afs-rep

AFS authorisations that ended in 2023

11,375 authorisations ended during 2023, covering 10,609 representatives across 1,057 licensees. An authorisation that ended in 2023 answers for advice given up to that date, and not after.

11,375authorisations ended
10,609representatives
1,057licensees
1,843licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

1,843 of these 11,375 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2023

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,1059.7%
licence 2382797696.8%
BENDIGO AND ADELAIDE BANK LIMITED6745.9%
AUTO & GENERAL SERVICES PTY LTD2482.2%
LFI GROUP PTY LTD2402.1%
WHITBREAD ASSOCIATES PTY. LTD.2292.0%
INTEGRITY CAR CARE PTY. LTD.1901.7%
ALLIANZ AUSTRALIA INSURANCE LIMITED1331.2%
RESILIUM INSURANCE BROKING PTY LTD1281.1%
COMMUNITY BROKER NETWORK PTY LTD1281.1%
REGIS LICENSING PTY LTD1261.1%
MIDAS INSURANCE BROKERS PTY. LTD.1251.1%
ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED1221.1%
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1181.0%
INSURANCE ADVISERNET AUSTRALIA PTY LIMITED1151.0%
licence 2409381091.0%
licence 2378571070.9%
SYNCHRON ADVICE PTY LTD1070.9%
CIRE SOLUTIONS PTY LTD1050.9%
COWDEN (VIC) PTY LTD990.9%
AKUMIN FINANCIAL PLANNING PTY LIMITED920.8%
CHU UNDERWRITING AGENCIES PTY LTD890.8%
CONSULTUM FINANCIAL ADVISERS PTY LTD830.7%
INTERPRAC FINANCIAL PLANNING PTY LTD820.7%

Some of the 11,375 authorisations that ended in 2023

Ended during 2023, alphabetical
RepresentativeNumberAuthorised byFromToStatus
$ INDEPENDENT WEALTH $ PTY LTD001280238AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD05/02/202003/02/2023Ceased
10 BAY STREET PTY LIMITED00130356530/10/201913/12/2023Ceased
115 853 006 PTY LTD000295465COWDEN (VIC) PTY LTD07/11/200509/03/2023Ceased
1300 INSURANCE PTY. LTD.000327609AWP AUSTRALIA PTY LTD01/08/200829/03/2023Ceased
1300 INSURANCE PTY. LTD.000327609CLUB MARINE LIMITED17/11/201729/03/2023Ceased
1300 INSURANCE PTY. LTD.000327609ALLIANZ AUSTRALIA INSURANCE LIMITED17/11/201729/03/2023Ceased
157 WALKER STREET PTY LTD001263100MARPROP FINANCIAL SERVICES PTY LIMITED22/03/201814/11/2023Ceased
1835I GROUP PTY LTD001301122BOUTIQUE CAPITAL PTY LTD05/01/202306/01/2023Ceased
1835I VENTURES TRUSCO I PTY LTD001301123BOUTIQUE CAPITAL PTY LTD05/01/202306/01/2023Ceased
1835I VENTURES TRUSCO III PTY LTD001301124BOUTIQUE CAPITAL PTY LTD05/01/202306/01/2023Ceased
1TWO13 PTY LTD001299388INTEGRITY CAR CARE PTY. LTD.05/10/202214/06/2023Ceased
2 THE FUTURE PTY LTD001299429INTEGRITY CAR CARE PTY. LTD.07/10/202215/06/2023Ceased
220 PRODUCTIONS PTY LTD00042381201/05/202028/07/2023Ceased
23 DESTINY WAY CT PTY LTD001256690ASCOT CAPITAL LIMITED20/07/201706/07/2023Ceased
233-235 GOODWIN DRIVE BONGAREE PTY LTD001281097ARCANA CAPITAL FUNDS MANAGEMENT PTY LTD27/03/202012/01/2023Ceased
247 FUELS GROUP PTY LTD001249400GREENWICH INVESTMENT MANAGEMENT PTY LTD02/11/201617/04/2023Ceased
29 NORTH PTY LTD001303878BOUTIQUE CAPITAL PTY LTD06/06/202301/10/2023Ceased
2M FINANCIAL GROUP PTY LTD000432533INFOCUS SECURITIES AUSTRALIA PTY LTD20/12/201817/04/2023Ceased
3 OCEANS VANTAGE ASSET MANAGEMENT PTY LTD001258952VANTAGE ASSET MANAGEMENT PTY LIMITED11/09/201730/06/2023Ceased
3 WISHEZ PTY LTD000432279CAPSTONE FINANCIAL PLANNING PTY LTD14/08/202131/01/2023Ceased
369C PTY LTD001296228ABC FUND MANAGEMENT PTY LTD06/04/202210/05/2023Ceased
37OC PTY LTD000452060WHITBREAD ASSOCIATES PTY. LTD.20/01/201426/07/2023Ceased
3Oceans Vantage Private Equity Growth Fund, LP001258954VANTAGE ASSET MANAGEMENT PTY LIMITED11/09/201730/06/2023Ceased
3Oceans Vantage Private Equity Management Partnership, LP001258953VANTAGE ASSET MANAGEMENT PTY LIMITED11/09/201730/06/2023Ceased
3iQ Corp001296524PERPETUAL CORPORATE TRUST LIMITED28/04/202221/04/2023Ceased
4 YOU FINANCE PTY LTD00128163001/04/202130/10/2023Ceased
4E FINANCIAL SERVICES PTY LTD000290169GODFREY PEMBROKE GROUP PTY LTD01/06/202129/09/2023Ceased
5-7 FORTUNE AVE BONGAREE PTY LTD001281098ARCANA CAPITAL FUNDS MANAGEMENT PTY LTD27/03/202012/01/2023Ceased
50 TRIUMPH AVENUE CT PTY LTD001256689ASCOT CAPITAL LIMITED20/07/201706/07/2023Ceased
56 TRIUMPH AVENUE CT PTY LTD001256694ASCOT CAPITAL LIMITED20/07/201706/07/2023Ceased
588 PTY LTD001235054AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD03/09/201531/08/2023Ceased
5AM CAPITAL PTY LTD001297300MILLINIUM CAPITAL MANAGERS LIMITED15/06/202230/09/2023Ceased
61 CORPORATE ADVISORY PTY LTD001292331BEEMARKETS PTY LTD12/08/202130/08/2023Ceased
61 FINANCIAL INFORMATION TECHNOLOGY PTY LTD001277753BEEMARKETS PTY LTD21/08/201930/11/2023Ceased
65 SPITFIRE PLACE PTY LTD001304808BOUTIQUE CAPITAL PTY LTD23/07/202327/07/2023Ceased
6CAPITAL WEALTH PTY LTD001297718INTERPRAC FINANCIAL PLANNING PTY LTD01/07/202228/06/2023Ceased
787 157 092 PTY LTD000262454CLUB MARINE LIMITED10/09/201306/11/2023Ceased
8UCX GLOBAL PTY LTD001295910TRADE PRIME PTY LTD18/03/202215/03/2023Ceased
99 IB PTY LTD001290769UNITY INSURANCE BROKERS PTY LTD14/07/202113/07/2023Ceased
A & K CARAVANS AND MOTOR HOMES PTY. LTD.001275808INTEGRITY CAR CARE PTY. LTD.15/05/201919/01/2023Ceased
A & U HOLDINGS PTY LTD001299156AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/09/202209/03/2023Ceased
A E (TONY) FORNASIER CANLEY VALE PTY LTD000268957WHITBREAD ASSOCIATES PTY. LTD.19/08/201507/07/2023Ceased
A FEW CRUMBS PTY LTD000471510CAPSTONE FINANCIAL PLANNING PTY LTD27/07/201913/10/2023Ceased
A G BARKLIMORE PTY LTD000243672TOYOTA FINANCE AUSTRALIA LIMITED01/01/201419/12/2023Ceased
A G INSURANCE SERVICES PTY. LTD.001243455RESILIUM INSURANCE BROKING PTY LTD11/02/202212/05/2023Ceased
A J & L F CATON000278468WHITBREAD ASSOCIATES PTY. LTD.30/06/200419/07/2023Ceased
A J R CONSULTANTS PTY LTD000269048WHITBREAD ASSOCIATES PTY. LTD.07/06/200419/07/2023Ceased
A M R MOTORS PTY LTD000261198QBE INSURANCE (AUSTRALIA) LIMITED07/02/201330/09/2023Ceased
A SQUARED WEALTH PTY LTD001242681POLITIS INVESTMENT STRATEGIES PTY LTD02/06/201615/01/2023Ceased
A&K STRATA MANAGEMENT PTY LTD001291049CHU UNDERWRITING AGENCIES PTY LTD16/07/202118/07/2023Ceased
A'VANT GUARD FINANCIAL GROUP PTY. LTD.000330315INSURANCE HOUSE PTY. LTD.02/11/200903/07/2023Ceased
A-D RESOURCES PTY. LTD.000277373WHITBREAD ASSOCIATES PTY. LTD.10/05/200419/07/2023Ceased
A. & V. KENWORTHY PTY. LTD.00024396501/03/200430/04/2023Ceased
A. HARTRODT AUSTRALIA PTY LTD000279689MIDAS INSURANCE BROKERS PTY. LTD.14/05/200407/09/2023Ceased
A.C.N. 006 077 827 PTY LTD000285211MIDAS INSURANCE BROKERS PTY. LTD.14/05/200410/07/2023Ceased
A.C.N. 006 346 032 PTY LTD00027064701/09/202130/10/2023Ceased
A.C.N. 072 248 705 PTY LTD001288353INTEGRITY CAR CARE PTY. LTD.25/05/202116/06/2023Ceased
A.C.N. 078 189 296 PTY LTD000282568MIDAS INSURANCE BROKERS PTY. LTD.02/06/200410/07/2023Ceased
A.C.N. 091 441 673 PTY LTD000252335RESILIUM INSURANCE BROKING PTY LTD09/12/201703/07/2023Ceased
A.C.N. 103 796 318 PTY LTD000424449ALLIANCE WEALTH PTY LTD09/06/202128/02/2023Ceased
A.C.N. 105 613 358 PTY LTD000279185COWDEN (VIC) PTY LTD11/08/200409/03/2023Ceased
A.C.N. 108 573 995 PTY LTD000279509COWDEN (VIC) PTY LTD20/08/200409/03/2023Ceased
A.C.N. 108 574 045 PTY LTD000279184COWDEN (VIC) PTY LTD11/08/200409/03/2023Ceased
A.C.N. 130 335 063 PTY LTD000428918CHU UNDERWRITING AGENCIES PTY LTD02/03/201514/08/2023Ceased
A.C.N. 130 335 063 PTY LTD000428918CHUISAVER UNDERWRITING AGENCY PTY LTD25/05/201828/08/2023Ceased
A.C.N. 130 363 307 PTY LTD000326906MADISON FINANCIAL GROUP PTY LTD25/06/200815/12/2023Ceased
A.C.N. 134 249 175 PTY LTD001251405MERIT WEALTH PTY LTD23/01/201731/10/2023Ceased
A.C.N. 149 829 569 PTY LTD000405425MIDAS INSURANCE BROKERS PTY. LTD.30/05/201110/07/2023Ceased
A.C.N. 167 460 924 PTY LTD00129866929/08/202217/11/2023Ceased
A.C.N. 613 056 992 PTY. LTD.001265433INTEGRITY CAR CARE PTY. LTD.21/06/201828/07/2023Ceased
A.C.N. 617 150 133 PTY LTD00127587501/05/201928/04/2023Ceased
A.C.N. 619 186 800 PTY LTD001256550AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD17/07/201705/12/2023Ceased
A.C.N. 628 013 678 PTY LTD001280538FUNDHOST LIMITED24/02/202009/03/2023Ceased
A.C.N. 632 834 630 PTY LTD00127780301/09/201901/07/2023Ceased
A.C.N. 633 925 050 PTY LTD001277474INTEGRITY CAR CARE PTY. LTD.06/08/201928/07/2023Ceased
A.C.N. 633 925 050 PTY LTD00127747412/08/201930/10/2023Ceased
A.C.N. 641 455 825 PTY LTD001282758INSURANCE ADVISERNET AUSTRALIA PTY LIMITED21/07/202030/11/2023Ceased
A.C.N. 646 525 028 PTY LTD001299712AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD28/10/202215/11/2023Ceased
A.C.N. 646 970 961 PTY LTD001301892FOCUSED FINANCIAL ADVICE PTY LTD22/02/202310/04/2023Ceased
A.C.N. 656 635 139 PTY LTD001295883AUSTRALIAN BROKER NETWORK PTY LTD17/03/202231/07/2023Ceased
A.C.N. 656 635 139 PTY LTD001295883REGIS LICENSING PTY LTD31/07/202331/08/2023Ceased
A.C.N. 657 128 857 PTY LTD001299500ADVISER SOLUTIONS GROUP PTY LTD07/10/202221/04/2023Ceased
A.C.N. 658 581 161 PTY LTD001296756AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/05/202227/03/2023Ceased
A.C.N. 662 754 181 PTY LTD00129932030/09/202218/09/2023Ceased
A.F. PALMER (REMOVALIST) SOUTH QUEENSLAND PTY. LTD.000270470COWDEN (VIC) PTY LTD11/03/200409/03/2023Ceased
A.L. ARROWSMITH & ASSOCIATES PTY LTD000435585AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD16/01/201708/03/2023Ceased
A.N JARRATT & N.V.R. PROPERTIES PTY. LIMITED & C.A VEITCH & R.W VEITCH000318500WHITBREAD ASSOCIATES PTY. LTD.11/04/200807/07/2023Ceased
A.P. MOTORS (NO.3) PTY. LTD.000233867AUSTRALIAN WARRANTY NETWORK PTY LTD25/03/200920/07/2023Ceased
A.P. MOTORS PTY. LTD.000304224ALLIANZ AUSTRALIA INSURANCE LIMITED20/11/200907/07/2023Ceased
A.P.I. TRAVEL PTY. LTD.000258142MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD15/04/201116/10/2023Ceased
A.R.C. ACCOUNTING PTY LTD001000346FYG PLANNERS PTY LTD10/03/201531/05/2023Ceased
A.S. ADVISORY PTY LTD00129179220/07/202128/12/2023Ceased
AA & JL SHEATHER PTY LTD & MMH3 PTY LIMITED001298942COMMUNITY BROKER NETWORK PTY LTD09/09/202210/11/2023Ceased
AA MICHAEL NARDELLA REAL ESTATE PTY LTD000300471CHU UNDERWRITING AGENCIES PTY LTD18/04/200614/08/2023Ceased
AAA FREIGHT SERVICES PTY LTD000308345MIDAS INSURANCE BROKERS PTY. LTD.05/12/200610/07/2023Ceased
AAC MOTOR GROUP (COOMA) PTY LIMITED00040026220/12/202130/10/2023Ceased
AACEM INVESTMENTS PTY LTD001276498AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/06/201913/06/2023Ceased
AAFH CAPITAL PTY LTD001250219MSC ADVISORY PTY LTD12/05/201731/12/2023Ceased
AAPEX WEALTH AUSTRALIA PTY LTD001306809SHARTRU WEALTH MANAGEMENT PTY LTD16/11/202307/12/2023Ceased
AAW GROUP HOLDINGS PTY LTD000297430MIDAS INSURANCE BROKERS PTY. LTD.18/01/200607/09/2023Ceased
AB INSURANCE SOLUTIONS PTY LTD001261696ORACLE GROUP (AUSTRALIA) PTY LTD01/03/202101/07/2023Ceased
ABA MCQUEEN WEALTH PTY LTD001305088COUNT FINANCIAL LIMITED07/08/202308/12/2023Ceased
ABBOTT, CHARLON JUNE000434872COMMUNITY BROKER NETWORK PTY LTD12/07/202207/03/2023Ceased
ABC TRAINING AND BUSINESS SERVICES PTY LTD001240533CHU UNDERWRITING AGENCIES PTY LTD09/05/201615/08/2023Ceased
ABC TRAINING AND BUSINESS SERVICES PTY LTD001240533CHUISAVER UNDERWRITING AGENCY PTY LTD15/11/201728/08/2023Ceased
ABD, CHARLIE000472511AXIES PTY. LTD.27/07/202022/08/2023Ceased
ABDEL WAHAB, OMAR001304023WESTPAC BANKING CORPORATION16/06/202321/07/2023Ceased
ABOD AUTO PTY LTD00130032023/11/202230/10/2023Ceased
ABOD AUTO PTY LTD001300320CIRE SOLUTIONS PTY LTD13/02/202302/11/2023Ceased
ABOVE THE INDEX ASSET MANAGEMENT PTY LTD001255813ONEVUE WEALTH SERVICES LTD07/06/201726/07/2023Ceased
ABRAHAMS, DOUGLAS IAN000302945EQUITY FINANCIAL SERVICES AUSTRALIA PTY LTD07/07/200608/03/2023Ceased
ABRAHAMS, JASON000278242CONSULTUM FINANCIAL ADVISERS PTY LTD01/06/202112/12/2023Ceased
ABRDN OCEANIA PTY LTD001304154MELBOURNE SECURITIES CORPORATION LIMITED23/06/202327/06/2023Ceased
ABS SOLUTIONS PTY LTD001294322AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD08/12/202112/04/2023Ceased
ABX LOGISTICS (AUSTRALIA) PTY LTD000278997MIDAS INSURANCE BROKERS PTY. LTD.14/05/200410/07/2023Ceased
AC&H INVESTMENTS PTY. LTD.000461550AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/07/201421/03/2023Ceased
ACADE PTY LTD000243045R M CAPITAL PTY LTD20/11/201901/07/2023Ceased
ACAPITAL AIG PTY LTD001277055VESTYN CAPITAL PTY LTD22/07/201914/08/2023Ceased
ACAPITAL FUND PTY LTD001266400VESTYN CAPITAL PTY LTD08/04/202114/08/2023Ceased
ACCELA PRIVATE WEALTH PTY LTD001279489ZENITH PLANNING PTY LTD20/11/201931/10/2023Ceased
ACCELERATE FINANCIAL SOLUTIONS PTY LTD00031490807/03/201330/10/2023Ceased
ACCELERATE FINANCIAL SOLUTIONS PTY LTD000314908INTEGRITY CAR CARE PTY. LTD.10/05/201715/06/2023Ceased
ACCELERATE GIPPSLAND PTY. LTD.00125577829/08/201830/10/2023Ceased
ACCESS LENDING GROUP PTY LTD00129397616/11/202130/10/2023Ceased
ACCESS PROSPERITY PTY LTD00046357230/04/201917/11/2023Ceased
ACCESSION FINANCE PTY LTD001236587AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD16/09/202027/09/2023Ceased
ACCOMMODATE PTY LTD001253486AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/04/201727/09/2023Ceased
ACCOMPLISH BODY CORP MANAGEMENT PTY LTD001281650BODY CORPORATE BROKERS PTY LTD15/04/202025/09/2023Ceased
ACCURA ADVISORY PTY LTD001285427SPECTRUM LICENSING SERVICES PTY LTD07/02/202120/10/2023Ceased
ACE CAPITAL GROUP PTY LTD001285877MAVEN CAPITAL PTY LTD19/11/202122/02/2023Ceased
ACEWAY NOMINEES PTY LTD00024377003/08/201630/10/2023Ceased
ACG INSURANCE BROKERS PTY LTD001265703UNITED INSURANCE GROUP PTY LTD01/07/201811/04/2023Ceased
ACN 051 218 109 PTY LTD00042271126/10/201629/06/2023Ceased
ACN 060 472 666 PTY LTD000298968COMMONWEALTH BANK OF AUSTRALIA09/03/200608/09/2023Ceased
ACN 073 702 691 PTY LTD000270911MIDAS INSURANCE BROKERS PTY. LTD.11/08/201110/07/2023Ceased
ACN 078 543 209 PTY LTD00026964902/03/200728/11/2023Ceased
ACN 109 359 800 PTY LTD000450237COWDEN (VIC) PTY LTD13/12/201309/03/2023Ceased
ACN 123 182 034 PTY LTD000363337COWDEN (VIC) PTY LTD28/06/201009/03/2023Ceased
ACN 139 098 196 PTY LTD000431855COWDEN (VIC) PTY LTD07/12/201209/03/2023Ceased
ACN 140 678 075 PTY LTD000344782SNAPS INSURANCE PTY LTD29/04/201508/03/2023Ceased

Neighbouring years

Money lost after advice you were given?

11,375 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years