFFINITAS CAPITAL PTY LTD001262021OREANA FINANCIAL SERVICES PTY LTD26/08/202101/08/2022Ceased
AFFINITY WEALTH ADVISERS PTY LTD000461662FITZPATRICKS PRIVATE WEALTH PTY LTD11/06/202029/09/2022Ceased
AGEM COMMERCIAL PTY LTD001261521PENDRAGON CAPITAL LIMITED29/01/201810/01/2022Ceased
AGEM PG 23 PTY LTD001260860PENDRAGON CAPITAL LIMITED21/12/201710/01/2022Ceased
AGEM PG 28 PTY LTD001260406PENDRAGON CAPITAL LIMITED05/12/201710/01/2022Ceased
AGEM PG 32 PTY LTD001286152PENDRAGON CAPITAL LIMITED30/03/202110/01/2022Ceased
AGEM PG 33 PTY LTD001267632PENDRAGON CAPITAL LIMITED17/09/201810/01/2022Ceased
AGGIE SIMEONE PTY LTD000272998INTERPRAC FINANCIAL PLANNING PTY LTD12/08/201530/09/2022Ceased
AGIUS, EDWARD001004161AIA FINANCIAL SERVICES PTY LIMITED01/12/202119/01/2022Ceased
AGL FINANCIAL ENERGY SOLUTIONS PTY LIMITED00129313228/09/202111/04/2022Ceased
AGNEW, LOUISE ELAINE00032931025/06/202117/01/2022Ceased
AGNEW, LOUISE ELAINE000329310MONEYSHERPA PTY LTD18/01/202209/03/2022Ceased
AGNEW, LOUISE ELAINE00032931006/05/202223/09/2022Ceased
AGNITIO ALLIED HEALTH PTY LTD001293939AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD15/11/202129/08/2022Ceased
AGRANAT, ROY PHILIP00026000916/09/201414/10/2022Ceased
AGRIPANIDIS, ELIAS000398255AIA FINANCIAL SERVICES PTY LIMITED01/12/202119/01/2022Ceased
AHLAWAT, SAI001001263MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD11/12/201806/12/2022Ceased
AHMAD, QADEER000461451LIFESPAN FINANCIAL PLANNING PTY LTD17/03/202027/09/2022Ceased
AI FOX FINTECH PTY LTD00129596823/03/202229/09/2022Ceased
AIIS FINANCE PTY LTD000329006AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD09/11/202118/02/2022Ceased
AIRASIA X BERHAD000352895CHUBB INSURANCE AUSTRALIA LTD19/04/201022/02/2022Ceased
AIREY PROPERTY SERVICES PTY LTD001257637CHU UNDERWRITING AGENCIES PTY LTD22/08/201703/03/2022Ceased
AIRLIEONE PTY. LTD.000414786WESTPAC BANKING CORPORATION30/11/201108/08/2022Ceased
AIRTEC SMARTOBM PTY LTD000298934COVER-MORE INSURANCE SERVICES PTY. LTD.18/01/201201/09/2022Ceased
AIRTREE VENTURES 2021 TRUSCO PTY LTD001293641WICKLOW FUND SERVICES PTY LTD28/10/202106/09/2022Ceased
AIRTREE VENTURES OPPORTUNITY FUND 2019 TRUSCO PTY LTD001293645WICKLOW FUND SERVICES PTY LTD28/10/202106/09/2022Ceased
AIRTREE VENTURES OPPORTUNITY FUND 2021 TRUSCO PTY LTD001293642WICKLOW FUND SERVICES PTY LTD28/10/202106/09/2022Ceased
AIRTREE VENTURES OPPORTUNITY FUND TRUSCO PTY LIMITED001293643WICKLOW FUND SERVICES PTY LTD28/10/202106/09/2022Ceased
AIRTREE VENTURES PTY LIMITED001298831BOUTIQUE CAPITAL PTY LTD30/08/202231/08/2022Ceased
AITCH INVESTMENT PTY LTD001282550HATCHSTONE CAPITAL PTY LTD10/07/202009/09/2022Ceased

Neighbouring years

Money lost after advice you were given?

11,914 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years