Authorised representatives of LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED
123 people and firms have been authorised to act for LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED under AFS licence 222213 — the 194th largest of the 332 licensees with a page here. 11 of those authorisations are current; 114 have ended.
125authorisations
11current
114ended
14also authorised elsewhere
2003first on record
Why the licensee is the name that matters
An authorised representative acts for a licensee. Under AFCA's rules a complaint about a representative is normally made against the licensee — so if you dealt with someone on this page, LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED is usually the name that goes on the complaint, not theirs.
14 of the 123 representatives here have also been authorised by at least one other licensee. For those, the dates decide which licensee answers for which advice. How to read the dates.
AFS licence 222213 · ABN/ACN 27007332363 · licensed since 01/10/2002 · Victoria
Representatives of LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED
| Representative | Number | From | To | Status |
|---|---|---|---|---|
| ALLEN, JONATHAN | 000285224 | 21/02/2005 | 06/01/2017 | Ceased |
| ATKINSON, BRUCE | 000226680 | 25/02/2003 | 28/03/2011 | Ceased |
| BARKER, PETER JAMES | 000339905 | 01/08/2009 | 15/08/2011 | Ceased |
| BATHURST, HECTOR | 000226648 | 25/02/2003 | 05/01/2017 | Ceased |
| BELBIN, ANDREW | 000303054 | 12/07/2006 | 01/09/2008 | Ceased |
| BELL, RANDALL JOHN | 000226673 | 25/02/2003 | 10/08/2006 | Ceased |
| BIDDLE, KIERAN ROBERT | 000226646 | 25/02/2003 | 25/09/2007 | Ceased |
| BLACK, WAYNE MATTHEW | 000402230 | 28/03/2011 | 10/08/2012 | Ceased |
| BOOTH, FRANCESCA JENNIFER | 000226643 | 25/02/2003 | 09/07/2008 | Ceased |
| BOURKE, DAMIAN | 000292462 | 29/08/2005 | 10/08/2006 | Ceased |
| BOURKE, DAMIAN | 000292462 | 20/06/2007 | 30/01/2008 | Ceased |
| BOYD, ELLENA DAWN | 000304171 | 26/05/2014 | — | Current |
| BRANNELLY, PAUL | 000226691 | 25/02/2003 | 24/10/2003 | Ceased |
| BRANSGROVE, MATTHEW | 000231156 | 21/07/2003 | 04/01/2005 | Ceased |
| Bird, David | 001269021 | 01/11/2018 | 01/09/2019 | Ceased |
| Broadway, David Jonathan | 001269719 | 23/11/2018 | 15/04/2021 | Ceased |
| CARTER, NOEL KEVIN | 000224647 | 08/10/2010 | 16/08/2012 | Ceased |
| CASEY, DAVID ANTHONY | 000304172 | 21/05/2014 | 15/06/2017 | Ceased |
| CLARK, EDWIN VAUGHAN | 000226665 | 25/02/2003 | 19/03/2004 | Ceased |
| CLAUDIO, JOE | 000226679 | 25/02/2003 | 19/03/2004 | Ceased |
| COHEN, PETER | 000226636 | 25/02/2003 | 10/08/2006 | Ceased |
| Chia, Alex | 001276898 | 11/07/2019 | — | Current |
| Compton, Meagan Jane | 001258503 | 22/09/2017 | — | Current |
| Cradock, Michael | 001275502 | 01/05/2019 | 11/02/2022 | Ceased |
| DAVEY, BOB | 000226651 | 25/02/2003 | 04/08/2004 | Ceased |
| DAVID, RHONDA | 000469437 | 21/11/2014 | — | Current |
| DEVENISH, BARRY | 000226687 | 25/02/2003 | 31/03/2004 | Ceased |
| DICKENSON, PAMELA | 000226681 | 25/02/2003 | 03/03/2003 | Ceased |
| DUFFY, DON | 000226662 | 25/02/2003 | 15/10/2003 | Ceased |
| DUNN, FRANK RAYMOND | 000312911 | 02/05/2007 | 09/04/2009 | Ceased |
| Eadie, Richard Michael | 001250658 | 12/12/2016 | 27/03/2018 | Ceased |
| FALCONE, JOSEPH STEPHEN | 000297687 | 30/01/2006 | 10/08/2006 | Ceased |
| FALCONER, PETER | 000226653 | 25/02/2003 | 19/03/2004 | Ceased |
| FELDMAN, JOHN GORDAN | 000226670 | 25/02/2003 | 19/03/2004 | Ceased |
| FISCHER, PETER | 000226683 | 25/02/2003 | 30/06/2014 | Ceased |
| FITTOCK, JOHN EDMUND RAWLINGS | 000378612 | 12/08/2010 | 31/08/2015 | Ceased |
| GALANTE, NICHOLAS | 000226650 | 25/02/2003 | 07/04/2006 | Ceased |
| GLARE, PETER | 000226655 | 25/02/2003 | 23/09/2010 | Ceased |
| GOLDSTONE, ALAN | 000226658 | 25/02/2003 | 03/03/2003 | Ceased |
| GRAY, JOHN LESLIE | 000226652 | 25/02/2003 | 01/08/2019 | Ceased |
| GROGAN, DENIS PATRICK | 000226672 | 25/02/2003 | 19/03/2004 | Ceased |
| Grobbelaar, Marius | 001250659 | 12/12/2016 | 04/02/2019 | Ceased |
| HAHNE, COLIN CHARLES | 000297666 | 30/01/2006 | 12/09/2006 | Ceased |
| HAILES, PAUL | 000226689 | 25/02/2003 | 08/12/2003 | Ceased |
| HARRIS, PETER JOHN | 000259096 | 01/02/2004 | 01/08/2020 | Ceased |
| HENDERSON, KENNETH | 000226684 | 25/02/2003 | 29/05/2003 | Ceased |
| HENDRIKS, JOHN | 000295947 | 14/11/2005 | 10/08/2006 | Ceased |
| HENRY, JOHN FREDERICK | 000226645 | 25/02/2003 | 09/07/2004 | Ceased |
| HICKS, LESLIE JOHN | 000226639 | 25/02/2003 | 14/04/2004 | Ceased |
| HILL, DARYL WILLIAM | 001256529 | 17/07/2017 | — | Current |
| HILL, JANE CAROLINE | 000257869 | 20/01/2004 | 02/02/2022 | Ceased |
| HOLBERY, STUART LESTER | 000304177 | 21/05/2014 | 29/11/2018 | Ceased |
| HUME, EDWIN | 000226663 | 25/02/2003 | 15/10/2003 | Ceased |
| IGNATAVICIUS, KATE | 000298242 | 15/02/2006 | 10/08/2006 | Ceased |
| JHOLL, SARABJIT | 000458575 | 26/05/2014 | — | Current |
| JORDAN, DAVID ARTHUR | 000339906 | 01/08/2009 | 01/06/2024 | Ceased |
| LA TROBE FINANCIAL SECURITISATION SERVICES PTY. LIMITED | 001008654 | 22/05/2015 | 01/06/2015 | Ceased |
| LA TROBE FINANCIAL SERVICES PTY LIMITED | 000278015 | 05/01/2015 | 01/06/2015 | Ceased |
| LA TROBE FINANCIAL SERVICES PTY LIMITED | 000278015 | 07/12/2017 | — | Current |
| LAI, LINDA TAK LIN | 000277145 | 10/06/2004 | 26/04/2006 | Ceased |
| LINER, DENIS | 000226657 | 25/02/2003 | 03/03/2003 | Ceased |
| LOWREY, ANDREW GORDON | 000445856 | 20/09/2013 | — | Current |
| MACMILLAN, JOHN | 000226666 | 25/02/2003 | 28/08/2006 | Ceased |
| MAHON, ANTHONY JOHN | 000226677 | 25/02/2003 | 10/08/2006 | Ceased |
| MARGOLIS, MORRIS | 000294856 | 21/10/2005 | 25/09/2006 | Ceased |
| MASI, ANNA | 000317690 | 18/09/2007 | 01/08/2019 | Ceased |
| MATTHIES, JOHN GLYN | 000458813 | 02/06/2014 | 01/08/2019 | Ceased |
| MCLENNAN, JEAN MARIE | 000300590 | 27/04/2006 | — | Current |
| MELVILLE, ANTONY JAMES SHAW | 000334616 | 19/02/2009 | 21/08/2009 | Ceased |
| MINIHAN, JOHN ROBERT | 000240401 | 04/05/2022 | — | Current |
| MISKELL, BRENDON | 000266577 | 24/02/2004 | 29/03/2004 | Ceased |
| MITCHELL, STEPHEN JAMES | 000334431 | 12/02/2009 | 07/06/2011 | Ceased |
| MOON, DAVID | 000226637 | 25/02/2003 | 29/09/2021 | Ceased |
| MOORE, PETER LINDSAY | 000226690 | 25/02/2003 | 09/02/2009 | Ceased |
| MOSCATO, CARLO | 000226644 | 25/02/2003 | 16/02/2006 | Ceased |
| MOUNTFORD, ANDREW | 000226635 | 25/02/2003 | 30/09/2025 | Ceased |
| Moloney, Shaun | 001274377 | 01/03/2019 | — | Current |
| NEWNHAM, MARK WAYNE | 000226669 | 25/02/2003 | 10/11/2003 | Ceased |
| NICHOLLS, CHRIS | 000226660 | 25/02/2003 | 09/07/2004 | Ceased |
| NOBLE, LEE | 000227039 | 13/03/2003 | 22/01/2008 | Ceased |
| O'BRIEN, DENIS | 000296153 | 21/11/2005 | 29/01/2007 | Ceased |
| O'LOUGHLIN, DAVID | 000291603 | 05/08/2005 | 06/10/2005 | Ceased |
| O'REILLY, JOHN | 000226647 | 25/02/2003 | 26/03/2003 | Ceased |
| OAKLEY, ANTHONY JAMES | 000334430 | 12/02/2009 | 01/08/2020 | Ceased |
| PLATINUM MANAGEMENT COMPANY PTY LTD | 001252309 | 27/02/2017 | 01/03/2017 | Ceased |
| PURCELL, SIMON | 000226425 | 14/02/2003 | 01/04/2004 | Ceased |
| PURCELL, SIMON JOHN | 000297987 | 08/02/2006 | 18/08/2008 | Ceased |
| RADICCHI, JOHN | 000278876 | 04/08/2004 | 28/11/2005 | Ceased |
| REID, MADELEINE JOYE | 000339907 | 01/08/2009 | 25/10/2011 | Ceased |
| RIPPER, GEOFFREY | 000226667 | 25/02/2003 | 08/09/2004 | Ceased |
| ROBERTS, IAN NOEL | 000226638 | 25/02/2003 | 09/07/2004 | Ceased |
| ROBERTS, SUZANNE MARY | 000226685 | 25/02/2003 | 30/04/2004 | Ceased |
| RODD, JOANNA LOUISE | 000274907 | 20/04/2004 | 29/12/2008 | Ceased |
| SALOURIS, BILL | 000401925 | 16/03/2011 | 19/12/2011 | Ceased |
| SAMPSON, NEVILLE | 000226659 | 25/02/2003 | 29/05/2006 | Ceased |
| SANDERCOCK, NICK | 000226688 | 25/02/2003 | 19/03/2004 | Ceased |
| SCHMIDEG, AITAN | 000226674 | 25/02/2003 | 19/03/2004 | Ceased |
| SEARSON, GEORGE | 000226634 | 25/02/2003 | 04/05/2022 | Ceased |
| SENIA, ANDREW | 000293242 | 13/09/2005 | 10/08/2006 | Ceased |
| SHANNON, DAVID GERARD | 000226676 | 25/02/2003 | 10/08/2009 | Ceased |
| SHAW, DAVID | 000226661 | 25/02/2003 | 10/08/2006 | Ceased |
| SHERA, MARK STEPHEN | 000226678 | 25/02/2003 | 19/03/2004 | Ceased |
| SIMS, DAVID BARING | 000226633 | 25/02/2003 | 28/04/2005 | Ceased |
| SMITH, PETER BRUCE | 000226668 | 25/02/2003 | 29/03/2006 | Ceased |
| SMITH, STEPHEN | 000226686 | 25/02/2003 | 21/11/2003 | Ceased |
| TIERNEY, PETER | 000274906 | 20/04/2004 | 01/08/2019 | Ceased |
| TISHER, FRANK | 000226656 | 25/02/2003 | 06/12/2006 | Ceased |
| TO, NANCY | 000274908 | 20/04/2004 | 12/02/2009 | Ceased |
| TUCKER, IRENE JANETTE | 000297850 | 02/03/2006 | 29/01/2007 | Ceased |
| Underdown, Jaime | 001252405 | 27/02/2017 | 30/05/2018 | Ceased |
| VALLAM, BALAJI | 000267035 | 01/03/2004 | 04/05/2005 | Ceased |
| VERNON, RAOUL | 000226682 | 25/02/2003 | 01/09/2019 | Ceased |
| VESTYN FINANCIAL PTY LTD | 001253472 | 31/03/2017 | 29/01/2021 | Ceased |
| WALKER, JOHN WILLIAM | 000297986 | 08/02/2006 | 18/02/2008 | Ceased |
| WALLIS, JOHN | 000226654 | 25/02/2003 | 19/07/2006 | Ceased |
| WALSTAB, ANTHONY | 000226641 | 25/02/2003 | 10/08/2006 | Ceased |
| WARE, NOEL JOHN | 000226642 | 25/02/2003 | 10/08/2006 | Ceased |
| WEBB, LEWIS JAMES | 000226671 | 25/02/2003 | 19/03/2004 | Ceased |
| WHITCHURCH, RUSSELL JOHN | 000306700 | 24/01/2007 | 09/05/2007 | Ceased |
| WHITE, HUGO PATRICK | 000226675 | 25/02/2003 | 19/03/2004 | Ceased |
| WHYTE, TIMOTHY | 000226649 | 25/02/2003 | 01/08/2019 | Ceased |
| WIGHT, GRAHAM | 000226664 | 25/02/2003 | 29/05/2003 | Ceased |
| WOCKNER, GEOFFREY | 000226640 | 25/02/2003 | 19/03/2004 | Ceased |
| WOLLAN, MARK | 000298241 | 15/02/2006 | 10/08/2006 | Ceased |
| Wei, David | 001262934 | 26/03/2018 | 13/03/2019 | Ceased |
When those authorisations ended
| Year ended | Authorisations | Share |
|---|---|---|
| 2025 | 1 | 0.8% |
| 2024 | 1 | 0.8% |
| 2022 | 3 | 2.4% |
| 2021 | 3 | 2.4% |
| 2020 | 2 | 1.6% |
| 2019 | 9 | 7.2% |
| 2018 | 3 | 2.4% |
| 2017 | 4 | 3.2% |
| 2015 | 3 | 2.4% |
| 2014 | 1 | 0.8% |
| 2012 | 2 | 1.6% |
| 2011 | 5 | 4.0% |
| 2010 | 1 | 0.8% |
| 2009 | 5 | 4.0% |
| 2008 | 7 | 5.6% |
| 2007 | 4 | 3.2% |
| 2006 | 22 | 17.6% |
| 2005 | 5 | 4.0% |
| 2004 | 21 | 16.8% |
| 2003 | 12 | 9.6% |
Licensees of a similar size
- AUSTBROKERS SYDNEY PTY LIMITED — 133
- SPECIALISED INVESTMENT AND LENDING CORPORATION LTD — 133
- TRADE PRIME PTY LTD — 133
- ALLIANZ SOUTH AUSTRALIA INSURANCE LIMITED — 132
- TREND INVESTOR SERVICES PROPRIETARY LIMITED — 129
- MIDAS INSURANCE BROKERS PTY. LTD. — 128
- PROTECSURE PTY LTD — 127
- AD ADVISORY SERVICES PTY LTD — 126
- LOYALTY FINANCIAL SERVICES PTY LTD — 123
- PENGANA CAPITAL LTD — 122
- RESOLUTE PROPERTY PROTECT PTY LTD — 122
- ASVW FINANCIAL SERVICES PTY LTD — 122
- LEMESSURIER SECURITIES PTY LTD — 121
- ALPHA SECURITIES PTY LTD — 121
- COBALT ADVISERS PTY LTD — 120
Money lost after advice you were given?
125 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.