afs-rep

AFS authorisations that ended in 2019

16,064 authorisations ended during 2019, covering 15,410 representatives across 1,183 licensees. An authorisation that ended in 2019 answers for advice given up to that date, and not after.

16,064authorisations ended
15,410representatives
1,183licensees
4,361licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

4,361 of these 16,064 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2019

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD2,35214.6%
licence 3344004913.1%
BENDIGO AND ADELAIDE BANK LIMITED4803.0%
AKUMIN FINANCIAL PLANNING PTY LIMITED3742.3%
licence 2406873522.2%
licence 2382793422.1%
A.C.N. 155 907 681 PTY LTD3091.9%
licence 2311382861.8%
licence 2391832841.8%
AUSTRALIAN WARRANTY NETWORK PTY LTD2761.7%
CLUB MARINE LIMITED2301.4%
CHARTER FINANCIAL PLANNING LIMITED1981.2%
AWP AUSTRALIA PTY LTD1971.2%
licence 2306921941.2%
COUNT FINANCIAL LIMITED1901.2%
ARETE RISK & INSURANCE PARTNERS PTY LTD1901.2%
GPS WEALTH LTD1881.2%
licence 3238251851.2%
licence 2215571801.1%
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1731.1%
CHU UNDERWRITING AGENCIES PTY LTD1651.0%
SYNCHRON ADVICE PTY LTD1631.0%
COMMUNITY BROKER NETWORK PTY LTD1601.0%
MERIT WEALTH PTY LTD1480.9%

Some of the 16,064 authorisations that ended in 2019

Ended during 2019, alphabetical
RepresentativeNumberAuthorised byFromToStatus
145 FINANCIAL PLANNING PTY LTD00125417628/04/201724/06/2019Ceased
151 PROPERTY COMMERCIAL MANAGEMENT PTY LIMITED00125257507/03/201719/11/2019Ceased
167 DRAPER ROAD PTY LTD00125660418/07/201720/09/2019Ceased
1932 FINANCIAL SERVICES PTY LIMITED000454773AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/03/201430/09/2019Ceased
1P CAPITAL ADVISORS PTY LTD000466159K S CAPITAL PTY LIMITED13/02/201511/02/2019Ceased
1ST STREET PTY LTD001242967AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/06/201626/11/2019Ceased
20/20 ADVICE PTY LTD00044952428/11/201315/11/2019Ceased
21C NATIONAL PTY LTD000301316NEXTPLAN FINANCIAL PTY LTD03/07/201428/06/2019Ceased
23 BEACHES PTY LTD001240375FUTURO FINANCIAL SERVICES PTY LTD06/07/201801/03/2019Ceased
232 PARTNERS PTY LTD001274022AXIES PTY. LTD.07/02/201917/04/2019Ceased
24 X 7 TRAINING PTY LTD00126005121/11/201724/04/2019Ceased
29 DEGREES PTY LTD001241685AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD06/05/201622/10/2019Ceased
2YOURADVISER PTY. LTD.00047195030/05/201522/06/2019Ceased
303 CONSULTING PTY LTD00123755330/11/201530/09/2019Ceased
360 DEGREE WEALTH SERVICES PTY LTD00039657430/06/201625/10/2019Ceased
360 FINANCIAL PLANNING PTY LTD00124924131/10/201616/08/2019Ceased
3D FP PTY LTD00030245405/10/201515/05/2019Ceased
3D STRATA MANAGEMENT SERVICES PTY LTD001247390CHU UNDERWRITING AGENCIES PTY LTD05/09/201601/05/2019Ceased
3D STRATA MANAGEMENT SERVICES PTY LTD001247390CHUISAVER UNDERWRITING AGENCY PTY LTD14/08/201830/04/2019Ceased
3M FINANCIAL PLANNING PTY LTD001252743MAVEN CAPITAL PTY LTD22/02/201930/06/2019Ceased
4 PILLARS ADVISER SERVICES PTY LTD00040721922/01/201811/03/2019Ceased
44 ADELAIDE ROAD PTY LTD001237618CHARTER FINANCIAL PLANNING LIMITED02/12/201528/06/2019Ceased
4FRONT FINANCIAL SOLUTIONS PTY LTD001239263AKAMBO PTY LTD14/11/201630/09/2019Ceased
4P MANAGEMENT SERVICES PTY LTD00033053702/10/200804/12/2019Ceased
4PLEX MORTGAGE SOLUTIONS PTY. LTD.001263655AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD30/04/201814/01/2019Ceased
5 STAR ACCOUNTS MANAGEMENT PTY LTD001274730A.C.N. 155 907 681 PTY LTD22/03/201926/12/2019Ceased
5 STAR HAND CAR WASH CAFE PTY LTD001237169AUSTRALIAN WARRANTY NETWORK PTY LTD13/11/201519/12/2019Ceased
51 FUND PTY LTD001261934WICKLOW FUND SERVICES PTY LTD29/01/201801/04/2019Ceased
51 FUNDS MANAGEMENT PTY LTD001261933WICKLOW FUND SERVICES PTY LTD29/01/201801/04/2019Ceased
51 FUNDS MANAGEMENT PTY LTD001274684WACC PTY LTD19/03/201901/04/2019Ceased
57 DEGREES PTY LTD001276066MACRO CAPITAL LIMITED24/05/201924/06/2019Ceased
5885 HARVEST PTY LTD000472459CONSULTUM FINANCIAL ADVISERS PTY LTD11/02/201530/04/2019Ceased
6009 CAPITAL MANAGEMENT PTY LTD001257894XANTUS PTY LTD30/08/201720/02/2019Ceased
7 FINANCIAL SERVICES PTY LTD001261911LIFESPAN FINANCIAL PLANNING PTY LTD03/02/201818/03/2019Ceased
78 DEGREES PTY LTD001261365MACRO CAPITAL LIMITED11/02/201930/04/2019Ceased
8 BITNEX PTY LTD001273788BKS MARKETS PTY LTD24/01/201901/08/2019Ceased
888 REALTY PROPRIETARY LIMITED001259736AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/11/201715/04/2019Ceased
8A AUSTRALIA PTY LTD000463165AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/08/201423/05/2019Ceased
A BROADY & W BROADY000324284AUSTRALIAN WARRANTY NETWORK PTY LTD10/04/200818/10/2019Ceased
A CLASS FINANCIAL SERVICES PTY LTD001272332CAPSTONE FINANCIAL PLANNING PTY LTD19/12/201830/04/2019Ceased
A COUNTING HOUSE (QLD) PTY LTD001261431GPS WEALTH LTD23/01/201809/09/2019Ceased
A D DANIELI FINANCIAL SERVICES PTY LTD00035275823/07/201204/12/2019Ceased
A DE LIBASIC PTY LTD001265697BULL & BEAR FINANCIAL STRATEGIES PTY LTD04/07/201825/06/2019Ceased
A DUBE & S SAXENA001261320AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/01/201802/12/2019Ceased
A E (TONY) FORNASIER CANLEY VALE PTY LTD000268957CHU UNDERWRITING AGENCIES PTY LTD01/03/200416/12/2019Ceased
A ELSAYED & J ELSAYED000471598AUSTRALIAN WARRANTY NETWORK PTY LTD22/01/201527/03/2019Ceased
A FEW CRUMBS PTY LTD00047151020/01/201526/07/2019Ceased
A FEW OF OUR FAVOURITE THINGS PTY LTD001261509AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD29/01/201818/11/2019Ceased
A H WALKER PTY LTD000269861ALLIANZ AUSTRALIA INSURANCE LIMITED06/02/200620/01/2019Ceased
A J & K DELLA PTY LTD000257456CHARTER FINANCIAL PLANNING LIMITED25/09/201216/12/2019Ceased
A J GLEESON FINANCIAL ADVISERS PTY LTD00024029801/12/200912/07/2019Ceased
A J R CONSULTANTS PTY LTD000269048CHU UNDERWRITING AGENCIES PTY LTD01/03/200404/03/2019Ceased
A-D RESOURCES PTY. LTD.000277373CHU UNDERWRITING AGENCIES PTY LTD14/06/200408/11/2019Ceased
A-LEND PTY LTD000435496AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD15/03/201303/06/2019Ceased
A. & I. MOTORS PTY LTD000261906ALLIANZ AUSTRALIA INSURANCE LIMITED22/12/201113/06/2019Ceased
A. ZIFFEL PTY LTD000462944AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/08/201408/01/2019Ceased
A.A. GRAY'S FINANCIAL SERVICES PTY. LIMITED000250222HILLROSS FINANCIAL SERVICES LIMITED01/01/200430/08/2019Ceased
A.B COCCARO & THE TRUSTEE FOR THE ILICH TRUST000323327AUSTRALIAN WARRANTY NETWORK PTY LTD14/03/200816/04/2019Ceased
A.B PENHALL & A.D WOODS001247893COUNT FINANCIAL LIMITED01/04/201331/10/2019Ceased
A.C.G. STRATA MANAGEMENT PTY LTD000343649CHU UNDERWRITING AGENCIES PTY LTD21/12/200909/10/2019Ceased
A.C.G. STRATA MANAGEMENT PTY LTD000343649CHUISAVER UNDERWRITING AGENCY PTY LTD14/08/201809/10/2019Ceased
A.C.N 062 834 048 PTY LTD000257460INSURANCE AUSTRALIA LIMITED01/08/201728/11/2019Ceased
A.C.N 062 834 048 PTY LTD000257460AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD05/09/201815/11/2019Ceased
A.C.N. 000 136 710 PTY LTD000309646ALLIANZ AUSTRALIA INSURANCE LIMITED30/08/200726/12/2019Ceased
A.C.N. 002 855 343 PTY LTD000235162AUSTRALIAN WARRANTY NETWORK PTY LTD11/09/201218/10/2019Ceased
A.C.N. 007 543 713 PTY LTD00024375915/12/201701/07/2019Ceased
A.C.N. 008 392 505 PTY LTD000243763ALLIANZ AUSTRALIA INSURANCE LIMITED05/01/200412/05/2019Ceased
A.C.N. 008 392 505 PTY LTD000243763AUSTRALIAN WARRANTY NETWORK PTY LTD10/04/200828/10/2019Ceased
A.C.N. 008 392 505 PTY LTD000243763TOYOTA FINANCE AUSTRALIA LIMITED09/08/201814/06/2019Ceased
A.C.N. 050 030 763 PTY LTD00023559401/09/200330/09/2019Ceased
A.C.N. 088 346 883 PTY LTD000312027CLUB MARINE LIMITED03/04/200725/01/2019Ceased
A.C.N. 096 925 825 PTY LTD000290376CHARTER FINANCIAL PLANNING LIMITED31/03/201530/06/2019Ceased
A.C.N. 108 871 718 PTY LTD001259797GPS WEALTH LTD14/11/201704/02/2019Ceased
A.C.N. 129 611 052 PTY LTD00032775617/10/201131/10/2019Ceased
A.C.N. 131 846 234 PTY LTD001263286SHARE PRICES AUSTRALIA PTY LTD29/03/201808/04/2019Ceased
A.C.N. 131 846 234 PTY LTD00126328627/06/201808/04/2019Ceased
A.C.N. 142 401 429 PTY LTD001275438LEMESSURIER SECURITIES PTY LTD15/04/201901/05/2019Ceased
A.C.N. 151 402 925 PTY LTD000406235PROTECSURE PTY LTD15/06/201123/10/2019Ceased
A.C.N. 603 273 365 PTY LTD001262617PROTECSURE PTY LTD13/03/201819/12/2019Ceased
A.C.N. 605 630 644 PTY LTD001008712VANTAGE GLOBAL PRIME PTY LTD28/05/201508/07/2019Ceased
A.C.N. 611 399 412 PTY LTD001241078TRIDENT INSURANCE GROUP PTY LTD01/04/201609/01/2019Ceased
A.C.N. 612 440 589 PTY LTD00124321221/06/201618/07/2019Ceased
A.C.N. 622 387 259 PTY LIMITED001260948ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/201801/01/2019Ceased
A.C.N. 623 863 267 PTY LTD001262982AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD28/03/201812/03/2019Ceased
A.C.N. 629 539 448 PTY LTD00127644021/06/201913/09/2019Ceased
A.H BIERL & A.L OVERMEYER000417161CLUB MARINE LIMITED06/02/201221/08/2019Ceased
A.H JINKS & B.A JINKS001240721AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD05/04/201627/06/2019Ceased
A.H.E. PTY. LTD.000228053MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD15/04/201107/06/2019Ceased
A.J TELFORD & S.P TELFORD000438298BENDIGO AND ADELAIDE BANK LIMITED02/05/201309/07/2019Ceased
A.J TONER & M.L TONER000309416COVER-MORE INSURANCE SERVICES PTY. LTD.31/01/200705/08/2019Ceased
A.J. SMITH ASSOCIATES PTY LIMITED000277661FYG PLANNERS PTY LTD25/06/200404/09/2019Ceased
A.K GARNSEY & P HODSON001261975AUSTRALIAN WARRANTY NETWORK PTY LTD15/02/201813/02/2019Ceased
A.L.I. GROUP PTY LTD001259343MATRIX PLANNING SOLUTIONS LIMITED26/10/201715/02/2019Ceased
A.P. MOTORS (NO 2) PTY. LTD.000299725AUSTRALIAN WARRANTY NETWORK PTY LTD21/08/200914/01/2019Ceased
A.P.I. TRADERS PTY. LTD.000268680QBE INSURANCE (AUSTRALIA) LIMITED01/01/200529/03/2019Ceased
A.P.I. TRADERS PTY. LTD.000268680CHU UNDERWRITING AGENCIES PTY LTD01/05/200601/03/2019Ceased
A.P.I. TRAVEL PTY. LTD.000258142QBE INSURANCE (AUSTRALIA) LIMITED11/03/200413/05/2019Ceased
A1 FINANCE & ASSOCIATES PTY LTD001263104AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD05/04/201809/07/2019Ceased
A1 INTERNATIONAL PTY LTD000269973QBE INSURANCE (AUSTRALIA) LIMITED20/01/200613/05/2019Ceased
A2Z SECURITIES PTY. LTD.000416728A2Z LICENCE PTY LTD24/01/201230/06/2019Ceased
AA FINANCE ASSIST PTY. LTD.001242911AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/06/201605/11/2019Ceased
AA FINANCIAL SERVICES & INSURANCE PTY LTD00040240329/03/201130/08/2019Ceased
AAA 4 FINANCIAL PLANNING PTY LTD001255810LAVERNE CAPITAL PTY LTD26/06/201716/01/2019Ceased
AAAM MORTGAGE AND FINANCE PTY LTD001254415AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD08/05/201718/10/2019Ceased
AACL PTY LTD00033613831/03/200905/10/2019Ceased
AAI LIMITED00044017201/07/201328/02/2019Ceased
AAS SAMI, Kazi MD Saimul001276463WESTPAC BANKING CORPORATION24/06/201917/07/2019Ceased
ABACUS WEALTH SOLUTIONS PTY LIMITED000471905COMMONWEALTH FINANCIAL PLANNING LIMITED01/02/201525/10/2019Ceased
ABBEY BEACH PTY LTD000269356AWP AUSTRALIA PTY LTD30/10/201430/01/2019Ceased
ABBOTTS FINANCE BROKERS PTY LTD001255718AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD21/06/201718/10/2019Ceased
ABBY SHIELDS PTY LTD001244508A.C.N. 155 907 681 PTY LTD01/07/201607/07/2019Ceased
ABC LICENCE TRAINING PTY LTD001238362CLUB MARINE LIMITED07/01/201612/05/2019Ceased
ABDO, LEA MICHELLE001259329AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD26/10/201701/10/2019Ceased
ABDUL, SAMUEL00043099204/04/201714/05/2019Ceased
ABDUL, SAMUEL000430992CONSILIUM ADVICE PTY LTD15/05/201901/10/2019Ceased
ABELA, LAUREN000322774PARAGEM PTY LIMITED01/01/201130/06/2019Ceased
ABELA, LAUREN000322774FMD ADVISORY SERVICES PTY LTD01/07/201926/07/2019Ceased
ABELA, TYRONE C000463062TREND INVESTOR SERVICES PROPRIETARY LIMITED19/05/201731/10/2019Ceased
ABERY LENDING PTY LTD001270661AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/12/201817/07/2019Ceased
ABERY, YVETTE KATHLEEN001270660AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD10/12/201817/07/2019Ceased
ABI-KHATTAR, MATTHEW00032757328/01/201618/04/2019Ceased
ABI-RAAD, RABIH000356308AUSTRALIAN WARRANTY NETWORK PTY LTD21/05/201018/10/2019Ceased
ABILITY HOME LOANS PTY LTD000453690AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD06/02/201401/10/2019Ceased
ABL, GERNOT001255681NEWPORT PRIVATE WEALTH PTY LTD19/06/201724/07/2019Ceased
ABLE FINANCE GROUP PTY LTD00032583517/05/201001/07/2019Ceased
ABM CORPORATION PTY LIMITED000341758ALLIANZ AUSTRALIA INSURANCE LIMITED16/11/201130/05/2019Ceased
ABOUT FINANCE (SA) PTY LTD000447277WESTPAC BANKING CORPORATION26/08/201330/06/2019Ceased
ABOUT HOMELOANS.COM.AU PTY LTD000412813AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/04/201322/10/2019Ceased
ABOUT YOU TRAVEL PTY. LTD.000438611MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD16/08/201330/09/2019Ceased
ABRAHAM, Celeste Louise001241085SYNCHRON ADVICE PTY LTD18/04/201628/02/2019Ceased
ABRAHAM, JERRY00030392925/06/201824/04/2019Ceased
ABSOLUTE ADVICE PTY LTD00046607930/09/201416/09/2019Ceased
ABSOLUTE FINANCIAL PLANNING SOLUTIONS PTY LTD000319408PREMIUM ADVISORY PTY LTD06/07/201808/04/2019Ceased
ABSOLUTE LIFESTYLE PTY LTD000281158CLUB MARINE LIMITED11/10/200420/09/2019Ceased
ABTRACK PTY LTD000307577CLUB MARINE LIMITED15/11/200626/02/2019Ceased
ABUNDANT INSURANCE SERVICES PTY LTD001239194ARETE RISK & INSURANCE PARTNERS PTY LTD11/02/201601/03/2019Ceased
ABUNDANTIA HOLDINGS PTY LTD001256154AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD05/07/201726/11/2019Ceased
AC ADVANCED CONSULTANT PTY LTD00033303129/09/201001/10/2019Ceased
AC&E INTERNATIONAL PTY LIMITED001241500BKS MARKETS PTY LTD03/05/201625/01/2019Ceased
ACA HEALTH BENEFITS FUND LIMITED000341511QBE INSURANCE (AUSTRALIA) LIMITED25/09/200913/05/2019Ceased

Neighbouring years

Money lost after advice you were given?

16,064 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years