afs-rep

AFS authorisations that ended in 2021

15,567 authorisations ended during 2021, covering 14,887 representatives across 1,192 licensees. An authorisation that ended in 2021 answers for advice given up to that date, and not after.

15,567authorisations ended
14,887representatives
1,192licensees
2,646licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

2,646 of these 15,567 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2021

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,4169.1%
SQUARETRADE AUSTRALIA PTY LTD1,0106.5%
A.C.N. 155 907 681 PTY LTD7684.9%
BENDIGO AND ADELAIDE BANK LIMITED6464.1%
ARETE RISK & INSURANCE PARTNERS PTY LTD5963.8%
licence 2306924172.7%
AKUMIN FINANCIAL PLANNING PTY LIMITED3472.2%
licence 2382792731.8%
SYNCHRON ADVICE PTY LTD2631.7%
PETPLAN AUSTRALASIA PTY LTD2521.6%
licence 2375901961.3%
LFI GROUP PTY LTD1931.2%
MERIT WEALTH PTY LTD1811.2%
CHARTER FINANCIAL PLANNING LIMITED1501.0%
CONSULTUM FINANCIAL ADVISERS PTY LTD1450.9%
COMMUNITY BROKER NETWORK PTY LTD1450.9%
INTERPRAC FINANCIAL PLANNING PTY LTD1450.9%
BRIDGES FINANCIAL SERVICES PTY LIMITED1420.9%
RESILIUM INSURANCE BROKING PTY LTD1420.9%
INSURANCE ADVISERNET AUSTRALIA PTY LIMITED1410.9%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1350.9%
licence 2306901290.8%
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED1250.8%
ALLIANZ AUSTRALIA INSURANCE LIMITED1250.8%

Some of the 15,567 authorisations that ended in 2021

Ended during 2021, alphabetical
RepresentativeNumberAuthorised byFromToStatus
092141083 PTY LTD000464437FIRST MUTUAL AUSTRALIA PTY LTD01/11/201630/04/2021Ceased
1 HAVELOCK STREET CT PTY LTD000406995ASCOT CAPITAL LIMITED10/12/201001/09/2021Ceased
110 CHRISTIE STREET PTY LTD000444001PBA CORPORATION PTY. LTD.01/06/201326/04/2021Ceased
14 MORT STREET PROPERTY CT PTY LTD001237576ASCOT CAPITAL LIMITED30/11/201501/09/2021Ceased
1515 KOOKABURRA COTTAGE PTY LTD000289145MIDLAND INSURANCE BROKERS AUSTRALIA PTY LTD01/06/200528/02/2021Ceased
1ST CHOICE FINANCIAL PTY LTD000402956SYNCHRON ADVICE PTY LTD07/04/201120/12/2021Ceased
20/20 ADVICE PTY LTD000449524ALLIANCE WEALTH PTY LTD15/11/201908/06/2021Ceased
21 TEN WEALTH PROTECTION PTY LTD000427240SYNCHRON ADVICE PTY LTD13/07/201527/09/2021Ceased
21ST CENTURY INSURANCE SOLUTIONS PTY LTD00046527404/04/201812/11/2021Ceased
3 OCEANS CAPITAL PTY LTD001261375ARCHIWOODS CAPITAL PTY LTD19/01/201815/06/2021Ceased
3 OCEANS PRIVATE WEALTH MANAGEMENT PTY LTD001258950VANTAGE ASSET MANAGEMENT PTY LIMITED11/09/201715/07/2021Ceased
3 WISHEZ PTY LTD000432279CHARTER FINANCIAL PLANNING LIMITED18/12/201213/08/2021Ceased
34-36 CHANDOS STREET ST LEONARDS PTY LTD000464036PBA CORPORATION PTY. LTD.15/08/201422/08/2021Ceased
3555 CAPITAL PTY LTD001277267PRIMARY SECURITIES LTD01/08/201930/06/2021Ceased
360 DEGREE WEALTH SERVICES PTY LTD000396574AXIES PTY. LTD.09/04/202008/02/2021Ceased
3D WEALTH PTY LTD001265701SYNCHRON ADVICE PTY LTD04/07/201811/10/2021Ceased
3P ACCOUNTING & TAX PTY LTD0012518133P WEALTH PTY. LTD.18/01/201722/12/2021Ceased
4CRC PTY LTD001278346STRONGHOLD INVESTMENT MANAGEMENT PTY LTD04/10/201917/02/2021Ceased
4CRC PTY LTD001278345FOUNDATION FUNDS MANAGEMENT LIMITED04/10/201917/02/2021Ceased
4E FINANCIAL SERVICES PTY LTD00029016914/12/201031/05/2021Ceased
4FRONT ACCOUNTANTS PTY LTD001247257MERIT WEALTH PTY LTD01/09/201628/06/2021Ceased
4I'S (WA) PTY LTD00027050002/05/201106/09/2021Ceased
52 ALBERT ST PTY LTD001249350ARETE RISK & INSURANCE PARTNERS PTY LTD03/11/201630/06/2021Ceased
533 LITTLE LONSDALE STREET PTY LTD000436259VANTAGE PI PTY LTD21/11/201222/04/2021Ceased
5STAR UNDERWRITING AGENCY PTY LTD000424917AUSTAGENCIES PTY LTD12/07/201229/12/2021Ceased
7 FINANCIAL SERVICES PTY LTD00126191119/03/201929/03/2021Ceased
777111666 PTY LTD001007738AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/02/201802/03/2021Ceased
8UCX GLOBAL PTY LTD001277691BOUTIQUE CAPITAL PTY LTD28/08/201931/08/2021Ceased
991 WHITEHORSE ROAD PTY. LTD.000422258VANTAGE PI PTY LTD26/04/201213/05/2021Ceased
A & A Property Developments Pty Ltd001263667CHU UNDERWRITING AGENCIES PTY LTD01/05/201804/08/2021Ceased
A & AP EASTON PTY. LTD.001266594PETPLAN AUSTRALASIA PTY LTD03/08/201830/09/2021Ceased
A & J MCDONALD MOTORS PTY. LTD.000261850ALLIANZ AUSTRALIA INSURANCE LIMITED14/07/200509/07/2021Ceased
A & K FINANCIAL PLANNING PTY LTD000418878CONSULTUM FINANCIAL ADVISERS PTY LTD17/01/201829/06/2021Ceased
A & K PATTERSON PTY LTD001249046AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/10/201604/02/2021Ceased
A & KING PTY LTD001236704NEXTPLAN FINANCIAL PTY LTD05/10/202006/12/2021Ceased
A & R FINANCIAL PLANNERS PTY LTD000247750HILLROSS FINANCIAL SERVICES LIMITED01/01/200431/03/2021Ceased
A & R FINANCIAL PLANNERS PTY LTD & PRENDT MANAGEMENT PTY LTD000300312HILLROSS FINANCIAL SERVICES LIMITED18/04/200631/03/2021Ceased
A G INSURANCE SERVICES PTY. LTD.001243455FOCUS INSURANCE BROKERS PTY LTD27/06/201601/12/2021Ceased
A J BLYTHE PTY LTD001238164HNW PLANNING PTY LTD21/12/201531/03/2021Ceased
A MCCALL FINANCIAL SERVICES PTY. LTD.000300234PLAN 2 PTY LTD11/03/201031/08/2021Ceased
A TO Z WEALTH FOR LIFE PTY LTD000294650BLUE OCEAN FINANCIAL SERVICES PTY LTD21/08/201702/06/2021Ceased
A&C FINANCIAL SOLUTIONS PTY LTD000410768AKUMIN FINANCIAL PLANNING PTY LIMITED01/09/201119/03/2021Ceased
A&C FINANCIAL SOLUTIONS PTY LTD000410768ARETE RISK & INSURANCE PARTNERS PTY LTD19/07/201230/06/2021Ceased
A&K VETERINARY SERVICES PTY LTD001263256PETPLAN AUSTRALASIA PTY LTD09/04/201830/09/2021Ceased
A. CULLEN & SON PTY LTD000233845ALLIANZ AUSTRALIA INSURANCE LIMITED08/01/200918/05/2021Ceased
A.C.N. 091 441 673 PTY LTD000252335ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200430/06/2021Ceased
A.C.N. 103 796 318 PTY LTD00042444905/07/201209/06/2021Ceased
A.C.N. 125 099 701 PTY LTD000422263VANTAGE PI PTY LTD26/04/201222/04/2021Ceased
A.C.N. 137 007 062 PTY LTD000400713MOHICANS MARKETS CAPITAL PTY LTD26/05/201705/02/2021Ceased
A.C.N. 137 007 062 PTY LTD000400713XAUUSD COMPANY PTY LTD26/03/202113/07/2021Ceased
A.C.N. 150 128 448 PTY LTD000408050LIFESPAN FINANCIAL PLANNING PTY LTD06/07/201816/08/2021Ceased
A.C.N. 160 815 430 PTY LTD001238318AWP AUSTRALIA PTY LTD04/01/201631/01/2021Ceased
A.C.N. 169 551 802 PTY LTD001006572LFI GROUP PTY LTD04/03/201626/04/2021Ceased
A.C.N. 605 168 189 PTY LTD001009228AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/09/201818/05/2021Ceased
A.C.N. 608 155 746 PTY LTD001265002PETPLAN AUSTRALASIA PTY LTD08/06/201801/10/2021Ceased
A.C.N. 611 638 549 PTY LTD001242670AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD09/10/202013/04/2021Ceased
A.C.N. 620 654 711 PTY LTD001258830AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/10/201713/12/2021Ceased
A.C.N. 621 329 771 PTY LTD001258201KELLY PARTNERS CAPITAL PTY LTD08/09/201702/09/2021Ceased
A.C.N. 633 875 215 PTY. LTD.001277013AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/07/201921/01/2021Ceased
A.C.N. 637 336 844 PTY LTD001279846AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/01/202030/06/2021Ceased
A.G.S FINANCIAL SERVICES PTY LTD001277479SYNCHRON ADVICE PTY LTD14/08/201930/11/2021Ceased
A.J.M. FINANCIAL PLANNING PTY LTD00124026117/03/201631/03/2021Ceased
A.M ACHENZA & S ACHENZA000435601AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD06/03/201319/10/2021Ceased
A.P. FORD PTY. LTD.000233868TOYOTA FINANCE AUSTRALIA LIMITED09/10/201903/12/2021Ceased
A.P. MOTORS (NO.3) PTY. LTD.00023386720/11/200706/12/2021Ceased
A.S GEORGESON & S.H GEORGESON001254333PETPLAN AUSTRALASIA PTY LTD01/05/201701/10/2021Ceased
AAA VET RANDWICK PTY. LTD. & MAJIK PROJECTS PTY LTD001277573PETPLAN AUSTRALASIA PTY LTD20/08/201901/10/2021Ceased
AAAM MORTGAGE AND FINANCE PTY LTD001254415AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD11/02/202029/04/2021Ceased
AARON'S CARS PTY LTD00028080619/09/201614/04/2021Ceased
AB INSURANCE SOLUTIONS PTY LTD001261696SMS INSURANCE PTY LTD05/02/201828/02/2021Ceased
ABACUS TRADING ( AUSTRALIA ) PTY LTD00129110316/07/202120/10/2021Ceased
ABACUS TRADING ( AUSTRALIA ) PTY LTD00129346720/10/202131/10/2021Ceased
ABAYASEKARA, JEHAN000387015AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/02/202011/02/2021Ceased
ABBOTT, RILEY00044902811/12/201829/06/2021Ceased
ABC MONEY SOLUTIONS PTY. LTD.001283892AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/10/202007/05/2021Ceased
ABDOLLAHPOOR, Ghazal001285294WESTPAC BANKING CORPORATION19/01/202126/03/2021Ceased
ABELA, TYRONE C000463062DJA CAPITAL PTY. LTD.01/06/201730/09/2021Ceased
ABFS (ACT) PTY LTD000439910MILLENNIUM 3 FINANCIAL SERVICES PTY LTD29/05/201330/09/2021Ceased
ABFS (QLD) PTY LTD000270871MILLENNIUM 3 FINANCIAL SERVICES PTY LTD11/03/200430/09/2021Ceased
ABFS (VIC) PTY LTD000269561MILLENNIUM 3 FINANCIAL SERVICES PTY LTD18/10/201830/09/2021Ceased
ABFS (WA) PTY LTD000293978MILLENNIUM 3 FINANCIAL SERVICES PTY LTD29/09/200530/09/2021Ceased
ABG MANAGEMENT PTY LTD001248547M FUNDS LIMITED03/10/201605/10/2021Ceased
ABIKHAIR, BRETT ANTHONY000239321CONSULTUM FINANCIAL ADVISERS PTY LTD06/10/200625/06/2021Ceased
ABL INSURANCE SERVICES PTY LTD00124582929/07/201607/05/2021Ceased
ABLRATE PTY LTD001253112PREMIUM ADVISORY PTY LTD23/03/201716/02/2021Ceased
ABN 24146950969 PTY LTD000405952FITZPATRICKS PRIVATE WEALTH PTY LTD03/08/201309/04/2021Ceased
ABRAHAM, JERRY000303929CLIMB WEALTH PTY LTD05/02/202016/06/2021Ceased
ABRAHAM, SCOTT JAMES000326605AUSURE PTY LTD30/10/200925/06/2021Ceased
ABRAHAMS, ALLAN000223006ADVOCATE ADVISORY PTY. LTD.01/09/201130/12/2021Ceased
ABRAHAMS, JASON00027824213/07/200431/05/2021Ceased
ABSOLUTE FINANCIAL PLANNING SOLUTIONS PTY LTD000319408CONSILIUM ADVICE PTY LTD08/04/201929/06/2021Ceased
ABSOLUTE INVESTOR PTY LTD000421868CYGNET SECURITIES AUSTRALIA PTY LTD01/05/201225/05/2021Ceased
ABSOLUTE WEALTH ADVISERS PTY LTD00045145213/01/201430/11/2021Ceased
ABUNDANCE FINANCIAL SOLUTIONS GROUP PTY. LTD.001247613LFI GROUP PTY LTD04/10/201626/04/2021Ceased
AC DESTINY FINANCIAL SERVICES PTY LTD001278328SYNCHRON ADVICE PTY LTD02/10/201901/03/2021Ceased
AC DESTINY FINANCIAL SERVICES PTY LTD001278328SYNCHRON ADVICE PTY LTD02/03/202104/03/2021Ceased
AC TRAVEL PTY LTD000267037MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD15/04/201117/08/2021Ceased
ACA WEALTH MANAGEMENT PTY LTD00024563701/12/200326/02/2021Ceased
ACAPITAL FUND PTY LTD001266400AUSTRALIA CAPITAL FINANCIAL MANAGEMENT PTY LTD19/07/201807/04/2021Ceased
ACCENTUATE FINANCIAL SERVICES PTY LIMITED001265616HNW PLANNING PTY LTD02/07/201802/06/2021Ceased
ACCESS BUSINESS INSURANCE CONSULTANTS PTY LTD000283178ARETE RISK & INSURANCE PARTNERS PTY LTD10/12/200430/06/2021Ceased
ACCESS HOUSING REALTY PTY LIMITED001008289STRATA COMMUNITY INSURANCE AGENCIES PTY LTD14/05/201512/02/2021Ceased
ACCLAIMED FINANCIAL SOLUTIONS PTY LIMITED00039044201/12/201026/05/2021Ceased
ACCOMPLISHED INSURANCE SERVICES PTY. LTD.001246258ARETE RISK & INSURANCE PARTNERS PTY LTD09/08/201630/06/2021Ceased
ACCOUNT(ABLE) FINANCIAL PLANNERS PTY LTD000407410CONSULTUM FINANCIAL ADVISERS PTY LTD28/06/201706/09/2021Ceased
ACCOUNTANCY GROUP WEALTH PTY LTD001254618UNISON ADVICE SERVICES LTD18/12/201817/12/2021Ceased
ACCOUNTPLAN FINANCIAL PLANNING PTY LTD001242511GODFREY PEMBROKE GROUP PTY LTD30/05/201622/03/2021Ceased
ACCPROP ADVISORY PTY LTD001257524A.C.N. 155 907 681 PTY LTD17/08/201706/11/2021Ceased
ACCRU RAWSONS FINANCIAL PTY LTD001243153A.C.N. 155 907 681 PTY LTD10/08/201827/06/2021Ceased
ACCRUE PTY LIMITED001246420A.C.N. 155 907 681 PTY LTD12/08/201627/06/2021Ceased
ACCUMULUS WEALTH ADVICE PTY LTD00126585111/07/201808/10/2021Ceased
ACCUMULUS WEALTH MANAGEMENT PTY LTD000472549AUSTRALIAN FINANCIAL SOLUTIONS GROUP PTY LTD12/02/201530/06/2021Ceased
ACCURATE CARAVANS PTY LTD001279278INTEGRITY CAR CARE PTY. LTD.22/11/201930/09/2021Ceased
ACCUSERVE TRUST001252936INTERPRAC FINANCIAL PLANNING PTY LTD15/03/201729/06/2021Ceased
ACE BROKER PTY LTD001257137AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD03/08/201701/10/2021Ceased
ACE CAPITAL GROUP PTY LTD001285877FINEXIA SECURITIES LTD11/03/202126/10/2021Ceased
ACED FINANCE PTY LTD001276999AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD17/07/201915/11/2021Ceased
ACFL PTY LTD001277956ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED11/09/201931/07/2021Ceased
ACH AUSTRALIA PTY LTD00129436608/12/202109/12/2021Ceased
ACHESON, RICHARD000251744ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200430/06/2021Ceased
ACHG GROUP PTY LTD00047053826/08/201605/05/2021Ceased
ACHIEVER FINANCIAL GROUP PTY. LTD.000409838AKUMIN FINANCIAL PLANNING PTY LIMITED12/02/201306/05/2021Ceased
ACKERMAN, FREDERICK STEVEN00030198522/05/201917/09/2021Ceased
ACM AUTOS PTY LTD000308322TOYOTA FINANCE AUSTRALIA LIMITED18/07/201803/12/2021Ceased
ACM LIVERPOOL PTY LTD000308321TOYOTA FINANCE AUSTRALIA LIMITED18/07/201803/12/2021Ceased
ACMT2 PTY LTD001279642ARCHER CAPITAL NOMINEES PTY LTD12/12/201908/08/2021Ceased
ACMT3 PTY LTD001279643ARCHER CAPITAL NOMINEES PTY LTD12/12/201908/08/2021Ceased
ACN 006 178 310 PTY LTD000252566PROFESSIONAL INVESTMENT SERVICES PTY LTD11/09/200718/10/2021Ceased
ACN 101 602 037 PTY LTD000253323PRIMESTOCK SECURITIES LIMITED01/01/200430/12/2021Ceased
ACN 111 297 539 PTY LTD00028488228/08/201514/04/2021Ceased
ACN 132 109 114 PTY LTD00033706718/02/201910/03/2021Ceased
ACN 142 500 507 PTY LTD00035569511/08/201614/04/2021Ceased
ACN 144 496 042 PTY LTD000366067HILLROSS FINANCIAL SERVICES LIMITED27/04/201618/06/2021Ceased
ACN 151 328 148 PTY LIMITED000458332COMMUNITY BROKER NETWORK PTY LTD01/06/201430/11/2021Ceased
ACN 161 620 757 PTY LTD00045330913/02/201426/11/2021Ceased
ACN 164 472 851 PTY LTD000447339PSC RELIANCE PTY LTD19/02/201630/06/2021Ceased
ACN 615 515 369 PTY LTD001259768PSC RELIANCE PTY LTD01/06/201706/08/2021Ceased
ACN 615 752 193 PTY LTD00127616421/05/201907/06/2021Ceased
ACN 619 443 293 PTY LTD001280364AVISO SPECIALTY PTY LTD12/02/202015/09/2021Ceased
ACN 619 765 749 PTY LTD001258329MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD19/09/201726/04/2021Ceased

Neighbouring years

Money lost after advice you were given?

15,567 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years