AFS authorisations that ended in 2011
16,347 authorisations ended during 2011, covering 15,346 representatives across 800 licensees. An authorisation that ended in 2011 answers for advice given up to that date, and not after.
16,347authorisations ended
15,346representatives
800licensees
6,459licensee not in the current file
Why a year is a useful way in
AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.
6,459 of these 16,347 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.
Which licensees lost representatives in 2011
| Licensee | Authorisations | Share |
|---|---|---|
| AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD | 1,846 | 11.3% |
| licence 229885 | 1,103 | 6.7% |
| CHUBB INSURANCE AUSTRALIA LTD | 895 | 5.5% |
| BENDIGO AND ADELAIDE BANK LIMITED | 536 | 3.3% |
| INSURANCE AUSTRALIA LIMITED | 425 | 2.6% |
| licence 236657 | 342 | 2.1% |
| PROFESSIONAL INVESTMENT SERVICES PTY LTD | 324 | 2.0% |
| RESOLUTION LIFE AUSTRALASIA LIMITED | 317 | 1.9% |
| AKUMIN FINANCIAL PLANNING PTY LIMITED | 268 | 1.6% |
| licence 240788 | 261 | 1.6% |
| COVER-MORE INSURANCE SERVICES PTY. LTD. | 223 | 1.4% |
| licence 238291 | 217 | 1.3% |
| AIA FINANCIAL SERVICES PTY LIMITED | 194 | 1.2% |
| AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED | 193 | 1.2% |
| AWP AUSTRALIA PTY LTD | 192 | 1.2% |
| COUNT FINANCIAL LIMITED | 190 | 1.2% |
| NATIONAL AUSTRALIA BANK LIMITED | 183 | 1.1% |
| QBE INSURANCE (AUSTRALIA) LIMITED | 180 | 1.1% |
| licence 290572 | 179 | 1.1% |
| licence 230692 | 175 | 1.1% |
| CLASSIC CLUBS LIMITED | 174 | 1.1% |
| ARETE RISK & INSURANCE PARTNERS PTY LTD | 173 | 1.1% |
| MILLENNIUM 3 FINANCIAL SERVICES PTY LTD | 157 | 1.0% |
| licence 238855 | 152 | 0.9% |
Some of the 16,347 authorisations that ended in 2011
| Representative | Number | Authorised by | From | To | Status |
|---|---|---|---|---|---|
| 100 PERCENT INVESTING PTY. LTD. | 000310603 | — | 20/02/2007 | 30/06/2011 | Ceased |
| 100X NOMINEES PTY LIMITED | 000313293 | — | 15/05/2007 | 27/04/2011 | Ceased |
| 117 473 382 PTY LTD | 000327706 | — | 26/09/2008 | 22/12/2011 | Ceased |
| 121 936 776 PTY LTD | 000309027 | — | 02/01/2007 | 14/03/2011 | Ceased |
| 121 936 776 PTY LTD | 000309027 | MTA INSURANCE PTY LTD | 03/03/2009 | 07/09/2011 | Ceased |
| 121 936 776 PTY LTD | 000309027 | — | 03/09/2009 | 01/03/2011 | Ceased |
| 121 936 776 PTY LTD | 000309027 | CLUB MARINE LIMITED | 21/09/2009 | 22/09/2011 | Ceased |
| 1300 INSURANCE PTY. LTD. | 000327609 | — | 24/07/2008 | 16/06/2011 | Ceased |
| 187 PTY LTD | 000401092 | APSEC COMPLIANCE AND ADMINISTRATION PTY LTD | 02/03/2011 | 30/09/2011 | Ceased |
| 1COVER PTY LIMITED | 000269304 | — | 18/09/2007 | 01/03/2011 | Ceased |
| 1ST CONTACT LIMITED | 000329898 | COVER-MORE INSURANCE SERVICES PTY. LTD. | 17/09/2008 | 29/06/2011 | Ceased |
| 1ST CONTACT LIMITED | 000329898 | AWP AUSTRALIA PTY LTD | 23/08/2010 | 12/09/2011 | Ceased |
| 2020 FINANCIAL SERVICES PTY LTD | 000299084 | — | 13/03/2006 | 14/04/2011 | Ceased |
| 2020 FINANCIAL SOLUTIONS PTY LTD | 000329290 | PROFESSIONAL INVESTMENT SERVICES PTY LTD | 28/08/2008 | 03/10/2011 | Ceased |
| 212 DEGREES PTY LTD | 000338152 | MARSH PTY LTD | 11/06/2009 | 31/08/2011 | Ceased |
| 21C NATIONAL PTY LTD | 000301316 | — | 18/05/2006 | 30/06/2011 | Ceased |
| 21ST CENTURY ACCOUNTING PTY. LTD. | 000321930 | — | 01/05/2010 | 31/01/2011 | Ceased |
| 21ST CENTURY FOREX PTY. LTD. | 000362783 | — | 15/06/2010 | 11/04/2011 | Ceased |
| 23 DEGREES CAPITAL PARTNERS PTY LTD | 000398347 | GCI AUSTRALIA PTY LTD | 02/02/2011 | 01/12/2011 | Ceased |
| 24/7 ROADSERVICES PTY LIMITED | 000309429 | — | 12/02/2007 | 14/03/2011 | Ceased |
| 2EZY TRAVEL PTY LTD | 000344274 | QBE INSURANCE (AUSTRALIA) LIMITED | 11/05/2010 | 13/05/2011 | Ceased |
| 2UK PTY LTD | 000333779 | TRAVELEX LIMITED | 27/03/2009 | 07/01/2011 | Ceased |
| 3 HORNS PTY. LTD. | 000294184 | — | 05/09/2007 | 14/03/2011 | Ceased |
| 360 WEALTH MANAGEMENT PTY LIMITED | 000349533 | — | 12/04/2010 | 28/02/2011 | Ceased |
| 4 FINANCIAL ADVICE PTY LIMITED | 000270900 | ARETE RISK & INSURANCE PARTNERS PTY LTD | 15/03/2004 | 19/08/2011 | Ceased |
| 4I'S (WA) PTY LTD | 000270500 | — | 01/02/2004 | 02/05/2011 | Ceased |
| 5040 PTY LTD | 000401013 | — | 01/03/2011 | 20/07/2011 | Ceased |
| 7273 INVESTMENTS PTY LTD | 000275079 | AKUMIN FINANCIAL PLANNING PTY LIMITED | 23/04/2004 | 13/05/2011 | Ceased |
| 88 110 249 217 PTY LIMITED | 000302608 | MILLENNIUM 3 FINANCIAL SERVICES PTY LTD | 17/06/2010 | 05/12/2011 | Ceased |
| 8TH GENERATION PTY LIMITED | 000263605 | — | 09/02/2004 | 12/08/2011 | Ceased |
| 8TH GENERATION PTY LIMITED | 000263605 | CHU UNDERWRITING AGENCIES PTY LTD | 01/03/2004 | 03/08/2011 | Ceased |
| A E (TONY) FORNASIER WORLD TRAVEL CENTRE PTY LTD | 000271387 | COVER-MORE INSURANCE SERVICES PTY. LTD. | 01/03/2004 | 14/03/2011 | Ceased |
| A E (TONY) FORNASIER WORLD TRAVEL CENTRE PTY LTD | 000271387 | QBE INSURANCE (AUSTRALIA) LIMITED | 12/11/2009 | 13/05/2011 | Ceased |
| A FINDLAY & M.M MARQUES | 000301977 | — | 01/07/2006 | 14/03/2011 | Ceased |
| A FINDLAY & M.M MARQUES | 000301977 | TRAVELEX LIMITED | 27/10/2006 | 10/06/2011 | Ceased |
| A LAKHAN & P.S SMALL & P.J ST CLAIR | 000324238 | COUNT FINANCIAL LIMITED | 07/04/2008 | 13/09/2011 | Ceased |
| A S AUTOMOTIVE PTY LTD | 000271389 | ALLIANZ AUSTRALIA INSURANCE LIMITED | 11/05/2006 | 02/06/2011 | Ceased |
| A TAN, ALDIANNE DARLING | 000402485 | CHUBB INSURANCE AUSTRALIA LTD | 04/04/2011 | 11/07/2011 | Ceased |
| A'VANT GUARD FINANCIAL GROUP PTY. LTD. | 000330315 | — | 01/10/2008 | 14/03/2011 | Ceased |
| A-PLUS FINANCE PTY LTD | 000336763 | COMMONWEALTH BANK OF AUSTRALIA | 27/04/2009 | 02/01/2011 | Ceased |
| A. & I. MOTORS PTY LTD | 000261906 | — | 30/06/2006 | 14/03/2011 | Ceased |
| A. CULLEN & SON PTY LTD | 000233845 | — | 01/09/2003 | 14/03/2011 | Ceased |
| A. CULLEN & SON PTY LTD | 000233845 | VIRGINIA SURETY COMPANY, INC. | 17/01/2005 | 29/03/2011 | Ceased |
| A.C.N. 002 700 772 PTY LTD | 000228190 | COVER-MORE INSURANCE SERVICES PTY. LTD. | 20/03/2007 | 27/06/2011 | Ceased |
| A.C.N. 002 855 343 PTY LTD | 000235162 | — | 01/09/2003 | 14/03/2011 | Ceased |
| A.C.N. 002 855 343 PTY LTD | 000235162 | QBE INSURANCE (AUSTRALIA) LIMITED | 07/12/2010 | 17/08/2011 | Ceased |
| A.C.N. 004 836 695 PTY LIMITED | 000267086 | COVER-MORE INSURANCE SERVICES PTY. LTD. | 02/01/2007 | 20/12/2011 | Ceased |
| A.C.N. 004 943 882 PTY LTD | 000272796 | ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED | 10/03/2004 | 19/05/2011 | Ceased |
| A.C.N. 005 427 109 PROPRIETARY LIMITED | 000270641 | — | 06/11/2007 | 14/03/2011 | Ceased |
| A.C.N. 007 543 713 PTY LTD | 000243759 | — | 10/04/2006 | 14/03/2011 | Ceased |
| A.C.N. 007 848 928 PTY LTD | 000315560 | CONSULTUM FINANCIAL ADVISERS PTY LTD | 20/07/2007 | 31/03/2011 | Ceased |
| A.C.N. 008 017 883 PTY LTD | 000315559 | CONSULTUM FINANCIAL ADVISERS PTY LTD | 20/07/2007 | 31/03/2011 | Ceased |
| A.C.N. 008 148 954 PTY LIMITED | 000330385 | FITZPATRICKS PRIVATE WEALTH PTY LTD | 26/09/2008 | 05/08/2011 | Ceased |
| A.C.N. 073 911 056 PTY LTD | 000259609 | — | 01/07/2008 | 31/08/2011 | Ceased |
| A.C.N. 087 651 956 PTY LTD | 000305825 | CLUB MARINE LIMITED | 11/09/2006 | 05/09/2011 | Ceased |
| A.C.N. 088 827 534 PTY LIMITED | 000318956 | — | 25/10/2007 | 14/03/2011 | Ceased |
| A.C.N. 090 022 656 PTY LTD | 000315932 | COUNT FINANCIAL LIMITED | 20/07/2007 | 26/08/2011 | Ceased |
| A.C.N. 102 361 688 PTY LTD | 000290041 | — | 22/06/2005 | 14/03/2011 | Ceased |
| A.C.N. 105 402 328 PTY LTD | 000262444 | CLUB MARINE LIMITED | 30/05/2005 | 19/09/2011 | Ceased |
| A.C.N. 125 017 478 PTY LTD | 000328139 | — | 16/07/2008 | 30/06/2011 | Ceased |
| A.C.N. 129 611 052 PTY LTD | 000327756 | — | 31/07/2008 | 16/10/2011 | Ceased |
| A.C.N. 129 611 052 PTY LTD | 000327756 | — | 17/10/2011 | 17/10/2011 | Ceased |
| A.C.N. 129 666 011 PTY LIMITED | 000338549 | FITZPATRICKS PRIVATE WEALTH PTY LTD | 25/06/2009 | 05/08/2011 | Ceased |
| A.C.N. 139 386 520 PTY LIMITED | 000345064 | QBE INSURANCE (AUSTRALIA) LIMITED | 17/02/2010 | 11/07/2011 | Ceased |
| A.C.N. 140 670 748 PTY LTD | 000344022 | — | 15/01/2010 | 01/07/2011 | Ceased |
| A.C.N. 141 053 241 PTY LIMITED | 000362775 | INSURANCE ADVISERNET AUSTRALIA PTY LIMITED | 01/07/2010 | 31/12/2011 | Ceased |
| A.C.N. 144 546 467 PTY LTD | 000383759 | FYG PLANNERS PTY LTD | 27/09/2010 | 31/03/2011 | Ceased |
| A.F PEROTTI & M PEROTTI | 000228587 | — | 01/07/2006 | 14/03/2011 | Ceased |
| A.G AHEARN & M.I DANCKERT & A.F THOMPSON | 000306012 | — | 26/09/2006 | 29/08/2011 | Ceased |
| A.H VANDENHAM & P VANDENHAM | 000228001 | COVER-MORE INSURANCE SERVICES PTY. LTD. | 03/01/2007 | 17/11/2011 | Ceased |
| A.J HOWARD & THE TRUSTEE FOR STEPHEN JEREMY JACKSON FAMILY TRUST | 000343480 | — | 15/12/2009 | 14/03/2011 | Ceased |
| A.J.G. FINANCIAL PLANNING PTY LTD | 000331283 | — | 27/10/2008 | 01/09/2011 | Ceased |
| A.P. FORD PTY. LTD. | 000233868 | — | 01/09/2003 | 14/03/2011 | Ceased |
| A.P. FORD PTY. LTD. | 000233868 | — | 24/02/2004 | 01/02/2011 | Ceased |
| A.P. GROUP PTY LTD | 000320063 | — | 25/01/2008 | 14/03/2011 | Ceased |
| A.P. MOTORS (NO 2) PTY. LTD. | 000299725 | — | 29/03/2006 | 14/03/2011 | Ceased |
| A.P. MOTORS (NO.3) PTY. LTD. | 000233867 | — | 01/09/2003 | 14/03/2011 | Ceased |
| A.P. MOTORS PTY. LTD. | 000304224 | — | 15/08/2006 | 14/03/2011 | Ceased |
| A1 INTERNATIONAL PTY LTD | 000269973 | COVER-MORE INSURANCE SERVICES PTY. LTD. | 01/03/2004 | 14/03/2011 | Ceased |
| A1 INTERNATIONAL PTY LTD | 000269973 | AWP AUSTRALIA PTY LTD | 09/03/2005 | 27/04/2011 | Ceased |
| AAB FINANCIAL SERVICES PTY LTD | 000262084 | — | 22/07/2009 | 14/03/2011 | Ceased |
| AANENSEN, VICTOR WILLIAM | 000250691 | — | 01/01/2004 | 20/06/2011 | Ceased |
| AANTAR PTY LTD | 000309072 | BANK OF QUEENSLAND LIMITED | 04/01/2007 | 25/02/2011 | Ceased |
| AARDOOM, PETER | 000391304 | TREND INVESTOR SERVICES PROPRIETARY LIMITED | 26/11/2010 | 01/08/2011 | Ceased |
| ABACUS ASSET & FINANCIAL MANAGEMENT PTY LTD | 000352824 | — | 03/05/2010 | 18/05/2011 | Ceased |
| ABACUS WEALTH SERVICE PTY LTD | 000401528 | — | 09/03/2011 | 30/05/2011 | Ceased |
| ABAYASEKARA, JEHAN | 000387015 | FUTURITY INVESTMENT GROUP LIMITED | 03/11/2010 | 08/02/2011 | Ceased |
| ABBAS, RABI | 000404468 | CHUBB INSURANCE AUSTRALIA LTD | 16/05/2011 | 11/07/2011 | Ceased |
| ABBOTT, AMREETA | 000244930 | — | 01/07/2010 | 04/07/2011 | Ceased |
| ABBOTT, COLLEEN RUBY | 000335733 | AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD | 27/03/2009 | 17/08/2011 | Ceased |
| ABBOTT, JANE ELISE | 000389711 | BENDIGO AND ADELAIDE BANK LIMITED | 20/11/2010 | 20/08/2011 | Ceased |
| ABBOTT, JOSH | 000412998 | — | 20/10/2011 | 05/12/2011 | Ceased |
| ABBOTT, MELISSA KATHLEEN | 000302011 | ARETE RISK & INSURANCE PARTNERS PTY LTD | 30/05/2006 | 11/03/2011 | Ceased |
| ABBOTT, SEAN | 000242817 | — | 01/12/2003 | 17/10/2011 | Ceased |
| ABBOUSHI, SARAH | 000409857 | AIA FINANCIAL SERVICES PTY LIMITED | 04/08/2011 | 03/10/2011 | Ceased |
| ABC WORLD PTY LTD | 000227970 | COVER-MORE INSURANCE SERVICES PTY. LTD. | 19/03/2004 | 14/03/2011 | Ceased |
| ABDUL, HABEEB | 000344461 | TAL AUSTRALIA DISTRIBUTION LIMITED | 04/02/2010 | 14/01/2011 | Ceased |
| ABDUL, HABEEB | 000344461 | TAL DIRECT PTY LIMITED | 16/04/2010 | 14/07/2011 | Ceased |
| ABDULLAHI, MOHAMMED AMIN | 000384206 | CHUBB INSURANCE AUSTRALIA LTD | 04/10/2010 | 07/01/2011 | Ceased |
| ABEL, LANCE | 000333564 | OPTIVER AUSTRALIA PTY LIMITED | 01/01/2009 | 31/01/2011 | Ceased |
| ABEL, PHARYN | 000405159 | INSURANCE AUSTRALIA LIMITED | 06/05/2011 | 21/07/2011 | Ceased |
| ABELA, KYLIE LOUISE | 000302212 | MERCER SUPERANNUATION (AUSTRALIA) LIMITED | 03/07/2006 | 14/06/2011 | Ceased |
| ABELL, ROXLEY M. | 000250447 | — | 01/01/2004 | 14/11/2011 | Ceased |
| ABEYSIRI, KEVIN KOSALA | 000338053 | MILLENNIUM 3 FINANCIAL SERVICES PTY LTD | 01/06/2009 | 27/06/2011 | Ceased |
| ABILI, QENAN | 000321856 | — | 01/02/2008 | 02/08/2011 | Ceased |
| ABISAM PTY LTD | 000319533 | CLUB MARINE LIMITED | 29/04/2010 | 22/07/2011 | Ceased |
| ABLE FINANCE GROUP PTY LTD | 000325835 | — | 30/05/2008 | 14/03/2011 | Ceased |
| ABOUSHER, AIMAN | 000325352 | AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD | 13/05/2008 | 23/03/2011 | Ceased |
| ABRAHAM, GLENDA | 000309343 | AKUMIN FINANCIAL PLANNING PTY LIMITED | 31/08/2010 | 21/12/2011 | Ceased |
| ABRAHAM, JERRY | 000303929 | PROFESSIONAL INVESTMENT SERVICES PTY LTD | 29/07/2010 | 21/07/2011 | Ceased |
| ABRAHAM, SCOTT JAMES | 000326605 | — | 10/06/2008 | 31/03/2011 | Ceased |
| ABRAHAMS, ALLAN | 000223006 | — | 01/10/2010 | 31/08/2011 | Ceased |
| ABRAHAMSSON, MICHAEL | 000402424 | AUSTRALIA PACIFIC FUNDS MANAGEMENT PTY LIMITED | 29/03/2011 | 18/04/2011 | Ceased |
| ABRAM, DAVID JOHN | 000285516 | — | 28/02/2005 | 19/01/2011 | Ceased |
| ABROL, DHEERAJ | 000394424 | AIA FINANCIAL SERVICES PTY LIMITED | 07/12/2010 | 23/07/2011 | Ceased |
| ABSOLUTE FINANCIAL PTY LTD | 000291626 | FITZPATRICKS PRIVATE WEALTH PTY LTD | 28/03/2009 | 30/06/2011 | Ceased |
| ABTOURK (SYD NO. 358) PTY. LIMITED | 000228283 | QBE INSURANCE (AUSTRALIA) LIMITED | 11/03/2004 | 28/01/2011 | Ceased |
| ABTOURK (SYD NO. 358) PTY. LIMITED | 000228283 | — | 18/12/2008 | 14/03/2011 | Ceased |
| ACCELERATE FINANCIAL MANAGEMENT PTY. LTD. | 000356575 | — | 24/05/2010 | 05/07/2011 | Ceased |
| ACCLAIM WEALTH SOLUTIONS PTY LTD | 000382077 | SENTRY FINANCIAL SERVICES PTY LTD | 07/09/2010 | 24/03/2011 | Ceased |
| ACCLEAN PTY LTD | 000242455 | — | 01/12/2003 | 07/12/2011 | Ceased |
| ACCLEAN PTY LTD | 000242455 | — | 07/12/2011 | 13/12/2011 | Ceased |
| ACCOUNTING FIRST FINANCIAL ADVISORS PTY LTD | 000360820 | — | 15/06/2010 | 01/07/2011 | Ceased |
| ACCUITY CHOICE PTY LTD | 000338524 | PERSONAL FINANCIAL SERVICES LTD | 25/06/2009 | 22/03/2011 | Ceased |
| ACCURATE FINANCIAL CONSULTANTS PTY. LTD. | 000331206 | MILLENNIUM 3 FINANCIAL SERVICES PTY LTD | 01/10/2008 | 20/05/2011 | Ceased |
| ACE INSURANCE & FINANCIAL PLANNING PTY LTD | 000317315 | — | 24/01/2008 | 10/05/2011 | Ceased |
| ACF MKY PTY LTD | 000325437 | — | 12/05/2008 | 21/12/2011 | Ceased |
| ACHATZ, DEAN ADRIAN | 000294279 | — | 25/11/2005 | 13/12/2011 | Ceased |
| ACHERNAR MARINE PTY LTD | 000284707 | CLUB MARINE LIMITED | 04/09/2007 | 28/02/2011 | Ceased |
| ACHJIAN, JASON | 000315291 | — | 11/07/2007 | 31/08/2011 | Ceased |
| ACHJIAN, JASON | 000315291 | — | 11/07/2007 | 31/08/2011 | Ceased |
| ACKERMAN, FREDERICK STEVEN | 000301985 | LIONSGATE FINANCIAL GROUP PTY. LTD. | 10/08/2010 | 03/06/2011 | Ceased |
| ACKLAND, PERCY | 000345853 | — | 19/03/2010 | 20/12/2011 | Ceased |
| ACKLEY, CHERIE | 000255139 | — | 30/07/2010 | 20/12/2011 | Ceased |
| ACM AUTOS PTY LTD | 000308322 | — | 30/08/2007 | 25/07/2011 | Ceased |
| ACN 101 074 015 PTY LTD | 000273318 | — | 29/03/2004 | 27/07/2011 | Ceased |
| ACN 104 151 635 PTY LTD | 000240325 | — | 01/11/2003 | 01/07/2011 | Ceased |
| ACN 104 942 494 PTY LTD | 000230956 | COUNT FINANCIAL LIMITED | 01/07/2003 | 21/06/2011 | Ceased |
| ACN 106 837 076 PTY LTD | 000285296 | — | 11/10/2005 | 14/03/2011 | Ceased |
| ACN 111 297 539 PTY LTD | 000284882 | — | 23/02/2005 | 14/03/2011 | Ceased |
Neighbouring years
- 2016 — 13,026
- 2015 — 14,715
- 2014 — 11,552
- 2013 — 14,745
- 2012 — 14,512
- 2010 — 17,159
- 2009 — 14,776
- 2008 — 15,156
- 2007 — 13,384
- 2006 — 12,676
Money lost after advice you were given?
16,347 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.