afs-rep

AFS authorisations that ended in 2003

1,363 authorisations ended during 2003, covering 1,339 representatives across 158 licensees. An authorisation that ended in 2003 answers for advice given up to that date, and not after.

1,363authorisations ended
1,339representatives
158licensees
782licensee not in the current file

Why a year is a useful way in

AFCA decides a complaint against the licensee that authorised the adviser at the time of the advice. If you know roughly when you were advised, the year the authorisation ended tells you whether a given licensee was still answerable then.

782 of these 1,363 authorisations were granted by a licence number that no longer appears in ASIC's current licensee file. Where a licensee has gone, an AFCA determination can go unpaid — the case the Compensation Scheme of Last Resort was created for. What to do about it.

Which licensees lost representatives in 2003

LicenseeAuthorisationsShare
licence 23240923717.4%
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD15111.1%
AIA AUSTRALIA LIMITED1118.1%
COUNT FINANCIAL LIMITED1087.9%
licence 229885564.1%
licence 231138342.5%
licence 225973292.1%
PROFESSIONAL INVESTMENT SERVICES PTY LTD261.9%
licence 230692251.8%
licence 244322221.6%
licence 234438211.5%
licence 231159211.5%
LIFESPAN FINANCIAL PLANNING PTY LTD201.5%
RAC INSURANCE PTY LIMITED181.3%
VIRTU ITG AUSTRALIA LIMITED181.3%
licence 224954171.2%
licence 220381171.2%
licence 230560161.2%
licence 222836161.2%
licence 221267161.2%
licence 222303151.1%
SENTRY ADVICE PTY LTD131.0%
LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED120.9%
licence 231167120.9%

Some of the 1,363 authorisations that ended in 2003

Ended during 2003, alphabetical
RepresentativeNumberAuthorised byFromToStatus
A.P. FORD PTY. LTD.000233865—01/09/200323/10/2003Ceased
ABDEL-MALEK, ANGE000227886WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD05/04/200316/08/2003Ceased
ABRAM, DAVID000239693—01/11/200301/11/2003Ceased
ACN 001 033 790 PTY LTD000230342—01/07/200317/12/2003Ceased
ADAIR, MICHAEL000224476—01/11/200215/05/2003Ceased
ADAMS, GRAEME WILLIAM000237778—01/10/200301/10/2003Ceased
ADLER, ANDREW STEVEN000244627PROFESSIONAL INVESTMENT SERVICES PTY LTD08/12/200319/12/2003Ceased
ADONIS, ISJLA MAUREEN000236231—08/09/200331/10/2003Ceased
ADVICEWEST PTY LTD000242460—01/12/200301/12/2003Ceased
AGUILERA-MENDOZA, STEPHEN000231987COUNT FINANCIAL LIMITED01/07/200314/08/2003Ceased
AHEARN, MATTHEW JAMES000238401—06/10/200331/10/2003Ceased
AHMAD, SHAZIA000233091WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD25/07/200312/08/2003Ceased
ALDRICH, ALISON JANICE000235842—01/09/200301/10/2003Ceased
ALDRIDGE, BRAD000237543—15/09/200329/09/2003Ceased
ALDRIDGE, KERRY NOEL000237079—08/09/200307/11/2003Ceased
ALISON & ASSOCIATES PTY LTD000235510—01/09/200301/10/2003Ceased
ALLEN, DOUG CECIL000236131—08/09/200317/10/2003Ceased
ALLEN, GEOFFREY GENE000236132—08/09/200324/10/2003Ceased
ALLIANCE ADVISERS PTY LTD000223030—12/08/200209/09/2003Ceased
ALLNUTT, HEATH SINCLAIR000236318—08/09/200314/11/2003Ceased
ALPS, ANTHONY000240415—01/11/200304/11/2003Ceased
ANLEZARK, LUKE IAN000240375—03/11/200305/12/2003Ceased
AON FINANCIAL SERVICES PTY. LTD.000233864—01/09/200320/11/2003Ceased
ARMSTRONG, CRAIG JOHN000240173RAC INSURANCE PTY LIMITED01/11/200301/11/2003Ceased
ARMSTRONG, ROBERT BRUCE000224970—25/11/200220/07/2003Ceased
ARMSTRONG, ROBERTA GAYE000236235—08/09/200310/10/2003Ceased
AROCHA, MIRAFLOR000233248AIA AUSTRALIA LIMITED01/07/200329/09/2003Ceased
ASHELFORD, JEFFREY000225207—02/12/200211/07/2003Ceased
ASHELFORD, LACHLAN DONALD000225209—02/12/200211/07/2003Ceased
ASHMAN, SCOTT000235321—01/09/200308/12/2003Ceased
ASHTON KNIGHT FINANCIAL SERVICES PTY LTD000235421—01/09/200305/11/2003Ceased
ASKWITH INVESTMENTS PTY LIMITED000235460—01/09/200329/12/2003Ceased
ASSEF, NICHOLAS ANDREW000229541KEY PACIFIC ADVISORY PARTNERS PTY LTD08/05/200312/08/2003Ceased
ATKINS, PAUL000234792LIFESPAN FINANCIAL PLANNING PTY LTD17/07/200315/12/2003Ceased
ATKINSON, MATTHEW RAYMOND000225526—06/01/200307/03/2003Ceased
AU, VI-VINH000233515AIA AUSTRALIA LIMITED01/07/200325/11/2003Ceased
AUSPAK FINANCIAL SERVICES PTY. LIMITED000235596—01/09/200304/09/2003Ceased
AUSTRALIAN ASSURANCE & FINANCIAL SOLUTIONS PTY LTD000225718ACCOUNTANTS INVESTMENT MANAGEMENT PTY LTD13/01/200307/03/2003Ceased
AVELON FINANCIAL SERVICES PTY LTD000243146—01/12/200302/12/2003Ceased
AZZOPARDI, BILL JOHN000236192—08/09/200310/10/2003Ceased
B R M FINANCIAL SERVICES PTY. LTD.000233905—01/09/200305/11/2003Ceased
BACON, CAMERON LESLIE000232386CONSULTUM FINANCIAL ADVISERS PTY LTD28/07/200310/10/2003Ceased
BAGE, MICHAEL GEORGE000226739—19/02/200319/06/2003Ceased
BAGE, NEITA ELSPETH000226740—19/02/200319/06/2003Ceased
BAILEY, KEVIN CHRISTOPHER000241225—01/11/200301/11/2003Ceased
BAILEY, LYNETTE000227477WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD18/03/200303/06/2003Ceased
BAKER, BRENDAN ANTHONY000224394FOSTER STOCKBROKING PTY LIMITED21/10/200224/04/2003Ceased
BANK OF WESTERN AUSTRALIA LTD000222568—29/07/200212/02/2003Ceased
BANOS, JOHN000226161—04/02/200311/03/2003Ceased
BANOS, JOHN000226161—04/02/200311/03/2003Ceased
BARCZYNSKI, KONRAD000230203WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD13/06/200312/07/2003Ceased
BARKER, ANNETTE KELLIE000232226COUNT FINANCIAL LIMITED01/07/200302/12/2003Ceased
BARKER, SALLY000227518WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD18/03/200317/04/2003Ceased
BARLOW, VICTORIA000222869—12/07/200220/06/2003Ceased
BARNES, DARREN TIMOTHY000232058COUNT FINANCIAL LIMITED01/07/200331/12/2003Ceased
BARNES, KEVIN DENIS000223113—13/08/200203/02/2003Ceased
BARRETT, GRANT JOHN000229338—11/04/200302/12/2003Ceased
BARRETT, MATTHEW000231860COUNT FINANCIAL LIMITED01/07/200304/08/2003Ceased
BARRY, KEVIN JOHN000236461—08/09/200312/12/2003Ceased
BARTLEY, PAUL JOHN000244656PROFESSIONAL INVESTMENT SERVICES PTY LTD08/12/200318/12/2003Ceased
BARTON, CHRISTINE MARY000233940—01/09/200301/09/2003Ceased
BATTYE, MATTHEW000239704—01/11/200301/11/2003Ceased
BAYLIS, VANESSA CLAIRE000240177RAC INSURANCE PTY LIMITED01/11/200317/11/2003Ceased
BEACHY-HEAD, MICHAEL DARREN000224597MGD WEALTH LTD01/11/200203/12/2003Ceased
BEADLE, CAROLYN SUZANNE000246837—08/12/200315/12/2003Ceased
BEADMAN, NIGEL000235058LIFESPAN FINANCIAL PLANNING PTY LTD17/07/200316/07/2003Ceased
BEGGS, DAVID STUART000242119—01/12/200301/12/2003Ceased
BELL, BRUCE000229236WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD08/05/200304/10/2003Ceased
BELL, GAVIN000231500COUNT FINANCIAL LIMITED01/07/200312/12/2003Ceased
BELOUSOFF, CABLE000226741—19/02/200319/06/2003Ceased
BELOUSOFF, PAUL MICHAEL000226742—19/02/200319/06/2003Ceased
BENDEICH, LEON ALPHONSUS000235627—01/09/200303/11/2003Ceased
BENJAMIN, FRANK KINGSLEY000242170—01/12/200312/12/2003Ceased
BENNETT, TIMOTHY JOSEPH000233071SLM CORPORATE PTY LTD29/07/200305/12/2003Ceased
BENNETT, WILLIAM LINDSAY000238046WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD16/09/200318/11/2003Ceased
BERKEMEIER, JULIUS THEODORE000245388MLC ASSET MANAGEMENT SERVICES LIMITED02/12/200305/12/2003Ceased
BERNEY, DEREK MACNAIR000223119—13/08/200226/03/2003Ceased
BERRY, RUTH MARY000236060—08/09/200319/09/2003Ceased
BHATTARAI, JANA000236194—08/09/200317/10/2003Ceased
BIDDISCOMBE, PETER MARK000236431—08/09/200314/11/2003Ceased
BIGGINS, JAMES PARKHILL000237926—01/10/200325/11/2003Ceased
BINGHAM-ROLLS, LESLIE000235770—01/09/200305/12/2003Ceased
BINGHAM-ROLLS, PATRICIA000235771—01/09/200305/12/2003Ceased
BINNINGTON, ADAM THOMAS000227388WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD18/03/200324/10/2003Ceased
BIRCH, MARTIN000223813—25/09/200220/01/2003Ceased
BIRSE, ADAM000235053WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD26/08/200304/10/2003Ceased
BLACKBURNE, JASON CHRISTOPHER000222988—14/08/200212/02/2003Ceased
BLAKE, MARY000227482WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD18/03/200326/07/2003Ceased
BLANCHETTE, ANDREW BARRY000231016CONSULTUM FINANCIAL ADVISERS PTY LTD21/07/200322/09/2003Ceased
BLANCHETTE, JAN KATHLEEN000231017CONSULTUM FINANCIAL ADVISERS PTY LTD21/07/200317/10/2003Ceased
BLARASIN, JULIE ELIZABETH000225305—02/12/200231/03/2003Ceased
BLU BY U PTY LTD000233901—01/09/200303/09/2003Ceased
BOB FOWLER PTY. LIMITED000226267FYG PLANNERS PTY LTD10/02/200301/07/2003Ceased
BOHOL, SOSIMA A.000233253AIA AUSTRALIA LIMITED01/07/200328/11/2003Ceased
BOISEN, ALANNA DANIELLE000240361—03/11/200319/12/2003Ceased
BOLIS, NICHOLAS ANTHONY000231075CONSULTUM FINANCIAL ADVISERS PTY LTD21/07/200315/09/2003Ceased
BOND, GREGORY NEVILLE000221909VIRTU ITG AUSTRALIA LIMITED01/07/200225/09/2003Ceased
BONNELL, SHAE DENISE000227521WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD18/03/200328/04/2003Ceased
BOOL, JASON000229552WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD08/05/200304/10/2003Ceased
BOOTHE, JACKIE000245667—01/12/200311/12/2003Ceased
BORCHARD, ANNETTE JOY000239014—20/10/200314/11/2003Ceased
BORGHERO, JOLENE CHRISTINA000238400—06/10/200314/11/2003Ceased
BORTHWICK, JESSE BOB000225708—10/01/200310/09/2003Ceased
BOULT, CATHERINE JOYCE000236288—08/09/200308/09/2003Ceased
BOURNE, GARETH EDWARD000236136—08/09/200324/10/2003Ceased
BOURNE, PETER000246811—08/12/200315/12/2003Ceased
BOUWMEESTER, CHRISTOPHER000230207WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD13/06/200329/10/2003Ceased
BOWERS, DEREK000228862WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD16/04/200303/06/2003Ceased
BRAGAGNOLO, MARCO000241197—11/11/200315/12/2003Ceased
BRAHMS, DAVID000238580—01/11/200320/11/2003Ceased
BRANNELLY, PAUL000226691LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED25/02/200324/10/2003Ceased
BRAZDA, ADAM000236289—08/09/200324/10/2003Ceased
BRETAG, MARK VIVIAN000224522—28/10/200224/07/2003Ceased
BRITNALL MILLER PTY. LTD.000235484—01/09/200322/10/2003Ceased
BRODTMANN, DAVID000225067SECURINVEST FINANCIAL PLANNERS PTY. LTD.03/12/200230/04/2003Ceased
BROMET, MARCUS000231793COUNT FINANCIAL LIMITED01/07/200313/11/2003Ceased
BROWN, ANTHIA-LEE000236196—08/09/200331/10/2003Ceased
BROWN, BRUCE000231415COUNT FINANCIAL LIMITED01/07/200331/10/2003Ceased
BROWN, CAROLINE000223814—25/09/200204/09/2003Ceased
BROWN, CRAIG BRENNAN000227419WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD18/03/200326/07/2003Ceased
BROWN, HELEN CLAIRE LOUISE000236425—08/09/200317/10/2003Ceased
BROWN, JENNIFER HALEY MAREE000236240—08/09/200319/12/2003Ceased
BROWNE, SCIONA DODWELL000226743—19/02/200319/06/2003Ceased
BRUCE MCDONALD INVESTMENT SERVICES PTY LTD000235525—01/09/200311/09/2003Ceased
BRUHN, JUSTIN ANTHONY000236137—08/09/200303/10/2003Ceased
BRUMBY, DAVID GEORGE000223121—13/08/200201/07/2003Ceased
BRYCE, MARK ALON000236138—08/09/200324/10/2003Ceased
BUCK, SHANNON JAMES000225582FIIG SECURITIES LIMITED23/12/200213/02/2003Ceased
BUCKLEY, MARK000241675FUTURITY INVESTMENT GROUP LIMITED10/11/200322/12/2003Ceased
BUGG, JOHN CHARLES000246991—08/12/200315/12/2003Ceased
BUNNEY, NOLA PATRICIA000222989—14/08/200212/02/2003Ceased
BURDETT, JOHN WILLIAM000221910VIRTU ITG AUSTRALIA LIMITED01/07/200225/09/2003Ceased
BURES, ANDREW LOUIS000222900—12/07/200205/11/2003Ceased
BURGESS, RENEE JOY000227506WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD18/03/200329/10/2003Ceased
BURNS, CHELSEY AMY000239717—01/11/200301/11/2003Ceased
BURNS, ERIC OWEN000239351—01/11/200331/12/2003Ceased
BURROWES, PETER000229059ACORN CAPITAL LIMITED24/04/200314/10/2003Ceased
BURROWS, PATRICIA MARGARET000244694PROFESSIONAL INVESTMENT SERVICES PTY LTD08/12/200318/12/2003Ceased
BUSINESS INSURANCE PLANNING PTY LTD000233917—01/09/200301/11/2003Ceased
BUTLER-BLAXELL, TERENCE000225964R M CAPITAL PTY LTD28/01/200318/11/2003Ceased

Neighbouring years

Money lost after advice you were given?

1,363 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.

All 24 years