afs-rep

AFS authorisations that ended in 2015

14,715 authorisations ended during 2015, covering 13,953 representatives across 821 licensees. An authorisation that ended in 2015 answers for advice given up to that date, and not after.

14,715authorisations ended
13,953representatives
821licensees
5,499licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

5,499 of these 14,715 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2015

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,3559.2%
DAVANTAGE GROUP PTY LTD8285.6%
licence 2382795773.9%
licence 2383414523.1%
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED4142.8%
CHUBB INSURANCE AUSTRALIA LTD4122.8%
AKUMIN FINANCIAL PLANNING PTY LIMITED4022.7%
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD3832.6%
BENDIGO AND ADELAIDE BANK LIMITED3772.6%
licence 2382913262.2%
licence 2376343152.1%
licence 2326863052.1%
licence 2380302471.7%
AUSTRALIAN WARRANTY NETWORK PTY LTD2431.7%
licence 2406871951.3%
licence 2234771861.3%
PROFESSIONAL INVESTMENT SERVICES PTY LTD1791.2%
CHARTER FINANCIAL PLANNING LIMITED1671.1%
CLASSIC CLUBS LIMITED1621.1%
INTEGRITY CAR CARE PTY. LTD.1571.1%
MARSH PTY LTD1531.0%
ARETE RISK & INSURANCE PARTNERS PTY LTD1431.0%
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1401.0%
licence 2306921290.9%

Some of the 14,715 authorisations that ended in 2015

Ended during 2015, alphabetical
RepresentativeNumberAuthorised byFromToStatus
$$$ MATTER PTY. LTD.000473757AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD25/02/201502/07/2015Ceased
092141083 PTY LTD000464437AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD27/08/201416/09/2015Ceased
11 CARLOANS PTY. LTD.00028548412/06/200727/08/2015Ceased
131 FINANCIAL SERVICES PTY LTD00044248912/07/201320/11/2015Ceased
149 CONSULTING PTY LTD000462931AUSTBROKERS SYDNEY PTY LIMITED01/08/201425/08/2015Ceased
188 CAPITAL PTY LTD00044770728/10/201331/03/2015Ceased
1COVER PTY LIMITED000269304AWP AUSTRALIA PTY LTD09/03/200422/11/2015Ceased
1COVER PTY LIMITED000269304AWP AUSTRALIA PTY LTD22/11/201522/11/2015Ceased
1P CAPITAL ADVISORS PTY LTD000466159CASHEL FINANCIAL SERVICES PTY LTD09/09/201413/02/2015Ceased
1ST FINANCIAL SERVICES PTY LTD00036240714/07/201428/05/2015Ceased
1ST FINANCIAL SERVICES PTY LTD00036240701/06/201513/11/2015Ceased
21 TEN WEALTH PROTECTION PTY LTD00042724031/08/201210/07/2015Ceased
21ST CENTURY INSURANCE SOLUTIONS PTY LTD00046527410/02/201531/03/2015Ceased
2YOURADVISER PTY. LTD.000471950SIRA GROUP PTY LTD01/02/201529/05/2015Ceased
301 FUNDS MANAGEMENT PTY LTD00033898901/07/200912/05/2015Ceased
360 DEGREE WEALTH SERVICES PTY LTD00039657418/01/201128/02/2015Ceased
3D FP PTY LTD00030245421/06/200601/10/2015Ceased
4C CONSULTING GROUP PTY LTD000437122AUSTRALIAN FINANCIAL SOLUTIONS GROUP PTY LTD25/02/201412/02/2015Ceased
5 STAR GROUP AUSTRALIA PTY LTD000419959AUSTRALIAN WARRANTY NETWORK PTY LTD30/11/201209/12/2015Ceased
5 STAR MOTORS AUSTRALIA PTY LTD000423192AUSTRALIAN WARRANTY NETWORK PTY LTD18/06/201220/11/2015Ceased
5 TECH PTY LTD000451739AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD15/01/201412/03/2015Ceased
5 TECH PTY LTD000451739AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD06/08/201504/11/2015Ceased
5TAR MORTGAGES PTY LTD000451028AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/01/201428/10/2015Ceased
7-STARS FINANCE PTY. LTD.000450941AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD02/01/201409/02/2015Ceased
789 SECURITIES PTY LTD000432999HARVEST LANE CAPITAL PTY LTD09/01/201307/01/2015Ceased
888 FUND PTY LTD000436907TREASURY SERVICES GROUP PTY LTD20/10/201430/06/2015Ceased
888 PARTNERSHIP PTY LTD000309445BANK OF QUEENSLAND LIMITED15/01/200717/08/2015Ceased
8KEN FOREX PTY LTD000457231PU PRIME TRADING PTY LTD01/05/201431/07/2015Ceased
A & E PRESTIGE FINANCE PTY LTD000431216AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD29/11/201215/12/2015Ceased
A & J LINK PTY LTD000388908MARSH PTY LTD19/11/201019/10/2015Ceased
A & J MCDONALD MOTORS PTY. LTD.00026185020/08/200727/08/2015Ceased
A & K FINANCIAL PLANNING PTY LTD00041887822/05/201213/02/2015Ceased
A & M IGRI PTY LTD000435939AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/03/201318/08/2015Ceased
A & S PROPS PTY LTD & R & S NOLL NOMINEES PTY LTD & G.T SMITH00033289602/12/200821/08/2015Ceased
A BRYANT & P.D IMANIAN001008294AUSTRALIAN WARRANTY NETWORK PTY LTD14/05/201509/12/2015Ceased
A J & T PULBROOK PTY LTD000243676ALLIANZ AUSTRALIA INSURANCE LIMITED08/02/201014/04/2015Ceased
A JWP BROKING CO PTY LTD000429435LEA INSURANCE BROKERS PTY LTD01/11/201207/09/2015Ceased
A M R MOTORS PTY LTD00026119819/02/200827/08/2015Ceased
A R DUNLOP ENTERPRISES PTY LTD000331768CLUB MARINE LIMITED31/10/200813/05/2015Ceased
A S AUTOMOTIVE PTY LTD00027138904/11/200927/08/2015Ceased
A THOMSON & D.G THOMSON000323935AUSTRALIAN WARRANTY NETWORK PTY LTD02/04/200807/01/2015Ceased
A TO Z WEALTH FOR LIFE PTY LTD00029465018/05/200824/03/2015Ceased
A&A WEALTH MANAGEMENT PTY LTD00042209121/05/201230/09/2015Ceased
A. CULLEN & SON PTY LTD00023384509/08/200625/08/2015Ceased
A. ORTEGA PTY LTD000459470AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/06/201409/07/2015Ceased
A. STAR QUALITY AUTOMOTIVES PTY LTD000461420INTEGRITY CAR CARE PTY. LTD.08/07/201430/09/2015Ceased
A.C.N. 002 778 332 PTY LTD00029822209/02/200606/07/2015Ceased
A.C.N. 005 427 109 PROPRIETARY LIMITED00027064111/04/200727/08/2015Ceased
A.C.N. 005 568 589 PTY LTD00027397311/04/200827/08/2015Ceased
A.C.N. 008 392 505 PTY LTD00024376312/04/200727/08/2015Ceased
A.C.N. 096 925 825 PTY LTD00029037630/06/200531/03/2015Ceased
A.C.N. 097 746 391 PTY LTD000270983THE HOLLARD INSURANCE COMPANY PTY LTD11/03/200431/07/2015Ceased
A.C.N. 097 746 391 PTY LTD000270983CHUBB INSURANCE AUSTRALIA LTD03/06/200402/04/2015Ceased
A.C.N. 097 746 391 PTY LTD000270983GREENSTONE FINANCIAL SERVICES PTY LTD05/07/201031/07/2015Ceased
A.C.N. 099 084 901 PTY LTD000233107CLUB MARINE LIMITED07/09/200930/06/2015Ceased
A.C.N. 100 998 285 PTY LTD000342852AUSTRALIAN WARRANTY NETWORK PTY LTD18/11/200920/11/2015Ceased
A.C.N. 102 455 783 PTY LTD00026989610/04/200825/08/2015Ceased
A.C.N. 102 456 011 PTY LTD00026989510/04/200825/08/2015Ceased
A.C.N. 102 456 020 PTY LTD00026989910/04/200825/08/2015Ceased
A.C.N. 102 772 332 PTY LTD00026989710/04/200825/08/2015Ceased
A.C.N. 106 553 744 PTY LTD000325141AUSTRALIAN WARRANTY NETWORK PTY LTD30/04/200807/01/2015Ceased
A.C.N. 106 772 641 PTY LTD000434614SHARTRU WEALTH MANAGEMENT PTY LTD18/02/201304/05/2015Ceased
A.C.N. 112 853 273 PTY LTD00034424016/07/201325/10/2015Ceased
A.C.N. 123 201 347 PTY LTD000316348MONEYLINK FINANCIAL PLANNING PTY. LIMITED12/05/201008/01/2015Ceased
A.C.N. 139 201 095 PTY LTD00043593113/03/201325/08/2015Ceased
A.C.N. 141 053 241 PTY LIMITED000362775PSC CONNECT PTY LTD31/12/201114/07/2015Ceased
A.C.N. 143 854 086 PTY LTD000380548MILLINIUM CAPITAL MANAGERS LIMITED30/08/201017/11/2015Ceased
A.C.N. 159 190 833 PTY LIMITED000436455THE HOLLARD INSURANCE COMPANY PTY LTD27/03/201311/03/2015Ceased
A.C.N. 159 346 666 PTY LTD00043095030/05/201409/01/2015Ceased
A.C.N. 166 392 418 PTY LTD000451059AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/01/201409/02/2015Ceased
A.C.N. 606 629 538 PTY LTD001237211INTEGRATED EXECUTION SERVICES PTY LTD16/11/201517/11/2015Ceased
A.G FISKE & J.V VAN DIEEN000258917MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD18/04/201129/05/2015Ceased
A.G PRESLEY & J PRESLEY000453872AUSTRALIAN WARRANTY NETWORK PTY LTD20/02/201401/06/2015Ceased
A.M HAMAD & F HAMAD000371029INTEGRITY CAR CARE PTY. LTD.18/03/201325/09/2015Ceased
A.P HAGE & NEWMAN FAMILY TRUST & PORTRAKA PTY LTD & RADAMINDIE TRUST & TODD NEWMAN FAMILY TRUST000443116COUNT FINANCIAL LIMITED30/07/201301/07/2015Ceased
A.P. FORD PTY. LTD.00023386807/11/200725/08/2015Ceased
A.P. GROUP PTY. LTD.00031475411/06/200722/10/2015Ceased
A.P. MOTORS PTY. LTD.000304224MTA INSURANCE PTY LTD15/08/200629/09/2015Ceased
A.P.V.C. FINANCE PTY. LIMITED00025628601/01/200401/12/2015Ceased
A.R LANGAN & S.P LANGAN000437374AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD11/04/201315/12/2015Ceased
A1 MOTORS & AUCTIONS PTY LTD00027865302/11/200427/08/2015Ceased
A2Z COMMUNICATION PTY LIMITED000445871MARSH PTY LTD20/09/201319/10/2015Ceased
AAB FINANCIAL SERVICES PTY LTD00026208413/02/200425/08/2015Ceased
AARODD INVESTMENTS PTY LTD000466262AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD02/10/201426/08/2015Ceased
AARONIA PTY LTD00026202923/02/200415/01/2015Ceased
AASHIRVAD PTY LTD001004955AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD25/03/201510/11/2015Ceased
AB FINANCIAL MANAGEMENT PTY LIMITED000467337AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD21/10/201413/05/2015Ceased
ABACUS ASSET & FINANCIAL MANAGEMENT PTY LTD00035282428/08/201204/12/2015Ceased
ABALANA PTY. LTD.000448939INTEGRITY CAR CARE PTY. LTD.19/11/201325/09/2015Ceased
ABBAS, MOHSIN000460670AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED06/06/201410/04/2015Ceased
ABBOTSFORD FINANCIAL GROUP PTY LTD000290662BANK OF QUEENSLAND LIMITED08/07/200508/12/2015Ceased
ABBOTT FINANCE GROUP PTY. LTD.000458908AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/06/201409/12/2015Ceased
ABBOTT FINANCIAL SOLUTIONS PTY LTD000247883AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200423/03/2015Ceased
ABBOTT, CHARLON JUNE000434872ELDERS INSURANCE (UNDERWRITING AGENCY) PTY LIMITED22/02/201301/09/2015Ceased
ABBOTT, DAVID ANDREW000281479AKUMIN FINANCIAL PLANNING PTY LIMITED20/10/200423/03/2015Ceased
ABBOTT, GEOFFREY DAVID000383573AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD18/06/201409/12/2015Ceased
ABBOTT, GRANTLEY GILES00036709101/07/201002/10/2015Ceased
ABBOTT, LESLIE ERIC000244018COMMUNITY BROKER NETWORK PTY LTD11/03/200431/12/2015Ceased
ABBOTT, MERVYN J000247884AKUMIN FINANCIAL PLANNING PTY LIMITED01/01/200423/03/2015Ceased
ABBOTT, SEAN00024281718/10/201102/01/2015Ceased
ABBOTT, TRACEY00036271321/06/201001/07/2015Ceased
ABC WORLD TRAVEL MARRICKVILLE PTY LTD000267041TRAVELEX LIMITED02/06/200412/08/2015Ceased
ABCAR AUTO CENTRE PTY. LTD.000296907AUSTRALIAN WARRANTY NETWORK PTY LTD09/11/201107/01/2015Ceased
ABDUL-WAHAB, SAM000379487CLEARVIEW LIFE ASSURANCE LIMITED07/10/201411/11/2015Ceased
ABDULLAH, RANIA000447237WESTPAC BANKING CORPORATION12/10/201328/04/2015Ceased
ABDY, CARALYN MAREE000425453AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD17/07/201209/02/2015Ceased
ABET FINANCIAL SERVICES PTY LIMITED000329857AKUMIN FINANCIAL PLANNING PTY LIMITED16/09/200827/04/2015Ceased
ABEY, ARUN KUMAR00044511602/09/201304/02/2015Ceased
ABEYRATNE, KASUN000457571WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD12/05/201415/04/2015Ceased
ABILI, QENAN000321856AUSTRALIAN WARRANTY NETWORK PTY LTD18/09/200807/01/2015Ceased
ABIOYE, AYODEJI STEPHEN000467313CLASSIC CLUBS LIMITED21/10/201407/01/2015Ceased
ABODE LOANS PTY LTD000455969AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD03/04/201402/07/2015Ceased
ABOUT CAR WHOLESALE PTY LTD00029424306/10/200525/08/2015Ceased
ABOUT MORTGAGE RESULTS PTY LTD000435820AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD13/03/201326/08/2015Ceased
ABRAHAM, CLINT LEE000463657ALPINE CAPITAL PTY LTD20/08/201401/10/2015Ceased
ABRAHAM, YVETTE000407143DAVANTAGE GROUP PTY LTD28/08/201428/08/2015Ceased
ABRAHAMIAN, CHERYL000417959MILLENNIUM 3 FINANCIAL SERVICES PTY LTD24/02/201201/05/2015Ceased
ABRAHAMS, ANITA BERDINA000466974MERCEDES-BENZ FINANCIAL SERVICES AUSTRALIA PTY LTD15/10/201404/05/2015Ceased
ABROROB PTY. LIMITED000258847TRAVELEX LIMITED25/01/200512/08/2015Ceased
ABSOLUTE WORLD GROUP AUSTRALIA PTY LTD00045753508/05/201427/03/2015Ceased
AC AND DM WEBBER000330933AUSTRALIAN WARRANTY NETWORK PTY LTD09/10/200801/06/2015Ceased
ACCELERATE FINANCIAL MANAGEMENT PTY. LTD.00035657507/01/201331/08/2015Ceased
ACCELERATE WORKFORCE SOLUTIONS PTY LTD000278427ALLARD PARTNERS AUSTRALIA PTY. LIMITED23/01/200324/04/2015Ceased
ACCESS BUSINESS INSURANCE CONSULTANTS PTY LTD000283178AUSURE PTY LTD17/11/201227/11/2015Ceased
ACCESS NOVATIONS PTY LTD00032139703/04/201327/08/2015Ceased
ACCOUNT(ABLE) FINANCIAL PLANNERS PTY LTD00040741030/06/201130/07/2015Ceased
ACCOUNTONE FINANCE PTY LTD000444444AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD28/08/201315/12/2015Ceased
ACCRU HARRIS ORCHARD (WEALTH) PTY LTD000330251PERSONAL FINANCIAL SERVICES LTD03/06/201326/06/2015Ceased
ACCRU HOBART WEALTH ADVISERS PTY LTD00028806304/05/200507/08/2015Ceased
ACCUMUL8 WEALTH MANAGEMENT PTY LTD000428659POLITIS INVESTMENT STRATEGIES PTY LTD02/10/201221/08/2015Ceased
ACE FINANCIAL SERVICES GROUP PTY. LTD.00123355217/07/201509/12/2015Ceased
ACEWAY NOMINEES PTY LTD000243770TOYOTA FINANCE AUSTRALIA LIMITED01/01/201415/09/2015Ceased
ACHARD, PARRIS000429338DAVANTAGE GROUP PTY LTD01/07/201325/08/2015Ceased
ACHILLE, MARIA CONCETTA00028976825/02/201307/12/2015Ceased
ACHILLEOS, REBEKKA000425113DAVANTAGE GROUP PTY LTD14/08/201428/08/2015Ceased
ACHILLES FINANCIAL PTY LTD000464417ELLERFIELD PRIVATE WEALTH PTY LIMITED02/09/201407/12/2015Ceased
ACKERMAN, FREDERICK STEVEN00030198502/02/201502/09/2015Ceased
ACKLAND, JOHN000262807CLUB MARINE LIMITED23/02/200407/09/2015Ceased
ACKLEY, CHERIE000255139DAVANTAGE GROUP PTY LTD08/10/201328/08/2015Ceased
ACM AUTOS PTY LTD00030832207/05/200725/08/2015Ceased

Neighbouring years

Money lost after advice you were given?

14,715 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years