afs-rep

AFS authorisations that ended in 2016

13,026 authorisations ended during 2016, covering 12,324 representatives across 865 licensees. An authorisation that ended in 2016 answers for advice given up to that date, and not after.

13,026authorisations ended
12,324representatives
865licensees
5,399licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

5,399 of these 13,026 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2016

LicenseeAuthorisationsShare
AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD1,0528.1%
BENDIGO AND ADELAIDE BANK LIMITED8496.5%
licence 3127955394.1%
licence 2383415374.1%
licence 2382924773.7%
AKUMIN FINANCIAL PLANNING PTY LIMITED3983.1%
CHARTER FINANCIAL PLANNING LIMITED3572.7%
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED2221.7%
licence 3098892201.7%
COMMUNITY BROKER NETWORK PTY LTD1881.4%
licence 2382911701.3%
ARETE RISK & INSURANCE PARTNERS PTY LTD1651.3%
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD1651.3%
licence 3435731631.3%
AUSTRALIAN WARRANTY NETWORK PTY LTD1611.2%
licence 2376411591.2%
CLASSIC CLUBS LIMITED1581.2%
licence 2234771551.2%
licence 2346641451.1%
licence 2306921401.1%
CHUBB INSURANCE AUSTRALIA LTD1381.1%
licence 3238251261.0%
licence 2406871130.9%
ALLIANZ AUSTRALIA INSURANCE LIMITED1050.8%

Some of the 13,026 authorisations that ended in 2016

Ended during 2016, alphabetical
RepresentativeNumberAuthorised byFromToStatus
$MART FINANCE SOLUTIONS PTY LTD001233123AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD03/07/201529/02/2016Ceased
123 DIRECT INSURANCE PTY LTD00044899319/11/201331/03/2016Ceased
158 PTY LTD000427182BANK OF QUEENSLAND LIMITED31/08/201203/10/2016Ceased
1624 VENTURES PTY LTD00047250411/02/201531/03/2016Ceased
1STCHOICESUPER PTY LTD00124045824/03/201631/07/2016Ceased
20:20 INSURANCE SERVICES PTY LTD000345351LEA INSURANCE BROKERS PTY LTD03/03/201001/12/2016Ceased
20CUBE LOGISTICS PTY LTD00027110424/10/200522/08/2016Ceased
21ST CENTURY INSURANCE SOLUTIONS PTY LTD000465274CHUBB INSURANCE AUSTRALIA LTD22/09/201423/04/2016Ceased
21ST CENTURY INSURANCE SOLUTIONS PTY LTD00046527428/04/201530/06/2016Ceased
29 TALBOT PTY LTD & LSRS PRACTICE PTY LTD001233346PARAGEM PTY LIMITED01/07/201501/04/2016Ceased
2M BUSINESS SOLUTIONS PTY. LIMITED00025750717/09/201230/06/2016Ceased
360 DEGREE WEALTH SERVICES PTY LTD00039657401/03/201529/06/2016Ceased
360 PRIVATE WEALTH PTY LTD00025793301/03/200431/08/2016Ceased
3LP PTY LTD001244494COVERFORCE PARTNERS PTY LTD01/07/201625/10/2016Ceased
3P FINANCIAL PTY LTD000437973MASU FINANCIAL MANAGEMENT PTY LTD23/04/201331/12/2016Ceased
3RD MAN RISK CONSULTING PTY LIMITED000407329INSURANCE ADVISERNET AUSTRALIA PTY LIMITED01/07/201131/01/2016Ceased
43 SMITH STREET DEVELOPMENTS PTY LTD000303250CHU UNDERWRITING AGENCIES PTY LTD12/05/200808/06/2016Ceased
4C CONSULTING GROUP PTY LTD00043712205/04/201308/07/2016Ceased
4FRONT FINANCIAL SOLUTIONS PTY LTD00123926315/02/201613/11/2016Ceased
5 STAR GROUP AUSTRALIA PTY LTD00041995923/03/201221/06/2016Ceased
5D GROUP PTY LTD00047229809/02/201529/03/2016Ceased
63 FINANCE PTY LTD001237891AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD11/12/201512/10/2016Ceased
777111666 PTY LTD001007738AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD23/04/201529/01/2016Ceased
A & K FINANCIAL PLANNING PTY LTD00041887813/02/201530/06/2016Ceased
A & T FINANCIAL SERVICES PTY. LTD.000428521CHARTER FINANCIAL PLANNING LIMITED25/09/201201/01/2016Ceased
A A & J ENTERPRISE PTY LTD000451056AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/01/201423/02/2016Ceased
A CASTORINA & K CASTORINA001235899MILLENNIUM 3 FINANCIAL SERVICES PTY LTD30/09/201514/10/2016Ceased
A CLASS FINANCIAL SERVICES PTY LTD00047002109/12/201409/09/2016Ceased
A G ADVISERS PTY LTD000278606SENTRY FINANCIAL SERVICES PTY LTD01/07/200531/08/2016Ceased
A J & T PULBROOK PTY LTD000243676AUSTRALIAN WARRANTY NETWORK PTY LTD17/09/200931/03/2016Ceased
A J ROSS & ASSOCIATES PTY. LTD.000249202ARETE RISK & INSURANCE PARTNERS PTY LTD12/03/200701/04/2016Ceased
A L SQUARE PTY LTD001234742AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/08/201516/05/2016Ceased
A LABBOZZETTA & D LABBOZZETTA & F LABBOZZETTA000261484MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD15/04/201126/08/2016Ceased
A LIDDLE MORTGAGE PTY. LTD.001007468AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD16/04/201514/04/2016Ceased
A WHO COMMUNICATIONS PTY LTD00032483524/04/200821/09/2016Ceased
A Z COMPUTER SERVICES PTY LTD00032484524/04/200821/09/2016Ceased
A. & M. WILKINS PTY LTD000269644CHU UNDERWRITING AGENCIES PTY LTD01/03/200430/05/2016Ceased
A. & P. WHITE PTY. LTD.000434175WILSONS ADVISORY AND STOCKBROKING LIMITED10/02/201319/02/2016Ceased
A. D. DI GREGORIO PTY. LTD.000419841MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD01/06/201226/08/2016Ceased
A. D. DI GREGORIO PTY. LTD.000419841COVER-MORE INSURANCE SERVICES PTY. LTD.01/04/201517/11/2016Ceased
A.B. DELAUNEY CONSULTANTS PTY LTD00045286430/01/201406/04/2016Ceased
A.C.A. ENTERPRISES PTY LTD000333585AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD12/08/201412/01/2016Ceased
A.C.N 056 506 668 PTY LIMITED000240011MASU FINANCIAL MANAGEMENT PTY LTD07/10/200301/03/2016Ceased
A.C.N. 000 136 710 PTY LTD00030964620/03/201305/08/2016Ceased
A.C.N. 007 543 713 PTY LTD00024375924/02/200418/07/2016Ceased
A.C.N. 106 300 556 PTY LIMITED000251763ARETE RISK & INSURANCE PARTNERS PTY LTD01/01/200415/09/2016Ceased
A.C.N. 106 300 556 PTY LIMITED000251763AUSURE PTY LTD17/11/201219/09/2016Ceased
A.C.N. 136 849 584 PTY LIMITED000342644PROTECSURE PTY LTD12/11/200901/09/2016Ceased
A.C.N. 137 007 062 PTY LTD00040071301/07/201327/01/2016Ceased
A.C.N. 142 851 116 PTY LTD000440886MONTGOMERY INVESTMENT MANAGEMENT PTY. LTD.22/09/201001/07/2016Ceased
A.C.N. 149 809 825 PTY LTD00040373801/07/201120/12/2016Ceased
A.C.N. 150 846 414 PTY LTD000410424ALLIANZ AUSTRALIA INSURANCE LIMITED26/08/201116/11/2016Ceased
A.C.N. 162 869 249 PTY LTD000439456SPARAXIS PTY. LTD.01/10/201326/10/2016Ceased
A.C.N. 163 289 138 PTY LTD00044199915/07/201325/11/2016Ceased
A.C.N. 164 145 939 PTY LTD000447343AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD04/05/201508/01/2016Ceased
A.C.N. 165 757 755 PTY LIMITED00044719914/09/201301/05/2016Ceased
A.C.N. 167 460 924 PTY LTD00045180816/01/201410/05/2016Ceased
A.C.N. 609 346 581 PTY LTD001237281INTEGRATED EXECUTION SERVICES PTY LTD18/11/201501/03/2016Ceased
A.I.I.S. PTY. LTD.000293888CONSOLIDATED INSURANCES PTY LTD01/05/201001/03/2016Ceased
A.J.T. PTY LTD00032597426/05/200821/09/2016Ceased
A.P HAGE & PORTRAKA PTY LTD & The Trustee for Portraka Family Trust & The trustee for Radamindie Trust & The Trustee for THE RWP FAMILY TRUST & The trustee for Todd Newman Family Trust001235104COUNT FINANCIAL LIMITED01/07/201522/12/2016Ceased
A1 FINANCIAL SERVICES AND ADVICE PTY LTD001233809AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD24/07/201501/06/2016Ceased
A2Z FINANCIAL PLANNING SOLUTIONS PTY. LTD.000431588PERSONAL FINANCIAL SERVICES LTD21/10/201430/09/2016Ceased
AAA LOAN SOLUTION PTY LTD001233637AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD21/07/201522/04/2016Ceased
AAA PLUS SUPER PTY LTD000463544SYNCHRON ADVICE PTY LTD19/08/201428/07/2016Ceased
AAA TRAVEL PTY LTD000432540TRAVEL INSURANCE PARTNERS PTY LIMITED20/12/201208/07/2016Ceased
AAC MOTOR GROUP (COOMA) PTY LIMITED00040026210/02/201114/06/2016Ceased
AAPT LIMITED000275620LIKEWIZE SERVICES PTY LTD27/04/200431/01/2016Ceased
AARON'S CARS PTY LTD00028080627/08/200405/08/2016Ceased
AARON, LYNCH000271771FINANCIAL SYSTEMS PTY LTD10/03/200430/09/2016Ceased
AASH CHAND PTY LTD001237484AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD27/11/201531/05/2016Ceased
ABBEY BEACH PTY LTD000269356MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD18/04/201131/10/2016Ceased
ABBEY, KYLIE LEANNE000333719FUTURO FINANCIAL SERVICES PTY LTD19/01/200930/09/2016Ceased
ABBOTSBURY HOLDINGS PTY LTD000315426MILLENNIUM 3 FINANCIAL SERVICES PTY LTD16/07/200713/10/2016Ceased
ABBOTT, BIANCA JAE000458733BENDIGO AND ADELAIDE BANK LIMITED30/05/201406/07/2016Ceased
ABBOTT, CHARLON JUNE000434872INSURANCE ADVISERNET AUSTRALIA PTY LIMITED23/03/201616/12/2016Ceased
ABBOTT, JOHN PAUL000422795CHUBB INSURANCE AUSTRALIA LTD11/06/201208/04/2016Ceased
ABC HOLDINGS PTY LTD000273287MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD18/04/201131/10/2016Ceased
ABELA, TYRONE C000463062TREND INVESTOR SERVICES PROPRIETARY LIMITED11/08/201415/02/2016Ceased
ABELA, TYRONE C000463062DJA CAPITAL PTY. LTD.24/11/201416/02/2016Ceased
ABELA, TYRONE C000463062CHARTER FINANCIAL PLANNING LIMITED15/03/201617/11/2016Ceased
ABEY, ARUN KUMAR000445116FTS FINANCIAL SERVICES PTY LTD04/02/201506/12/2016Ceased
ABF PARTNERS PTY LTD000431278INTERPRAC FINANCIAL PLANNING PTY LTD23/11/201209/08/2016Ceased
ABI-FARRAJ, LARA000436214BENDIGO AND ADELAIDE BANK LIMITED18/03/201304/08/2016Ceased
ABN 15120150281 PTY LTD00030495703/05/201318/01/2016Ceased
ABOUNADER, DANY00032617202/06/200821/09/2016Ceased
ABOUT FINANCIAL PLANNING PTY LTD00123803517/12/201518/03/2016Ceased
ABOVE AND BEYOND FINANCIAL SERVICES PTY. LIMITED000286295AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD03/04/201314/03/2016Ceased
ABP ENTERPRISES PTY LTD00044057514/06/201308/03/2016Ceased
ABRAHAMIAN, ANDREW000444054EBONFX AUSTRALIA PTY LTD23/05/201307/07/2016Ceased
ABRAMOFF, ALEXANDER000459942CHARTER FINANCIAL PLANNING LIMITED17/06/201410/06/2016Ceased
AC FUNDS PTY LTD001239234SPECIALISED INVESTMENT AND LENDING CORPORATION LTD08/02/201620/09/2016Ceased
ACA TRAVEL PTY LTD000308139MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD18/04/201118/01/2016Ceased
ACCACC PTY LTD000407126A.C.N. 155 907 681 PTY LTD15/07/201610/11/2016Ceased
ACCELERATOR CONSOLIDATED PTY LTD000472097COMMUNITY BROKER NETWORK PTY LTD09/02/201502/08/2016Ceased
ACCESS KEY FINANCIAL SERVICES PTY. LTD.001233990SYNCHRON ADVICE PTY LTD31/07/201502/05/2016Ceased
ACCESS PROSPERITY PTY LTD000463572ALPHA INVESTMENT MANAGEMENT PTY LTD18/08/201419/02/2016Ceased
ACCLARO FINANCIAL SERVICES PTY LTD00042661920/08/201212/05/2016Ceased
ACCOUNTING ONE FINANCIAL SERVICES PTY LTD000462338COUNT FINANCIAL LIMITED06/12/201301/08/2016Ceased
ACE MONEY PTY LTD001241623AUSTRALIAN LIFE INSURANCE DISTRIBUTION PTY LTD05/05/201608/09/2016Ceased
ACEWAY NOMINEES PTY LTD00024377024/02/200405/08/2016Ceased
ACHATZ, DEAN ADRIAN00029427914/12/201115/04/2016Ceased
ACKLEY, SHANE PARKES000416884SWMG PTY LTD22/05/201401/07/2016Ceased
ACME COMPUTERS AUSTRALIA PTY LTD00032275029/02/200821/09/2016Ceased
ACN 051 218 109 PTY LTD00042271110/04/201525/10/2016Ceased
ACN 078 860 769 PTY LTD00025092112/03/201506/01/2016Ceased
ACN 106 837 076 PTY LTD00028529615/03/201120/05/2016Ceased
ACN 111 297 539 PTY LTD00028488201/08/200519/07/2016Ceased
ACN 111 297 539 PTY LTD000284882AUSTRALIAN WARRANTY NETWORK PTY LTD24/11/201027/10/2016Ceased
ACN 112 109 896 PTY LIMITED00031490328/06/200711/06/2016Ceased
ACN 112 545 169 PTY LTD00100762323/04/201515/04/2016Ceased
ACN 118 764 908 PTY LTD000401152AKUMIN FINANCIAL PLANNING PTY LIMITED02/03/201112/10/2016Ceased
ACN 121 967 502 PTY LTD000307746CHU UNDERWRITING AGENCIES PTY LTD15/11/200604/11/2016Ceased
ACN 131 952 086 PTY LTD000335508CHU UNDERWRITING AGENCIES PTY LTD18/03/200927/12/2016Ceased
ACN 131 952 086 PTY LTD000335508QBE INSURANCE (AUSTRALIA) LIMITED29/07/200914/12/2016Ceased
ACN 131 952 086 PTY LTD000335508ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED14/09/201007/12/2016Ceased
ACN 140 678 075 PTY LTD00034478211/02/201619/04/2016Ceased
ACN 142 127 606 PTY LTD001241760POLITIS INVESTMENT STRATEGIES PTY LTD10/05/201606/07/2016Ceased
ACN 144 496 042 PTY LTD000366067HILLROSS FINANCIAL SERVICES LIMITED13/07/201026/04/2016Ceased
ACN 147 965 320 PTY LTD000417152LIFESTYLE ASSET MANAGEMENT PTY LTD10/06/201411/03/2016Ceased
ACN 164 471 381 PTY LTD00046188628/07/201425/11/2016Ceased
ACN 164 472 851 PTY LTD00044733901/11/201325/11/2016Ceased
ACN 169 551 204 PTY LTD00047251401/03/201525/11/2016Ceased
ACN 615 752 193 PTY LTD001249827THE HOLLARD INSURANCE COMPANY PTY LTD21/11/201631/12/2016Ceased
ACN63902 PTY LTD000320407MARSH ADVANTAGE INSURANCE PTY LTD01/10/201402/05/2016Ceased
ACQUIRE STRATEGIC ADVISERS PTY LTD00042865318/02/201314/11/2016Ceased
ACQUIRED FINANCIAL SERVICES PTY LTD00124446004/07/201605/08/2016Ceased
ACR NO.1 PTY LTD00024379724/02/200405/08/2016Ceased
ACRES, MITCHELL000306378AUSURE PTY LTD09/10/200609/09/2016Ceased
ACT INSURANCE PTY LTD00046246829/07/201431/03/2016Ceased
ACTION ADVICE PTY. LTD.001237418CHARTER FINANCIAL PLANNING LIMITED25/11/201511/04/2016Ceased
ACTION INSURANCE AGENCIES PTY LTD000267665CHAUCER GROUP PTY LTD19/04/201620/04/2016Ceased
ACTION MOTORS PTY LTD00038090505/01/201505/08/2016Ceased
ACTIVE COMPUTER TECHNOLOGIES PTY LTD00032294807/03/200821/09/2016Ceased
ACTIVE INSURANCE SERVICES PTY LTD00031778901/12/201116/05/2016Ceased
ACTIVE LIFE ADVICE PTY LTD00046162511/07/201410/03/2016Ceased
ACTVEST PTY LTD000306718BKS MARKETS PTY LTD01/07/201218/07/2016Ceased
ACUADVICE PTY LTD00032891118/08/200801/07/2016Ceased
ACV PTY LIMITED000316839AUSTRALIAN WARRANTY NETWORK PTY LTD30/03/201031/03/2016Ceased
AD ADVISORY PTY LTD00033259223/10/201407/11/2016Ceased

Neighbouring years

Money lost after advice you were given?

13,026 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years