AFS authorisations that ended in 2004

11,730 authorisations ended during 2004, covering 10,823 representatives across 576 licensees. An authorisation that ended in 2004 answers for advice given up to that date, and not after.

11,730authorisations ended

10,823representatives

576licensees

6,204licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

6,204 of these 11,730 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2004

Licensee	Authorisations	Share
licence 232409	716	6.1%
licence 237916	474	4.0%
ARETE RISK & INSURANCE PARTNERS PTY LTD	470	4.0%
licence 238291	419	3.6%
licence 236657	360	3.1%
AAI LIMITED	354	3.0%
AKUMIN FINANCIAL PLANNING PTY LIMITED	339	2.9%
AIA AUSTRALIA LIMITED	282	2.4%
licence 238279	277	2.4%
INSURANCE AUSTRALIA LIMITED	260	2.2%
A.P.V.C. LTD.	250	2.1%
licence 239649	222	1.9%
RAC INSURANCE PTY LIMITED	216	1.8%
BENDIGO AND ADELAIDE BANK LIMITED	209	1.8%
licence 234663	187	1.6%
CLUB MARINE LIMITED	173	1.5%
licence 229885	161	1.4%
licence 230692	160	1.4%
licence 231138	160	1.4%
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD	151	1.3%
AWP AUSTRALIA PTY LTD	150	1.3%
ALLIANZ AUSTRALIA INSURANCE LIMITED	149	1.3%
COUNT FINANCIAL LIMITED	148	1.3%
licence 238292	130	1.1%

Some of the 11,730 authorisations that ended in 2004

Ended during 2004, alphabetical
Representative	Number	Authorised by	From	To	Status
"HOOKIE ENTERPRISES PTY LTD ATF THE BLOOMFIELD FAMILY TRUST-RATTEN & SLATER NOMINEES PTY LTD ATF THEJH RATTEN FAMILY TRUST-TUMSCOTT PTY LTD ATF THE D J SLATER FAMILY TRUST"	000243874	ALLIANZ AUSTRALIA INSURANCE LIMITED	05/01/2004	03/02/2004	Ceased
$ SOLUTIONS PTY. LTD.	000237218	—	01/10/2003	22/03/2004	Ceased
$ SOLUTIONS PTY. LTD.	000237218	—	23/03/2004	31/10/2004	Ceased
000 229 336 PTY LTD	000270913	—	11/03/2004	01/04/2004	Ceased
72A SYDNEY STREET PTY LTD	000281222	—	11/03/2004	15/10/2004	Ceased
A & R FINANCIAL PLANNERS PTY LTD	000247750	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	21/06/2004	Ceased
A & R KYRITSIS FAMILY TRUST	000261746	—	24/02/2004	16/06/2004	Ceased
A & V HAMPSON PTY LTD	000261388	QBE INSURANCE (AUSTRALIA) LIMITED	11/03/2004	01/11/2004	Ceased
A & V HAMPSON PTY LTD	000261388	—	11/03/2004	08/09/2004	Ceased
A G BARKLIMORE PTY LTD	000243672	ALLIANZ AUSTRALIA INSURANCE LIMITED	05/01/2004	25/02/2004	Ceased
A G RAMSEY FAMILY TRUST & THE B A RAMSEY FAMILY TRUST & W J RAMSEY FAMILY TRUST	000232870	INSURANCE AUSTRALIA LIMITED	28/07/2003	01/07/2004	Ceased
A H MOLLER PTY LTD	000235539	—	01/09/2003	28/05/2004	Ceased
A M & E D STARK	000253498	INSURANCE AUSTRALIA LIMITED	11/02/2004	11/02/2004	Ceased
A M R MOTORS PTY LTD	000261198	—	11/03/2004	11/10/2004	Ceased
A MATHEWS & D.M MATHEWS	000244008	ALLIANZ AUSTRALIA INSURANCE LIMITED	05/01/2004	10/05/2004	Ceased
A P TOWERS PTY. LIMITED	000240307	—	01/11/2003	07/09/2004	Ceased
A. & V. KENWORTHY PTY. LTD.	000262534	CLUB MARINE LIMITED	23/02/2004	20/08/2004	Ceased
A. CHONG PTY LTD	000242355	—	01/12/2003	10/02/2004	Ceased
A.A. GRAY'S FINANCIAL SERVICES PTY. LIMITED	000250222	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	25/02/2004	Ceased
A.C. BUILDING SERVICES PTY. LTD.	000228481	—	01/02/2004	05/07/2004	Ceased
A.C.N. 007 870 484 PTY LTD	000269264	HALLMARK GENERAL INSURANCE COMPANY LTD.	10/03/2004	31/10/2004	Ceased
A.C.N. 008 042 251 PTY LTD	000238685	—	01/11/2003	30/06/2004	Ceased
A.C.N. 010 623 720 PTY LTD	000281000	CLUB MARINE LIMITED	24/09/2004	06/10/2004	Ceased
A.C.N. 063 003 467 PTY LTD	000280084	VIRGINIA SURETY COMPANY, INC.	14/11/2004	20/12/2004	Ceased
A.C.N. 078 530 024 PTY LTD	000262505	CLUB MARINE LIMITED	23/02/2004	04/10/2004	Ceased
A.C.N. 082 968 938 PTY LTD	000269199	—	10/03/2004	24/12/2004	Ceased
A.C.N. 099 084 901 PTY LTD	000233107	INSURANCE AUSTRALIA LIMITED	28/07/2003	01/07/2004	Ceased
A.C.N. 105 434 231 PTY LTD	000259804	COUNT FINANCIAL LIMITED	04/02/2004	09/09/2004	Ceased
A.G GARDINER & D.W GARDINER & J.G GARDINER	000246955	INSURANCE AUSTRALIA LIMITED	09/12/2003	01/07/2004	Ceased
A.J. MASON-COX PTY LTD	000245739	—	31/01/2004	10/09/2004	Ceased
A.K. TRAVEL SERVICE PTY LTD	000228140	—	25/01/2004	15/04/2004	Ceased
A.N BELL & S.E BELL	000271824	ELKINGTON BISHOP MOLINEAUX INSURANCE BROKERS PTY LIMITED	10/03/2004	03/06/2004	Ceased
A.P.I. TRADERS PTY. LTD.	000268680	—	10/03/2004	31/12/2004	Ceased
A.T.W. INDUSTRIES PTY LTD	000268974	QBE INSURANCE (AUSTRALIA) LIMITED	11/03/2004	11/03/2004	Ceased
ABBIE, DAVID JOHN	000238285	—	25/09/2003	24/08/2004	Ceased
ABBLEY, DIANNE	000264819	MERCER SUPERANNUATION (AUSTRALIA) LIMITED	01/03/2004	17/12/2004	Ceased
ABBOTT FINANCIAL SOLUTIONS PTY LTD	000251675	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	01/01/2004	Ceased
ABBOTT, LESLIE ERIC	000244018	ALLIANZ AUSTRALIA INSURANCE LIMITED	05/01/2004	05/05/2004	Ceased
ABDALLAH, SALIMA	000254310	—	02/01/2004	10/07/2004	Ceased
ABEDI, TAQUI	000294975	—	11/10/2004	20/12/2004	Ceased
ABELLO-RODRIGUEZ, PATRICIA	000252916	AAI LIMITED	16/12/2003	10/03/2004	Ceased
ABERCROMBIE, BOB DOUGLAS	000256910	—	25/05/2004	31/12/2004	Ceased
ABERCROMBIE, ROBERT DOUGLAS CAMERON	000256628	ANSVAR INSURANCE LIMITED	22/01/2004	03/03/2004	Ceased
ABFS (NSW-S) PTY LTD	000269798	—	10/03/2004	10/03/2004	Ceased
ABHAYAWARDHANA, ANANDA	000266526	WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD	16/02/2004	14/03/2004	Ceased
ABOULD, THOMAS DAVID	000277127	—	21/06/2004	23/07/2004	Ceased
ABOUND BUSINESS SOLUTIONS PTY LTD	000242438	—	01/12/2003	01/07/2004	Ceased
ABOURISHA, LUCA	000240383	—	03/11/2003	16/07/2004	Ceased
ABRAHAM, HAZEL	000244455	AAI LIMITED	17/11/2003	19/01/2004	Ceased
ABRAHAM, PAUL GREGORY	000246384	—	01/12/2003	29/06/2004	Ceased
ABRAHAMS, BRYAN LOUIS	000276132	—	24/05/2004	20/08/2004	Ceased
ABRAHIM, JOE	000255269	—	01/02/2004	14/04/2004	Ceased
ABRAHMSEN, WENDY	000241641	FUTURITY INVESTMENT GROUP LIMITED	10/11/2003	25/06/2004	Ceased
ACCESS SUPER CONCEPTS PTY LTD	000249345	AKUMIN FINANCIAL PLANNING PTY LIMITED	01/01/2004	01/12/2004	Ceased
ACCUME FINANCIAL PLANNING PTY LTD	000259438	INTERPRAC FINANCIAL PLANNING PTY LTD	01/02/2004	26/03/2004	Ceased
ACE CARAVANS AND CAMPERS PTY LTD	000233176	INSURANCE AUSTRALIA LIMITED	28/07/2003	01/07/2004	Ceased
ACECOVE NOMINEES PTY LTD	000270039	CHU UNDERWRITING AGENCIES PTY LTD	01/03/2004	01/10/2004	Ceased
ACHARYA, SANDEEP	000278157	—	28/06/2004	09/09/2004	Ceased
ACKERMAN, STEVE	000255437	—	16/01/2004	02/02/2004	Ceased
ACKERMAN, STEVE	000255437	—	02/04/2004	07/10/2004	Ceased
ACKLEY, CHERIE	000255139	—	01/02/2004	04/03/2004	Ceased
ACM FINANCIAL PLANNING PTY LTD	000230954	COUNT FINANCIAL LIMITED	01/07/2003	16/01/2004	Ceased
ACN 007 337 751 PTY LTD	000235431	—	01/09/2003	17/12/2004	Ceased
ACREMAN, RONALD PHILLIP	000257328	—	04/02/2004	04/02/2004	Ceased
ACTIVE HOME LOANS PTY LTD	000276897	METLIFE INSURANCE LIMITED	04/06/2004	01/12/2004	Ceased
ACURANCY FINANCIAL PTY LTD	000248810	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	09/06/2004	Ceased
ADAIR, MICHELLE	000260367	—	03/02/2004	17/05/2004	Ceased
ADAM, JACOMINA IRENE	000264483	MERCER SUPERANNUATION (AUSTRALIA) LIMITED	01/03/2004	30/03/2004	Ceased
ADAMCZYK, KRYSTYNA	000294999	—	16/11/2004	26/11/2004	Ceased
ADAMOU, SARAH AMANDA	000256294	—	01/01/2004	17/05/2004	Ceased
ADAMS, AMANDA	000280173	A.P.V.C. LTD.	10/09/2004	21/11/2004	Ceased
ADAMS, BENJAMIN LUKE	000248165	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	08/07/2004	Ceased
ADAMS, BRENDON SCOTT	000255805	—	27/01/2004	30/07/2004	Ceased
ADAMS, JENNIFER ANN	000241361	AAI LIMITED	08/11/2003	01/03/2004	Ceased
ADAMS, LORIS	000261024	—	04/02/2004	26/04/2004	Ceased
ADAMS, MONIQUE	000232356	—	16/09/2003	09/03/2004	Ceased
ADAMS, PHILIP WILLIAM	000232349	—	16/05/2003	09/03/2004	Ceased
ADAMS, RAMON	000258046	ELDERS RURAL SERVICES AUSTRALIA LIMITED	25/01/2004	29/07/2004	Ceased
ADAMS, SHIRLEY ANN	000241743	AAI LIMITED	08/11/2003	10/03/2004	Ceased
ADAMSON'S FINANCIAL SERVICES PTY LTD	000235548	—	01/09/2003	09/08/2004	Ceased
ADAMSON, ROBERT HENRY	000238294	RFC AMBRIAN LTD	01/09/2003	06/05/2004	Ceased
ADAMSON, ROBERT SPENCER	000235934	—	01/09/2003	30/11/2004	Ceased
ADAMSON, VALERIE JOAN	000279485	—	30/08/2004	08/10/2004	Ceased
ADBECK PTY. LTD.	000262509	CLUB MARINE LIMITED	23/02/2004	14/04/2004	Ceased
ADCOCK, CRYSTAL	000258724	—	25/01/2004	06/12/2004	Ceased
ADDERLEY, KATHARINE	000241834	—	01/12/2003	06/05/2004	Ceased
ADDINSTON GROUP PTY. LTD.	000228463	QBE INSURANCE (AUSTRALIA) LIMITED	11/03/2004	15/11/2004	Ceased
ADDIS, DAVID JAMES	000276473	PRICEWATERHOUSECOOPERS SECURITIES LTD	25/05/2004	22/11/2004	Ceased
ADDISON, EDWIN THOMAS	000233999	—	01/09/2003	16/02/2004	Ceased
ADDISON, SHARON	000266028	BENDIGO AND ADELAIDE BANK LIMITED	16/02/2004	14/04/2004	Ceased
ADEA-MARTINEZ, BILLY	000263744	WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD	10/02/2004	21/02/2004	Ceased
ADELE, CHAPMAN	000274258	AWP AUSTRALIA PTY LTD	25/03/2004	16/04/2004	Ceased
ADIE, SUSHEELA CATHERINE	000252910	AAI LIMITED	16/12/2003	10/03/2004	Ceased
ADKINS, COREY	000223007	—	23/08/2002	15/07/2004	Ceased
ADKINS, JOHN WILLIAM	000237632	—	19/09/2003	15/07/2004	Ceased
ADKINS, PETER ANDREW	000252752	—	01/01/2004	04/06/2004	Ceased
ADKINS, PETER ANDREW	000252752	—	17/06/2004	10/09/2004	Ceased
ADLAWAN, JACK	000233567	AIA AUSTRALIA LIMITED	01/07/2003	25/05/2004	Ceased
ADLESIC, MARIA	000255698	NTI LIMITED	05/01/2004	05/01/2004	Ceased
ADLESIC, MARIA	000255698	—	12/07/2004	31/12/2004	Ceased
ADONES, JUAN	000294972	—	10/10/2004	13/10/2004	Ceased
ADONIS, ISJLA MAUREEN	000240882	WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD	28/10/2003	20/09/2004	Ceased
ADONIS, KURT FREDERICK	000240184	RAC INSURANCE PTY LIMITED	01/11/2003	06/02/2004	Ceased
ADRECO PTY LTD	000243162	—	08/12/2003	13/04/2004	Ceased
ADVANCE STRATA MANAGEMENT PTY LTD	000267748	—	03/03/2004	07/06/2004	Ceased
ADVANCE TRAVEL PTY LTD	000255912	QBE INSURANCE (AUSTRALIA) LIMITED	11/03/2004	15/11/2004	Ceased
ADVANTAGE MARINE SERVICES PTY. LTD.	000269905	CLUB MARINE LIMITED	23/02/2004	21/09/2004	Ceased
AFFLECK, JOHN	000239697	—	01/11/2003	31/08/2004	Ceased
AFFLECK, PAUL	000258317	—	01/01/2004	01/10/2004	Ceased
AFI FINANCIAL PLANNING PTY LTD	000248540	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	08/12/2004	Ceased
AFI FINANCIAL PLANNING PTY LTD	000248540	AKUMIN FINANCIAL PLANNING PTY LIMITED	01/01/2004	08/12/2004	Ceased
AFP (QLD) PTY LTD	000242384	—	01/12/2003	24/09/2004	Ceased
AFRICA TRAVEL COMPANY PTY LTD	000258639	AWP AUSTRALIA PTY LTD	09/03/2004	24/09/2004	Ceased
AGE PENSION SOLUTIONS PTY LTD	000235522	—	01/09/2003	24/05/2004	Ceased
AGGARWAL, NEERU	000294990	—	25/10/2004	24/12/2004	Ceased
AGIUS, BRADLEY SCOTT	000281425	—	25/10/2004	18/11/2004	Ceased
AGNEW, JASON	000257074	—	18/05/2004	18/05/2004	Ceased
AGS FINANCIAL GROUP PTY LIMITED	000248069	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	17/03/2004	Ceased
AGUASA, MELISSA	000273996	AIA AUSTRALIA LIMITED	29/03/2004	01/09/2004	Ceased
AHCHONG, LEE-ANN MARIE	000254292	—	02/01/2004	22/05/2004	Ceased
AHF FINANCIAL PLANNING PTY LIMITED	000242427	—	01/12/2003	12/08/2004	Ceased
AHLHAUSER, DAVE ANTHONY	000270105	AWP AUSTRALIA PTY LTD	10/03/2004	16/04/2004	Ceased
AHMAD, NESAR	000269766	—	10/03/2004	31/12/2004	Ceased
AHMED, NASHWA	000276146	—	30/03/2004	05/06/2004	Ceased
AHMED, NAYEEMA	000254350	—	02/01/2004	20/01/2004	Ceased
AHMED, RAZIA SHAREEN	000257959	—	02/02/2004	02/04/2004	Ceased
AHMED, SULTAN	000254331	—	02/01/2004	08/09/2004	Ceased
AHMET, AHMET GURKAN	000240513	—	03/11/2003	30/01/2004	Ceased
AHRNS, SERENA KATE	000255664	NTI LIMITED	05/01/2004	04/11/2004	Ceased
AHRNS, SERENA KATE	000255664	—	08/06/2004	31/12/2004	Ceased
AIKEN, RICHELLE FRANCES	000253896	—	01/01/2004	12/04/2004	Ceased
AINSWORTH, PHILIP DOUGLAS	000278879	—	02/08/2004	12/08/2004	Ceased
AIRD, GUY	000254485	AKUMIN FINANCIAL PLANNING PTY LIMITED	01/01/2004	31/05/2004	Ceased
AIRTYPE PTY. LIMITED	000258546	QBE INSURANCE (AUSTRALIA) LIMITED	11/03/2004	19/05/2004	Ceased
AITCHISON, CHRISTINE MARGERY	000260987	—	30/01/2004	15/04/2004	Ceased
AITKEN, SHEM	000243290	—	25/02/2004	07/04/2004	Ceased
AITKENHEAD, GARY	000268064	SHAW AND PARTNERS LIMITED	10/03/2004	04/06/2004	Ceased
AIZEN, RUSSEL	000242794	—	01/12/2003	01/06/2004	Ceased
AJAKA, ERMANDA	000281129	A.P.V.C. LTD.	08/10/2004	04/11/2004	Ceased
AJT FINANCIAL SERVICES PTY LTD	000252797	ARETE RISK & INSURANCE PARTNERS PTY LTD	01/01/2004	28/09/2004	Ceased

Neighbouring years

2013 — 14,745
2012 — 14,512
2011 — 16,347
2010 — 17,159
2009 — 14,776
2008 — 15,156
2007 — 13,384
2006 — 12,676
2005 — 12,341
2003 — 1,363

Money lost after advice you were given?

11,730 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years