afs-rep

AFS authorisations that ended in 2014

11,552 authorisations ended during 2014, covering 10,981 representatives across 759 licensees. An authorisation that ended in 2014 answers for advice given up to that date, and not after.

11,552authorisations ended
10,981representatives
759licensees
3,725licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

3,725 of these 11,552 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2014

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,0459.0%
CHUBB INSURANCE AUSTRALIA LTD9398.1%
BENDIGO AND ADELAIDE BANK LIMITED5865.1%
AKUMIN FINANCIAL PLANNING PTY LIMITED3423.0%
licence 2366573092.7%
AUSTRALIAN WARRANTY NETWORK PTY LTD2882.5%
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD2662.3%
licence 2382912612.3%
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED2422.1%
CLASSIC CLUBS LIMITED1771.5%
licence 2382921711.5%
CHARTER FINANCIAL PLANNING LIMITED1701.5%
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1611.4%
licence 2306921541.3%
licence 2376341511.3%
DAVANTAGE GROUP PTY LTD1401.2%
MTA INSURANCE PTY LTD1381.2%
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD1211.0%
licence 2406871111.0%
COMMONWEALTH SUPERANNUATION CORPORATION1111.0%
licence 237641980.8%
licence 238307970.8%
COUNT FINANCIAL LIMITED950.8%
ARETE RISK & INSURANCE PARTNERS PTY LTD950.8%

Some of the 11,552 authorisations that ended in 2014

Ended during 2014, alphabetical
RepresentativeNumberAuthorised byFromToStatus
(MFR) PTY LTD000450996AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD03/01/201409/04/2014Ceased
100 PERCENT INVESTING PTY. LTD.00031060321/06/201124/03/2014Ceased
12GET PTY LTD00042973701/11/201221/01/2014Ceased
145 FINANCIAL PTY LTD000252959COUNT FINANCIAL LIMITED12/12/200303/09/2014Ceased
161 849 761 PTY LTD00045088228/02/201401/08/2014Ceased
1COVER GENERAL INSURANCE PTY LTD000313028ALLIANZ AUSTRALIA INSURANCE LIMITED26/02/200919/01/2014Ceased
1ST CHOICE LENDING PTY LTD00041079815/08/201120/02/2014Ceased
2 WHEEL SOLUTIONS PTY LTD000382499ALLIANZ AUSTRALIA INSURANCE LIMITED21/10/201018/09/2014Ceased
21C NATIONAL PTY LTD000301316FIRST MUTUAL AUSTRALIA PTY LTD01/10/201330/06/2014Ceased
247 FUNDING PTY LTD000284004AUSURE PTY LTD14/01/200503/03/2014Ceased
3 IN 1 INVESTMENTS PTY LTD000364762MARSH PTY LTD06/07/201008/04/2014Ceased
360PRIVATE ADVISORY PTY LIMITED00024244601/12/200322/08/2014Ceased
3B PLANNING PTY LTD00045532121/03/201410/08/2014Ceased
3D FINANCIAL PTY LTD000344620SYNCHRON ADVICE PTY LTD10/07/201307/11/2014Ceased
4 PILLARS ADVISER SERVICES PTY LTD000407219CAPSTONE FINANCIAL PLANNING PTY LTD28/06/201117/01/2014Ceased
5 ISLANDS MARINE PTY LTD000388939CLUB MARINE LIMITED19/11/201011/08/2014Ceased
767 INVESTMENTS PTY LTD000310496BANK OF QUEENSLAND LIMITED16/02/200719/03/2014Ceased
888 FUND PTY LTD000436907TREASURY SERVICES GROUP PTY LTD18/03/201328/07/2014Ceased
8888 WEALTH PTY LTD00043510726/02/201309/10/2014Ceased
A & C OCON PTY. LTD.000441862AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/07/201309/07/2014Ceased
A MITSUI TRAVEL SERVICES PTY LTD000259507MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD18/04/201111/09/2014Ceased
A S P & ASSOCIATES PTY LTD000268885MARSH PTY LTD10/03/200410/08/2014Ceased
A W CHALK FAMILY TRUST & R P BURKE FAMILY TRUST & B J DAVIS FAMILY TRUST000437423ALPHA INVESTMENT MANAGEMENT PTY LTD11/05/201130/07/2014Ceased
A.C.N. 007 018 171 PTY. LTD.000309450CHU UNDERWRITING AGENCIES PTY LTD17/03/200901/05/2014Ceased
A.C.N. 085 982 789 PTY LTD00035304604/05/201019/06/2014Ceased
A.C.N. 091 164 760 PTY LTD00031582926/07/200702/03/2014Ceased
A.C.N. 096 639 262 PTY LIMITED00029363924/05/201230/04/2014Ceased
A.C.N. 116 633 517 PTY LTD000440562AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD26/06/201318/12/2014Ceased
A.C.N. 120 016 499 PTY LTD00040376402/10/201424/10/2014Ceased
A.C.N. 120 402 806 PTY LTD000337704MTA INSURANCE PTY LTD27/05/200917/03/2014Ceased
A.C.N. 141 390 810 PTY LTD000391861MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD15/04/201103/03/2014Ceased
A.C.N. 150 846 414 PTY LTD000410424AUSTRALIAN WARRANTY NETWORK PTY LTD18/04/201210/09/2014Ceased
A.C.N. 150 846 414 PTY LTD00041042428/08/201230/06/2014Ceased
A.C.N. 156 411 148 PTY LTD000425301CLUB MARINE LIMITED24/07/201221/03/2014Ceased
A.C.N. 159 346 666 PTY LTD00043095007/11/201230/05/2014Ceased
A.C.N. 160 529 662 PTY LTD00044729309/10/201328/07/2014Ceased
A.C.N. 164 145 939 PTY LTD000447343SENTRY FINANCIAL SERVICES PTY LTD14/10/201302/09/2014Ceased
A.H.C.A. PTY LTD00023384210/11/200901/10/2014Ceased
A.J D'ARCY & N.A D'ARCY000336973MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD05/04/201122/09/2014Ceased
A.L. & ASSOCIATES PTY LTD00023717906/09/201324/11/2014Ceased
A.L. ARROWSMITH & ASSOCIATES PTY LTD000435585AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD06/03/201308/08/2014Ceased
A.M HAMAD & F HAMAD000371029AUSTRALIAN WARRANTY NETWORK PTY LTD21/07/201006/02/2014Ceased
A.M.A. SERVICES (W.A.) PTY LTD00026819310/03/200401/05/2014Ceased
A.P. FORD PTY. LTD.000233865ALLIANZ AUSTRALIA INSURANCE LIMITED08/03/201021/07/2014Ceased
A.R LEWIS & J.R LEWIS000464803CLUB MARINE LIMITED15/08/201415/08/2014Ceased
A.R. PROUD & J.A. BRINKWORTH PTY LTD000346181MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD18/04/201117/01/2014Ceased
A.Z.A.R CORPORATION (AUST) PTY LTD000296138BANK OF QUEENSLAND LIMITED25/11/200515/08/2014Ceased
A2Z FINANCIAL PLANNING SOLUTIONS PTY. LTD.00043158830/11/201230/09/2014Ceased
AAC MOTOR GROUP (COOMA) PTY LIMITED000400262AUSTRALIAN WARRANTY NETWORK PTY LTD23/02/201110/09/2014Ceased
AAISJ PTY LTD000469877CLUB MARINE LIMITED27/11/201427/11/2014Ceased
ABALOS, RONALDO00037835217/08/201016/01/2014Ceased
ABBOT, RICHARD JAMES000263564MILLENNIUM 3 FINANCIAL SERVICES PTY LTD19/02/200430/06/2014Ceased
ABBOTT, RILEY000449028AKUMIN FINANCIAL PLANNING PTY LIMITED20/11/201319/11/2014Ceased
ABBOTT, SARAH000459115WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD10/06/201431/08/2014Ceased
ABC FUND MANAGEMENT PTY LTD00041245308/10/201108/10/2014Ceased
ABC WORLD TRAVEL MARRICKVILLE PTY LTD000267041MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD13/04/201112/09/2014Ceased
ABDEEN, SHARAZA.00031015305/02/200725/03/2014Ceased
ABDEEN, SHARAZA.00034216521/10/200925/03/2014Ceased
ABDEL-KODDOUS, SAMI000460802AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED11/03/201325/06/2014Ceased
ABDEL-MALEK, AFRAEM00031514205/07/200707/10/2014Ceased
ABEYASINGHE, ALEXIS VIMARSHANA TARINDRA000447680CHARTER FINANCIAL PLANNING LIMITED22/10/201317/06/2014Ceased
ABEYWICKRAMA, RANGA000439216CHUBB INSURANCE AUSTRALIA LTD27/05/201327/01/2014Ceased
ABHINAV, SINGH00042640215/08/201228/07/2014Ceased
ABILITY ONE FINANCIAL MANAGEMENT PTY LTD000424654CHARTER FINANCIAL PLANNING LIMITED10/07/201212/05/2014Ceased
ABN PTY LTD000299907FUTURO FINANCIAL SERVICES PTY LTD31/03/200625/07/2014Ceased
ABORIGINAL INSURANCE SERVICES PTY LTD00027684803/06/200422/12/2014Ceased
ABRAHA, LIDIA000452724CLASSIC CLUBS LIMITED03/02/201404/03/2014Ceased
ABRAHAM, DEBRA ANN000274251AWP AUSTRALIA PTY LTD17/10/200831/10/2014Ceased
ABRAHAM, YVETTE000407143DAVANTAGE GROUP PTY LTD03/07/201328/02/2014Ceased
ABRAHAMS, KATHLEEN THERESE00042529124/07/201209/05/2014Ceased
ABRAM, GRAEME FRANK000307449BENDIGO AND ADELAIDE BANK LIMITED04/11/200625/07/2014Ceased
ABUDA, GINELINE SINLAO000424876MERCER FINANCIAL ADVICE (AUSTRALIA) PTY LTD16/07/201207/11/2014Ceased
ACCESS FINANCE & CAPITAL PTY LTD000341804ALLIANZ AUSTRALIA INSURANCE LIMITED14/10/200917/02/2014Ceased
ACCOUNTABLE HOME LOANS PTY LTD000437008VIRGINIA SURETY COMPANY, INC.25/06/201329/07/2014Ceased
ACCOUNTANCY & ADMINISTRATION SERVICES PTY LTD00025748804/02/200401/07/2014Ceased
ACCOUNTANCYCORP FINANCIAL SERVICES PTY LTD00044319401/08/201303/03/2014Ceased
ACKERMAN, FREDERICK STEVEN00030198515/02/201207/03/2014Ceased
ACKERMAN, FREDERICK STEVEN000301985MILLENNIUM 3 FINANCIAL SERVICES PTY LTD08/03/201425/07/2014Ceased
ACKERMAN, FREDERICK STEVEN000301985HNW PLANNING PTY LTD26/07/201412/12/2014Ceased
ACKLEY, SHANE PARKES000416884FYG PLANNERS PTY LTD01/02/201221/05/2014Ceased
ACN 101 244 795 PTY LTD00031613001/08/200703/04/2014Ceased
ACN 124 329 326 PTY LTD000378322AUSTRALIAN WARRANTY NETWORK PTY LTD17/08/201010/09/2014Ceased
ACN 143 836 702 PTY LIMITED00037927802/07/201212/08/2014Ceased
ACN 146 410 353 PTY LTD00041528130/10/201327/03/2014Ceased
ACN 147 346 192 PTY LTD000406251INSIGHT INVESTMENT SERVICES PTY LTD02/07/201222/04/2014Ceased
ACN 147 346 192 PTY LTD00040625122/04/201405/12/2014Ceased
ACN 147 772 905 PTY LTD000400670GERSH SECURITIES PTY LTD22/02/201112/09/2014Ceased
ACN 152 017 831 PTY LTD00041541707/03/201202/06/2014Ceased
ACN 154 292 127 PTY LTD00041990729/03/201201/01/2014Ceased
ACN 168 366 336 PTY LTD00045916011/06/201411/11/2014Ceased
ACN FOREX PTY LTD00045215223/01/201423/06/2014Ceased
ACN63902 PTY LTD000320407INSURANCE ADVISERNET AUSTRALIA PTY LIMITED28/03/201230/09/2014Ceased
ACTION INSURANCE AGENCIES PTY LTD00026766513/01/201127/06/2014Ceased
ACTION MOTOR GROUP PTY LIMITED00031153007/03/200705/08/2014Ceased
ACTIVE & ETHICAL FINANCIAL SOLUTIONS PTY LTD00029300201/10/201023/05/2014Ceased
ACTIVE ADVICE AUSTRALIA PTY LTD00043564107/03/201327/02/2014Ceased
ACUMEN GAMMA PTY LTD000423092HILLROSS FINANCIAL SERVICES LIMITED15/06/201231/07/2014Ceased
ACUTE WEALTH MANAGEMENT PTY LTD00041908021/03/201214/08/2014Ceased
AD ADVISORY PTY LTD00033259201/12/200822/10/2014Ceased
ADA FINANCIAL PLANNING PTY LTD00041600501/01/201214/02/2014Ceased
ADAIR, MICHAEL00022447630/01/201315/12/2014Ceased
ADAM FINANCIAL PTY LTD000440062PGW FINANCIAL SERVICES PTY LTD04/06/201309/05/2014Ceased
ADAM, ANGELO000443173AKUMIN FINANCIAL PLANNING PTY LIMITED01/08/201319/09/2014Ceased
ADAM, CHRISTOPHER JOHN000445603A.P.V.C. LTD.17/09/201302/06/2014Ceased
ADAM, MARC HENRI000333840SYNCHRON ADVICE PTY LTD17/06/201128/02/2014Ceased
ADAM, SHARON000460551AIA FINANCIAL SERVICES PTY LIMITED23/06/201401/08/2014Ceased
ADAM, STEPHEN000450775AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/12/201310/09/2014Ceased
ADAMS, DONNA KYM000377561BENDIGO AND ADELAIDE BANK LIMITED24/09/201325/07/2014Ceased
ADAMS, DYLAN000447035AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED21/09/201324/03/2014Ceased
ADAMS, GREGORY LAWRENCE000317399INTELLIGENT FINANCIAL MARKETS PTY LTD04/03/201326/02/2014Ceased
ADAMS, HAYDEN FORREST000452793CHUBB INSURANCE AUSTRALIA LTD10/02/201417/03/2014Ceased
ADAMS, MATTHEW WILLIAM000277202BENDIGO AND ADELAIDE BANK LIMITED28/05/200405/08/2014Ceased
ADAMS, NICOLE00039804330/08/201114/01/2014Ceased
ADAMS, NICOLE00039804316/05/201215/01/2014Ceased
ADAMS, TIMOTHY MORLEY000467539AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED03/10/201428/11/2014Ceased
ADAMSON, KENNETH NEIL000344059BENDIGO AND ADELAIDE BANK LIMITED09/01/201005/02/2014Ceased
ADAMSON, MARCUS JIM000341287WEALTH TODAY PTY LTD08/06/201124/09/2014Ceased
ADAPT WEALTH MANAGEMENT PTY LTD000408772CHPW FINANCIAL PTY LTD22/07/201101/04/2014Ceased
ADAS, CAN UMIT000318406FORTNUM PRIVATE WEALTH LTD22/01/201312/09/2014Ceased
ADELAIDE AUTO WHOLESALERS PTY LTD000323247AUSTRALIAN WARRANTY NETWORK PTY LTD13/03/200808/10/2014Ceased
ADELAIDE MOTORS PTY LTD000243709AUSTRALIAN WARRANTY NETWORK PTY LTD12/01/201108/10/2014Ceased
ADEN, ZAM ZAM AHMED000448683AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED23/10/201324/03/2014Ceased
ADIKARI, ADIKARI MUDIYANSELAGE VIKUM000448979CHUBB INSURANCE AUSTRALIA LTD25/11/201307/04/2014Ceased
ADIL, BABUR00045898802/06/201424/11/2014Ceased
ADLAM, ALISA MAREE000442384CHUBB INSURANCE AUSTRALIA LTD22/07/201314/04/2014Ceased
ADLER, ANDREW STEVEN000244627FUTURO FINANCIAL SERVICES PTY LTD20/11/201207/11/2014Ceased
ADM FINANCIAL PTY LTD000451027AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/01/201409/04/2014Ceased
ADMERC FINANCIAL SERVICES PTY LTD00030333424/07/200619/08/2014Ceased
ADOLPHE, JEAN-PIERRE000450247WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD13/12/201323/09/2014Ceased
ADONAI ENTERPRISES PTY LTD00024244917/01/201311/04/2014Ceased
ADONIS, ISJLA MAUREEN000240882CLASSIC CLUBS LIMITED29/01/201401/12/2014Ceased
ADROIT FS PTY LTD000359804INFOCUS SECURITIES AUSTRALIA PTY LTD24/06/201006/10/2014Ceased
ADSIT, AARON000401988WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD21/03/201110/06/2014Ceased
ADTRAG PTY LTD000323241AUSTRALIAN WARRANTY NETWORK PTY LTD13/03/200808/10/2014Ceased
ADVANCE TRADING PTY LTD000325375AUSTRALIAN WARRANTY NETWORK PTY LTD08/05/200808/10/2014Ceased
ADVANCED FINANCIAL PLANNING PTY LIMITED00024030203/02/201219/08/2014Ceased
ADVANTAGE FINANCIAL ADVISORS PTY LTD000312353INFOCUS SECURITIES AUSTRALIA PTY LTD21/12/201006/11/2014Ceased
ADVICE FOR LIVING PTY LTD00041560320/12/201103/03/2014Ceased
ADVICE TO GROW PTY. LTD.00044388816/08/201315/08/2014Ceased
ADVISA PTY LTD00045370218/02/201424/06/2014Ceased

Neighbouring years

Money lost after advice you were given?

11,552 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years