afs-rep

AFS authorisations that ended in 2020

17,132 authorisations ended during 2020, covering 16,550 representatives across 1,106 licensees. An authorisation that ended in 2020 answers for advice given up to that date, and not after.

17,132authorisations ended
16,550representatives
1,106licensees
2,951licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

2,951 of these 17,132 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2020

LicenseeAuthorisationsShare
AWP AUSTRALIA PTY LTD3,53820.7%
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD2,22513.0%
AKUMIN FINANCIAL PLANNING PTY LIMITED6053.5%
BENDIGO AND ADELAIDE BANK LIMITED5183.0%
LFI GROUP PTY LTD3562.1%
licence 2311382761.6%
licence 3238252671.6%
AUSTRALIAN WARRANTY NETWORK PTY LTD2671.6%
CLUB MARINE LIMITED2591.5%
CHARTER FINANCIAL PLANNING LIMITED2501.5%
licence 2306922191.3%
A.C.N. 155 907 681 PTY LTD1971.1%
licence 4255421570.9%
SYNCHRON ADVICE PTY LTD1540.9%
COUNT FINANCIAL LIMITED1520.9%
COMMUNITY BROKER NETWORK PTY LTD1430.8%
licence 2249541330.8%
CONSILIUM ADVICE PTY LTD1220.7%
ARETE RISK & INSURANCE PARTNERS PTY LTD1130.7%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1100.6%
RESILIUM INSURANCE BROKING PTY LTD1050.6%
GPS WEALTH LTD960.6%
HILLROSS FINANCIAL SERVICES LIMITED950.6%
MERIT WEALTH PTY LTD940.5%

Some of the 17,132 authorisations that ended in 2020

Ended during 2020, alphabetical
RepresentativeNumberAuthorised byFromToStatus
#HONKNAKED PTY LTD001002251—27/03/201501/07/2020Ceased
(IDS) INTERNATIONAL DELIVERY SERVICE PTY. LTD.000279693—09/11/201630/06/2020Ceased
06041970 PTY. LTD.000468120NEXTPLAN FINANCIAL PTY LTD03/11/201421/09/2020Ceased
1 BAYLINK AVE DECEPTION BAY PTY LTD001278496—10/10/201927/03/2020Ceased
1000 MILE TRAVEL GROUP PTY LTD000472887AWP AUSTRALIA PTY LTD17/03/201617/06/2020Ceased
1300 INSURANCE PTY. LTD.000327609ALLIANZ AUSTRALIA LIFE INSURANCE LIMITED17/11/201715/08/2020Ceased
1606 ESIC 1 PTY LTD001274232ADVISER SOLUTIONS GROUP PTY LTD20/02/201910/07/2020Ceased
1606 INVESTMENT MANAGEMENT PTY LTD001274205ADVISER SOLUTIONS GROUP PTY LTD18/02/201910/07/2020Ceased
1970 BLACK AND BLUE PTY LTD001256649AQUASIA PTY LTD01/04/201730/06/2020Ceased
1COVER PTY LIMITED000269304ALLIANZ AUSTRALIA LIFE INSURANCE LIMITED08/05/200908/01/2020Ceased
1NSIGHT ACCOUNTANTS AND ADVISORS PTY LTD001263651A.C.N. 155 907 681 PTY LTD30/04/201816/01/2020Ceased
1ST AUTO WHOLESALE (QLD) PTY LTD001259693AUSTRALIAN WARRANTY NETWORK PTY LTD09/11/201718/11/2020Ceased
1ST WEALTH SERVICES PTY LTD001248263CHARTER FINANCIAL PLANNING LIMITED28/09/201611/12/2020Ceased
2 EZY FINANCE PTY LTD001270283—29/11/201801/06/2020Ceased
2 WHEEL SOLUTIONS PTY LTD000382499CLUB MARINE LIMITED27/01/201130/03/2020Ceased
2020 MARINE PTY LTD001249151CLUB MARINE LIMITED12/10/201606/07/2020Ceased
20MAN ENTERPRISES PTY LTD001239708MILLENNIUM 3 FINANCIAL SERVICES PTY LTD29/02/201626/06/2020Ceased
212F PTY LTD001263790AWP AUSTRALIA PTY LTD02/12/201930/06/2020Ceased
21ST CENTURY TRAVEL PTY LTD000267036AWP AUSTRALIA PTY LTD01/03/200430/06/2020Ceased
220 PRODUCTIONS PTY LTD000423812AKUMIN FINANCIAL PLANNING PTY LIMITED27/06/201230/04/2020Ceased
27 SOUTH - FUEL ASSETS PTY LTD001276754—03/07/201927/03/2020Ceased
2GOOD GROUP PTY LTD001007599AWP AUSTRALIA PTY LTD22/04/201517/06/2020Ceased
2MAX INVESTMENTS PTY LTD000261370AWP AUSTRALIA PTY LTD28/04/200930/06/2020Ceased
2SECURE PTY LTD000424451—05/07/201227/03/2020Ceased
333 KENT ST PTY. LTD.001248680ONE INVESTMENT ADMINISTRATION LTD22/09/201603/12/2020Ceased
35 LATITUDE PTY LTD001239775D H FLINDERS PTY LTD01/03/201620/01/2020Ceased
360 TRAVEL PTY LTD001258522AWP AUSTRALIA PTY LTD22/09/201730/06/2020Ceased
365 INSURANCE SERVICES PTY LTD001274440PSC CONNECT PTY LTD06/03/201901/08/2020Ceased
3PILLARS WEALTH MANAGEMENT PTY LTD001252437—01/03/201705/06/2020Ceased
41 SOUTH - TAS PROPERTY PTY LTD001275219—10/04/201927/03/2020Ceased
41-49 JOHNSON ST PARKHURST PTY LTD001269427—20/11/201827/03/2020Ceased
4FRONT FINANCIAL SOLUTIONS PTY LTD001239263—01/11/201930/09/2020Ceased
4YOU FINANCIAL SOLUTIONS PTY LTD001256728AUSTRALIAN FINANCIAL DIRECTIONS PTY LTD21/07/201730/11/2020Ceased
5 STAR LOANS PTY LTD001253656AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD07/04/201723/10/2020Ceased
509 ADVISERS PTY LTD000313221LIFESPAN FINANCIAL PLANNING PTY LTD14/05/200710/04/2020Ceased
786 TRAVEL PTY. LTD.000332311AWP AUSTRALIA PTY LTD19/11/200830/06/2020Ceased
7WEALTH PTY. LTD.001237381AKUMIN FINANCIAL PLANNING PTY LIMITED24/11/201529/09/2020Ceased
89MAS SERVICES PTY LTD001260083AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD23/11/201708/01/2020Ceased
@FINANCE PTY LTD001274095AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/02/201906/08/2020Ceased
A & H INTERNATIONAL TRAVEL PTY LTD000258173AWP AUSTRALIA PTY LTD23/03/200430/06/2020Ceased
A & KING PTY LTD001236704CHARTER FINANCIAL PLANNING LIMITED28/10/201505/10/2020Ceased
A & M CAR SALES PTY LTD001254764AUSTRALIAN WARRANTY NETWORK PTY LTD19/05/201720/03/2020Ceased
A & M GREAT ADVENTURES PTY. LTD.001274528AWP AUSTRALIA PTY LTD12/03/201930/06/2020Ceased
A 3 PLUS PTY LTD000423999AWP AUSTRALIA PTY LTD29/06/201230/06/2020Ceased
A A A LOANS AUSTRALIA PTY LTD001240288AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/03/201606/08/2020Ceased
A BEGELHOLE & G.J BEGELHOLE & J.G BEGELHOLE000434235AUSTRALIAN WARRANTY NETWORK PTY LTD11/02/201303/04/2020Ceased
A CHINA CULTURAL TOURISM GROUP PTY LTD000237951AWP AUSTRALIA PTY LTD27/07/200430/06/2020Ceased
A E (TONY) FORNASIER CANLEY VALE PTY LTD000268957CRM BROKERS PTY LIMITED08/04/201601/07/2020Ceased
A E (TONY) FORNASIER WORLD TRAVEL CENTRE PTY LTD000271387AWP AUSTRALIA PTY LTD18/08/200930/06/2020Ceased
A FORD FAMILY & CO PTY LTD001253373AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD30/03/201728/08/2020Ceased
A G ADVISERS PTY LTD000278606FIRST MUTUAL AUSTRALIA PTY LTD01/09/201631/03/2020Ceased
A J ROSS & ASSOCIATES PTY. LTD.000249202AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200416/12/2020Ceased
A KHAN & ASSOCIATES PTY LIMITED001248032A.C.N. 155 907 681 PTY LTD22/09/201629/04/2020Ceased
A LABBOZZETTA & D LABBOZZETTA & F LABBOZZETTA000261484AWP AUSTRALIA PTY LTD17/04/200930/06/2020Ceased
A M R MOTORS PTY LTD000261198—15/04/201101/06/2020Ceased
A MITSUI TRAVEL SERVICES PTY LTD000259507AWP AUSTRALIA PTY LTD10/03/200430/06/2020Ceased
A T Z INTERNATIONAL PTY LTD000316619AWP AUSTRALIA PTY LTD16/08/200730/06/2020Ceased
A VELARDO & H VELARDO001262935AWP AUSTRALIA PTY LTD27/03/201830/06/2020Ceased
A&A FINANCIAL SOLUTIONS PTY LTD001269218AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/11/201803/02/2020Ceased
A. & M. GALBRAITH PTY. LTD.000248827AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200428/05/2020Ceased
A. D. DI GREGORIO PTY. LTD.000419841AWP AUSTRALIA PTY LTD30/10/201425/02/2020Ceased
A. HARTRODT AUSTRALIA PTY LTD000279689—28/07/201630/06/2020Ceased
A.C.N. 001 907 188 PTY LTD000258574AWP AUSTRALIA PTY LTD15/01/201430/06/2020Ceased
A.C.N. 007 543 713 PTY LTD000243759INTEGRITY CAR CARE PTY. LTD.10/09/201828/04/2020Ceased
A.C.N. 050 030 763 PTY LTD000235594—30/09/201910/11/2020Ceased
A.C.N. 090 002 896 PTY LTD000309191AWP AUSTRALIA PTY LTD29/06/201230/06/2020Ceased
A.C.N. 128 331 144 PTY LTD000412750TASMAN CAPITAL INVESTMENTS (AUSTRALIA) PTY LIMITED21/09/201129/08/2020Ceased
A.C.N. 133 256 934 PTY LTD000332831WHITBREAD ASSOCIATES PTY. LTD.26/07/201014/09/2020Ceased
A.C.N. 145 887 252 PTY LTD001258397—19/09/201701/04/2020Ceased
A.C.N. 150 492 443 PTY LTD001276855AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD09/07/201906/08/2020Ceased
A.C.N. 151 955 467 PTY LTD000412634ALLIANZ AUSTRALIA INSURANCE LIMITED10/10/201113/11/2020Ceased
A.C.N. 154 064 230 PTY. LTD.000417803SYNCHRON ADVICE PTY LTD22/02/201202/03/2020Ceased
A.C.N. 156 411 148 PTY LTD000425301CLUB MARINE LIMITED30/05/201710/09/2020Ceased
A.C.N. 159 093 900 PTY LTD001280590AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/02/202006/08/2020Ceased
A.C.N. 168 267 034 PTY LTD000464486AWP AUSTRALIA PTY LTD08/09/201422/05/2020Ceased
A.C.N. 169 551 802 PTY LTD001006572—31/03/201501/07/2020Ceased
A.C.N. 602 353 391 PTY LTD001256695A.C.N. 155 907 681 PTY LTD20/07/201713/03/2020Ceased
A.C.N. 608 850 791 PTY LTD001236613—23/10/201530/04/2020Ceased
A.C.N. 610 263 879 PTY LTD001240032AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/03/201623/11/2020Ceased
A.C.N. 611 052 174 PTY LTD001241348—27/04/201608/01/2020Ceased
A.C.N. 611 052 174 PTY LTD001241348COMMONWEALTH FINANCIAL PLANNING LIMITED22/06/201608/01/2020Ceased
A.C.N. 615 440 536 PTY LTD001258659CONSULTUM FINANCIAL ADVISERS PTY LTD02/10/201702/04/2020Ceased
A.C.N. 620 322 296 PTY LTD001261076—01/01/201831/03/2020Ceased
A.C.N. 630 057 313 PTY LTD001276783AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD05/07/201914/01/2020Ceased
A.C.N. 636 400 274 PTY LTD001279467AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/12/201917/11/2020Ceased
A.H JINKS & B.A JINKS001240721AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/10/201911/09/2020Ceased
A.H.E. PTY. LTD.000228053AWP AUSTRALIA PTY LTD01/03/200417/06/2020Ceased
A.I.C INSURANCE PTY LTD001267412SPHERE INSURANCE GROUP PTY LTD08/09/201815/04/2020Ceased
A.J MASKELL & P.P O'NEIL DONNELLON001269010BMS RISK SOLUTIONS PTY LTD06/11/201820/08/2020Ceased
A.J. MCGEOCH AND ASSOCIATES PTY. LIMITED000267307—01/10/201021/02/2020Ceased
A.K. TRAVEL SERVICE PTY LTD000228140AWP AUSTRALIA PTY LTD19/12/201130/06/2020Ceased
A.L DONNELLY & F.E DONNELLY000410269AUSTRALIAN WARRANTY NETWORK PTY LTD24/08/201119/08/2020Ceased
A.M HAMAD & F HAMAD000371029AUSTRALIAN WARRANTY NETWORK PTY LTD22/01/202021/07/2020Ceased
A.M.Z. TRAVEL (AUST) PTY. LTD.000267038AWP AUSTRALIA PTY LTD01/03/200430/06/2020Ceased
A.P EAGLETON & Z.M EAGLETON001247368AWP AUSTRALIA PTY LTD05/09/201630/06/2020Ceased
A.P. MOTORS (NO 1) PTY. LTD.000427834ALLIANZ AUSTRALIA INSURANCE LIMITED06/08/201523/08/2020Ceased
A.P.I. TRAVEL PTY. LTD.000258142AWP AUSTRALIA PTY LTD01/03/200417/06/2020Ceased
A.R LEWIS & J.R LEWIS000464803CLUB MARINE LIMITED15/12/201617/01/2020Ceased
A.W MILLS & P.A MILLS000437376AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD11/04/201324/02/2020Ceased
A1 INTERNATIONAL PTY LTD000269973AWP AUSTRALIA PTY LTD14/05/201930/06/2020Ceased
AAA SUPER SMART PTY LTD001276290CAPSTONE FINANCIAL PLANNING PTY LTD14/06/201914/01/2020Ceased
AAAFFORDABLE MORTGAGE PTY LTD001265619AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD02/07/201814/09/2020Ceased
AAB FINANCIAL SERVICES PTY LTD000262084AUSTRALIAN WARRANTY NETWORK PTY LTD10/01/201908/10/2020Ceased
AAB WEALTH PTY LTD001277031—21/06/201926/05/2020Ceased
AAR GEE INVESTMENT PTY LTD001269161AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/11/201806/08/2020Ceased
AAREN PTY LTD000473471AWP AUSTRALIA PTY LTD27/02/201530/06/2020Ceased
AAT INTERNATIONAL CO. PTY LTD000267039AWP AUSTRALIA PTY LTD01/03/200404/02/2020Ceased
AATTO GROUP PTY LTD000308412AWP AUSTRALIA PTY LTD07/12/200630/06/2020Ceased
AAW GROUP HOLDINGS PTY LTD000297430—12/11/201330/06/2020Ceased
ABACUS FINANCIAL SERVICES (QLD) PTY LTD000336999COUNT FINANCIAL LIMITED21/04/200931/03/2020Ceased
ABACUS FINANCIAL SOLUTIONS PTY LTD001261924AKUMIN FINANCIAL PLANNING PTY LIMITED14/02/201822/05/2020Ceased
ABACUS PROFESSIONAL SERVICES PTY. LTD.001254143SYNCHRON ADVICE PTY LTD28/04/201713/08/2020Ceased
ABBAS, ABRAHAM001260072AUSTRALIAN WARRANTY NETWORK PTY LTD23/11/201708/06/2020Ceased
ABBASS, ELYAS000433116AKUMIN FINANCIAL PLANNING PTY LIMITED14/01/201315/12/2020Ceased
ABBOTT, CHARLON JUNE000434872INSURANCE ADVISERNET AUSTRALIA PTY LIMITED25/05/202006/11/2020Ceased
ABBOTT, GEOFFREY000429799AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD08/01/201420/06/2020Ceased
ABBOTT, JUANITA KAY000458301BENDIGO AND ADELAIDE BANK LIMITED23/05/201422/04/2020Ceased
ABBOUD, HELAL001269219AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/11/201803/02/2020Ceased
ABBS CORP PTY LTD000324656INTEGRITY CAR CARE PTY. LTD.04/02/201927/04/2020Ceased
ABC HOLDINGS PTY LTD000273287AWP AUSTRALIA PTY LTD15/03/200430/06/2020Ceased
ABC WORLD PTY LTD000227970AWP AUSTRALIA PTY LTD01/03/200430/06/2020Ceased
ABC WORLD TRAVEL MARRICKVILLE PTY LTD000267041AWP AUSTRALIA PTY LTD01/03/200430/06/2020Ceased
ABCREDIT SPV 1 PTY LTD001263748—02/05/201831/03/2020Ceased
ABD, CHARLIE000472511—16/08/201826/06/2020Ceased
ABEL, DANIEL000273683AWP AUSTRALIA PTY LTD19/03/200430/06/2020Ceased
ABELA AUSTRALIA PTY LTD000436184AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD17/03/201314/05/2020Ceased
ABELA-SPEER, ALEXANDRA000303828AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD03/08/200614/05/2020Ceased
ABELLAR, MARICRIS000350757THE LUNAR GROUP PTY LIMITED03/02/201630/06/2020Ceased
ABERCROMBIE, MARK JAMES001235006AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD02/09/201505/08/2020Ceased
ABERNETHY, EMMA000290489AWP AUSTRALIA PTY LTD04/07/200530/06/2020Ceased
ABFS (NSW-S) PTY LTD000269798MILLENNIUM 3 FINANCIAL SERVICES PTY LTD18/03/200401/07/2020Ceased
ABH FINANCIAL SERVICES AUSTRALIA PTY LTD000384095AKUMIN FINANCIAL PLANNING PTY LIMITED28/09/201019/08/2020Ceased
ABH FINANCIAL SERVICES PTY LTD000345398AKUMIN FINANCIAL PLANNING PTY LIMITED02/03/201017/06/2020Ceased
ABID A & RITU CHAUDHARY000309822AWP AUSTRALIA PTY LTD08/04/201909/01/2020Ceased
ABILITY ONE PTY LTD000250142CHARTER FINANCIAL PLANNING LIMITED01/01/200424/02/2020Ceased
ABNETT, CHRISTINE GAY001252303AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD27/02/201702/03/2020Ceased
ABOU-EID ENTERPRISES NO. 2 PTY LTD000300830—01/07/201813/02/2020Ceased
ABOU-EID NOMINEES PTY. LTD.000245633—01/07/201813/02/2020Ceased
ABOU-EID NOMINEES PTY. LTD.000245633COUNT FINANCIAL LIMITED14/02/202028/09/2020Ceased
ABOU-EID, MOHAMMED000242215—01/07/201813/02/2020Ceased

Neighbouring years

Money lost after advice you were given?

17,132 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years