afs-rep

AFS authorisations that ended in 2018

13,859 authorisations ended during 2018, covering 13,145 representatives across 1,065 licensees. An authorisation that ended in 2018 answers for advice given up to that date, and not after.

13,859authorisations ended
13,145representatives
1,065licensees
4,288licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

4,288 of these 13,859 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2018

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,1688.4%
licence 3072487635.5%
BENDIGO AND ADELAIDE BANK LIMITED5163.7%
licence 2384473512.5%
AKUMIN FINANCIAL PLANNING PTY LIMITED3452.5%
ALLIANZ AUSTRALIA INSURANCE LIMITED3062.2%
AWP AUSTRALIA PTY LTD2712.0%
licence 2382792551.8%
LFI GROUP PTY LTD2421.7%
ARETE RISK & INSURANCE PARTNERS PTY LTD2201.6%
COUNT FINANCIAL LIMITED2121.5%
A.C.N. 155 907 681 PTY LTD2011.5%
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED1861.3%
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1741.3%
CHARTER FINANCIAL PLANNING LIMITED1611.2%
AUSTRALIAN WARRANTY NETWORK PTY LTD1581.1%
licence 2306921561.1%
SYNCHRON ADVICE PTY LTD1461.1%
MTA INSURANCE PTY LTD1391.0%
licence 2406871361.0%
INTEGRITY CAR CARE PTY. LTD.1341.0%
QBE INSURANCE (AUSTRALIA) LIMITED1331.0%
licence 3344001210.9%
COMMUNITY BROKER NETWORK PTY LTD1160.8%

Some of the 13,859 authorisations that ended in 2018

Ended during 2018, alphabetical
RepresentativeNumberAuthorised byFromToStatus
100 PERCENT INVESTING PTY. LTD.000310603ADVISER SERVICES PTY LTD25/03/201415/05/2018Ceased
11ADVISOR PTY LTD00125651414/07/201701/10/2018Ceased
11TH FLOOR 12 ST GEORGES TERRACE LTD00045727424/03/201423/03/2018Ceased
146 092 453 PTY LIMITED000423059ALLIANZ AUSTRALIA INSURANCE LIMITED14/06/201207/05/2018Ceased
149 CONSULTING PTY LTD00046293122/07/201501/06/2018Ceased
161 849 761 PTY LTD000450882TOYOTA FINANCE AUSTRALIA LIMITED01/01/201402/01/2018Ceased
161 849 761 PTY LTD000450882ALLIANZ AUSTRALIA INSURANCE LIMITED17/01/201425/10/2018Ceased
1COVER PTY LIMITED000269304AUTO & GENERAL SERVICES PTY LTD07/03/201420/08/2018Ceased
1ST CHOICE INSURANCE SERVICES PTY LTD00043655305/04/201329/04/2018Ceased
1ST FINANCIAL SOLUTIONS PTY. LTD.000404039AKUMIN FINANCIAL PLANNING PTY LIMITED28/04/201103/09/2018Ceased
212F PTY LTD00030353910/08/200602/07/2018Ceased
21ST CENTURY INSURANCE SOLUTIONS PTY LTD00046527401/01/201729/03/2018Ceased
222 INVESTMENTS PTY. LTD.000461590GCI AUSTRALIA PTY LTD01/07/201416/02/2018Ceased
23 BEACHES PTY LTD00124037519/03/201605/07/2018Ceased
24KWEALTH PTY LTD00026746202/07/201212/07/2018Ceased
2M FINANCIAL GROUP PTY LTD000432533ALPHA INVESTMENT MANAGEMENT PTY LTD12/12/201219/12/2018Ceased
2PLAN4LIFE FINANCIAL SOLUTIONS PTY LTD00044992417/11/201706/07/2018Ceased
3 DIMENSION INSURANCE BROKERS PTY LTD001248366UNITED INSURANCE GROUP PTY LTD03/10/201601/07/2018Ceased
3 GEMS PTY LTD001239604AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/03/201803/10/2018Ceased
360 ADVICE PTY LTD001249287SIRA GROUP PTY LTD01/11/201620/02/2018Ceased
3F ASSET MANAGEMENT PTY LTD000469820TREASURY SERVICES GROUP PTY LTD01/12/201413/02/2018Ceased
3M FINANCIAL PLANNING PTY LTD00125274306/06/201706/12/2018Ceased
4 JACS PTY LTD00040763004/07/201122/10/2018Ceased
4 PILLARS ADVISER SERVICES PTY LTD000407219PERSONAL FINANCIAL SERVICES LTD20/01/201416/01/2018Ceased
4300 MORTGAGES PTY LTD001237838AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD09/12/201525/01/2018Ceased
452 ADVICE PTY LTD00126161401/02/201830/11/2018Ceased
4C CONSULTING PTY LTD000438921A.C.N. 155 907 681 PTY LTD31/08/201730/08/2018Ceased
4TALENT PTY LIMITED001249035AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/10/201619/09/2018Ceased
542 PARTNERS PTY. LTD.001239368GPS WEALTH LTD15/02/201631/08/2018Ceased
600700301 PTY LTD00124621608/08/201608/08/2018Ceased
78 DEGREES PTY LTD001261365MACRO CAPITAL LIMITED20/01/201830/03/2018Ceased
7VIRTUES CONSULTING PTY LTD00038475108/10/201013/06/2018Ceased
8VIC (AUSTRALIA) PTY LTD00123555218/09/201512/11/2018Ceased
A & F S WEALTH PTY LTD00125964408/11/201712/12/2018Ceased
A & K FINANCIAL PLANNING PTY LTD00041887801/01/201717/01/2018Ceased
A B FYNANCE PTY LTD001243248AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD22/06/201606/03/2018Ceased
A DE LIBASIC PTY LTD00125435305/05/201725/06/2018Ceased
A KUMAR INSURANCE SERVICES PTY LTD00039615501/02/201129/04/2018Ceased
A LIFE WELL PLANNED PTY. LTD.00043908917/05/201316/03/2018Ceased
A. & F. SHMULBURD PTY. LTD.000248800ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200401/07/2018Ceased
A.B MILES & E POPE000461339MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD07/07/201428/09/2018Ceased
A.C.N. 000 375 959 PTY LTD000267085AWP AUSTRALIA PTY LTD01/03/200412/07/2018Ceased
A.C.N. 001 907 188 PTY LTD000258574COVER-MORE INSURANCE SERVICES PTY. LTD.17/11/200815/03/2018Ceased
A.C.N. 001 907 188 PTY LTD000258574MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD15/04/201130/11/2018Ceased
A.C.N. 002 855 343 PTY LTD00023516230/07/200805/11/2018Ceased
A.C.N. 006 387 542 PTY LTD00029670501/10/201030/06/2018Ceased
A.C.N. 007 543 713 PTY LTD000243759ALLIANZ AUSTRALIA INSURANCE LIMITED05/01/200423/02/2018Ceased
A.C.N. 007 861 725 PTY LTD000262634CLUB MARINE LIMITED23/02/200430/01/2018Ceased
A.C.N. 087 651 376 LIMITED000275036AWP AUSTRALIA PTY LTD08/04/200412/07/2018Ceased
A.C.N. 092 200 854 LTD001247392SANDALWOOD PROPERTIES LTD09/12/201530/10/2018Ceased
A.C.N. 099 995 187 PTY LTD.000323060CHARTER FINANCIAL PLANNING LIMITED11/03/200827/09/2018Ceased
A.C.N. 105 372 496 PTY LTD00030829921/03/200705/11/2018Ceased
A.C.N. 119 920 491 PTY LTD00030413401/06/200616/11/2018Ceased
A.C.N. 123 310 190 PTY LTD001247133A.C.N. 155 907 681 PTY LTD30/08/201610/10/2018Ceased
A.C.N. 136 003 113 PTY LTD001243022MAINSTREET PARTNERS PTY LTD15/06/201601/11/2018Ceased
A.C.N. 142 851 116 PTY LTD000440886MAINSTREET PARTNERS PTY LTD01/07/201615/11/2018Ceased
A.C.N. 150 128 448 PTY LTD00040805001/07/201305/07/2018Ceased
A.C.N. 152 646 323 PTY LTD000450332MAWSON CAPITAL LICENCE PTY LTD01/11/201326/04/2018Ceased
A.C.N. 153 701 136 PTY LTD00042284906/06/201208/01/2018Ceased
A.C.N. 169 551 802 PTY LTD001006572ALLIANZ AUSTRALIA INSURANCE LIMITED01/07/201512/04/2018Ceased
A.C.N. 169 551 802 PTY LTD001006572SMART GUYS PTY LTD09/09/201529/06/2018Ceased
A.C.N. 605 168 189 PTY LTD001009228AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/06/201522/01/2018Ceased
A.C.N. 611 638 549 PTY LTD001242670AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD02/06/201613/11/2018Ceased
A.C.N. 619 122 235 PTY LTD001257032AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD01/08/201728/03/2018Ceased
A.C.N. 619 826 096 PTY LTD001260553THE HOLLARD INSURANCE COMPANY PTY LTD11/12/201701/05/2018Ceased
A.C.N. 622 720 987 PTY. LTD.00125972110/11/201703/07/2018Ceased
A.C.N. 623 172 083 PTY LTD00126124522/12/201704/06/2018Ceased
A.K. TRAVEL SERVICE PTY LTD000228140MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD05/04/201112/01/2018Ceased
A.P. FORD PTY. LTD.000233868MTA INSURANCE PTY LTD01/02/200418/02/2018Ceased
A.P. MOTORS (NO 1) PTY. LTD.000427834MTA INSURANCE PTY LTD11/09/201218/02/2018Ceased
A.P. MOTORS (NO 2) PTY. LTD.000299725MTA INSURANCE PTY LTD03/05/201218/02/2018Ceased
A.P. MOTORS (NO.3) PTY. LTD.000233867MTA INSURANCE PTY LTD01/02/200418/02/2018Ceased
A.S BELL & C.J STEVENSON001252921AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD16/03/201716/03/2018Ceased
A.S. PRIVATE WEALTH PTY LTD00100776327/04/201531/05/2018Ceased
A.STAR QUALITY MOTORS PTY LTD001236262INTEGRITY CAR CARE PTY. LTD.13/10/201531/07/2018Ceased
A.T GLEN & K.E GLEN001255922BENDIGO AND ADELAIDE BANK LIMITED26/06/201701/11/2018Ceased
A.W. JANSZ & ASSOCIATES PTY. LTD.000248247ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200401/12/2018Ceased
AA ADVISORY PTY. LTD.00125717907/08/201703/08/2018Ceased
AAA CAR RENTALS PTY. LTD.000307384AWP AUSTRALIA PTY LTD07/11/200612/07/2018Ceased
AAA PLUS SUPER PTY LTD00046354429/07/201610/08/2018Ceased
AARON PRIVATE WEALTH PTY LTD000434574PROFESSIONAL INVESTMENT SERVICES PTY LTD18/02/201312/11/2018Ceased
AB PHILLIPS PROFESSIONAL LINES PTY LTD00033701714/05/200928/03/2018Ceased
ABACUS ASSET & FINANCIAL MANAGEMENT PTY LTD00035282407/12/201521/05/2018Ceased
ABBEY, MARY00033755728/04/201619/12/2018Ceased
ABBOTT FINANCIAL SOLUTIONS PTY LTD000247883ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200415/02/2018Ceased
ABBOTT, EMMA000418304ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED02/03/201213/11/2018Ceased
ABBOTT, RILEY00044902803/05/201714/08/2018Ceased
ABBOTT, SIMON DAVID001238668AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD19/01/201601/11/2018Ceased
ABD, CHARLIE000472511LIFESPAN FINANCIAL PLANNING PTY LTD13/09/201726/03/2018Ceased
ABDEL-HAMID, FARIS001254701AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD27/06/201812/12/2018Ceased
ABDUS-SAMAD, Sal001260420AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED30/11/201714/03/2018Ceased
ABEND, EVA000340982AWP AUSTRALIA PTY LTD14/09/200917/07/2018Ceased
ABERDEEN RETIREMENT PLANNING PTY. LTD.00042998525/10/201203/08/2018Ceased
ABFS (VIC) PTY LTD00026956106/10/201417/10/2018Ceased
ABIDAN PTY LTD000466693AUSTRALIAN WARRANTY NETWORK PTY LTD09/10/201423/11/2018Ceased
ABILITY FINANCIAL PLANNING PTY. LTD.000354021INTERPRAC FINANCIAL PLANNING PTY LTD10/05/201009/10/2018Ceased
ABLAZE CAPITAL PTY LTD001233462LEMESSURIER SECURITIES PTY LTD01/06/201517/07/2018Ceased
ABLESON, RAYLEEN MARIE000338895COUNT FINANCIAL LIMITED02/07/200921/09/2018Ceased
ABM CORPORATION PTY LIMITED00034175826/11/201330/04/2018Ceased
ABM CORPORATION PTY LIMITED000341758SMART GUYS PTY LTD16/11/201529/06/2018Ceased
ABOU-EID ENTERPRISES NO. 2 PTY LTD00030083004/05/200629/06/2018Ceased
ABOU-EID ENTERPRISES PTY. LTD.00024234601/12/200328/06/2018Ceased
ABOU-EID NOMINEES PTY. LTD.00024563301/12/200329/06/2018Ceased
ABOU-EID, MOHAMMED00024221501/12/200329/06/2018Ceased
ABOU-EID, WISSAM00024222901/12/200329/06/2018Ceased
ABOUEID, KHALED00024221401/12/200329/06/2018Ceased
ABOUELENEIN, Omar001262092AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED09/02/201820/08/2018Ceased
ABRAHAM, JERRY000303929MILLENNIUM 3 FINANCIAL SERVICES PTY LTD22/07/201120/06/2018Ceased
ABRAHAMS, CHRISTOPHER001266239AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/07/201824/10/2018Ceased
ABRAHAMS, MELISSA000381697QBE INSURANCE (AUSTRALIA) LIMITED03/09/201014/08/2018Ceased
ABROROB PTY. LIMITED000258847AWP AUSTRALIA PTY LTD01/03/200419/01/2018Ceased
ABSOLUTE FINANCIAL PLANNING SOLUTIONS PTY LTD00031940810/11/200703/07/2018Ceased
ABSOLUTE FINANCIAL SOLUTIONS (WA) PTY LTD001240987AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD14/04/201611/07/2018Ceased
ABSOLUTE INSURANCE PTY LTD000467566MILLENNIUM 3 FINANCIAL SERVICES PTY LTD10/01/201709/04/2018Ceased
ABUDARUB, HAIDAR KAMIL000288939AWP AUSTRALIA PTY LTD21/03/201120/09/2018Ceased
AC ADVISERS PTY. LTD.00046603226/09/201406/07/2018Ceased
AC D'AMBROSIO INVESTMENTS PTY LTD001258623AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD28/09/201714/11/2018Ceased
AC MARTIN PTY LTD000437059AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/04/201312/01/2018Ceased
AC TRAVEL PTY LTD000267037COVER-MORE INSURANCE SERVICES PTY. LTD.01/01/200722/06/2018Ceased
ACCELERATE SALES & BUSINESS COACHES PTY LTD000462085SYNCHRON ADVICE PTY LTD22/07/201424/05/2018Ceased
ACCELERATED TREND PTY. LTD.00126152430/01/201831/12/2018Ceased
ACCENT LOANS PTY LTD001007768SYNCHRON ADVICE PTY LTD26/06/201730/08/2018Ceased
ACCESS AUSTRALIA INSURANCE PTY. LTD.00123608906/10/201529/04/2018Ceased
ACCESS AUSTRALIA INSURANCE PTY. LTD.001236089COMMUNITY BROKER NETWORK PTY LTD30/04/201825/10/2018Ceased
ACCESS KEY FINANCIAL SERVICES PTY. LTD.00123399003/05/201606/07/2018Ceased
ACCESS PRIVATE WEALTH PTY LTD00047362902/03/201521/12/2018Ceased
ACCESS VALUE FINANCE PTY LTD001236962AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD06/11/201515/05/2018Ceased
ACCLAIM ADMINISTRATION SERVICES PTY LTD000239671VINCENTS CAPITAL MANAGEMENT PTY LTD20/10/200319/03/2018Ceased
ACCODEX WEALTH PTY LTD001255450MILLENNIUM 3 FINANCIAL SERVICES PTY LTD13/06/201714/08/2018Ceased
ACCOUNT INVEST PTY. LTD.000230963COUNT FINANCIAL LIMITED01/07/200312/07/2018Ceased
ACCOUNTANCY GROUP WEALTH PTY LTD00125461812/05/201718/12/2018Ceased
ACCOUNTANTS & TAX AGENTS PTY. LTD.000468551AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD11/11/201410/05/2018Ceased
ACCOUNTING FOR SUPER ADVISORY PTY LTD001247014CLIMB WEALTH PTY LTD26/08/201615/06/2018Ceased
ACCRU RAWSONS FINANCIAL PTY LTD001243153COUNT FINANCIAL LIMITED20/06/201610/08/2018Ceased
ACCUME FINANCIAL PLANNING PTY LTD00025943803/05/201315/01/2018Ceased
ACCUMEN PTY LTD001252280A.C.N. 155 907 681 PTY LTD24/02/201712/04/2018Ceased
ACCUMULATE WEALTH MANAGEMENT PTY LTD000433849NEW WORLD ADVISERS GROUP PTY LTD01/09/201730/07/2018Ceased
ACCUMULUS HOLDINGS PTY LTD001233691AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD22/07/201504/01/2018Ceased
ACE FINANCE PTY LTD00042602909/08/201216/11/2018Ceased
ACE FINANCIAL PLANNING PTY LTD00126562302/07/201807/08/2018Ceased

Neighbouring years

Money lost after advice you were given?

13,859 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years