Authorisations by PROFESSIONAL INVESTMENT SERVICES PTY LTD that ended in 2013

189 of the 3,213 authorisations granted by PROFESSIONAL INVESTMENT SERVICES PTY LTD ended during 2013 — 5.9% of its record, and 1.3% of everything that ended in Australia that year.

189ended in 2013

5.9%share of PROFESSIONAL INV

1.3%share of 2013

119also authorised elsewhere

If you were advised by one of these people on or before their end date, PROFESSIONAL INVESTMENT SERVICES PTY LTD is normally the licensee that answers for it. If you were advised afterwards, it is not — look at who authorised them next. Why the dates decide.

All 3,213 authorisations by PROFESSIONAL INVESTMENT SERVICES PTY LTD · Everything that ended in 2013

The 189 that ended in 2013

PROFESSIONAL INVESTMENT SERVICES PTY LTD, ended 2013, alphabetical
Representative	Number	From	To	Status
ADAMSON, GLENN STANLEY	000318812	22/07/2008	21/08/2013	Ceased
AJZERLE, SANJA	000435771	11/03/2013	06/09/2013	Ceased
ALCHIN, PETER GLEN	000260396	09/03/2004	08/04/2013	Ceased
ANDERSON, ANTHONY PATRICK	000244633	03/10/2012	20/12/2013	Ceased
ARCH ADVISORY SERVICES PTY LTD	000398398	03/02/2011	03/06/2013	Ceased
ARCHER, GORDON ERIC	000244640	01/02/2011	10/10/2013	Ceased
ASPIRE SRS PTY LTD	000283942	19/01/2005	14/06/2013	Ceased
ATANASOV, KOSTA	000308860	19/12/2006	29/05/2013	Ceased
BAULCH, HAYDN	000345068	22/02/2010	11/06/2013	Ceased
BEATTIE, DAVID LESLIE	000244660	08/12/2003	24/05/2013	Ceased
BIRCH, PAUL MICHAEL	000244671	08/12/2003	05/02/2013	Ceased
BLACKSHAW, STEWART DOUGLAS	000289333	12/01/2006	14/06/2013	Ceased
BLAKE, NIGEL	000249561	06/05/2011	09/09/2013	Ceased
BLAKELEY, LEIGH	000333124	01/05/2009	01/10/2013	Ceased
BLUE CHIP FINANCIAL SERVICES PTY LTD	000413950	16/11/2011	01/10/2013	Ceased
BOUNDY, ERROL WAYNE	000342775	19/01/2010	03/07/2013	Ceased
BOURKE, DAVID	000266814	21/07/2004	19/07/2013	Ceased
BOURKE, LISA	000278498	21/07/2004	19/07/2013	Ceased
BOYD, ADRIAN TIMOTHY	000332249	18/11/2008	29/08/2013	Ceased
BRADFIELD, ROBERT WESLEY	000303537	21/07/2006	16/01/2013	Ceased
BRADLEY, PAUL THOMAS	000296370	05/12/2005	25/06/2013	Ceased
BRYDON, JOHN LESTER	000244686	08/12/2003	12/07/2013	Ceased
BRYDON, ROBYN LEANNE	000244687	08/12/2003	12/07/2013	Ceased
BURCHILL, GERALDINE LORRAINE	000244691	21/08/2008	13/02/2013	Ceased
BUTLER, KENNETH BRUCE	000244696	09/11/2009	15/02/2013	Ceased
CAMBRIDGE FINANCIAL PLANNING PTY LTD	000252584	11/09/2007	16/12/2013	Ceased
CAMPBELL, MICHAEL ALLAN	000244702	16/05/2011	05/09/2013	Ceased
CAMPBELL, TARA MAY	000322065	07/12/2011	06/05/2013	Ceased
CAPITAL FOCUSED PTY LTD	000410974	06/09/2011	22/05/2013	Ceased
CAPKON INVESTMENTS PTY. LTD.	000405589	01/06/2011	30/08/2013	Ceased
CASTLES, CHRISTOPHER JOHN	000244718	01/10/2010	15/03/2013	Ceased
CAVALERIE PTY LTD	000282946	11/09/2007	18/12/2013	Ceased
CAVALERIE, JOHN	000250862	21/09/2007	18/12/2013	Ceased
CAVANOUGH, JAMES IAN MACBETH	000291041	06/05/2010	14/06/2013	Ceased
CCF FINANCIAL ADVISORS PTY LTD	000418503	06/03/2012	29/08/2013	Ceased
CED HARTMANN (QLD) PTY LTD	000326669	16/06/2008	12/09/2013	Ceased
CHESTER-MASTER, IAN ANDREW	000244730	08/12/2003	15/10/2013	Ceased
CLARK, ROBERT AUDLEY	000344652	11/02/2010	05/02/2013	Ceased
CLELLAND, ROBYN ELIZABETH	000244740	25/03/2010	01/07/2013	Ceased
CLIFF, SHANNON	000381690	03/09/2010	19/02/2013	Ceased
CMA FINANCIAL SERVICES PTY LTD	000401631	11/03/2011	28/06/2013	Ceased
COOK, PAUL RAYMOND	000290948	08/09/2010	20/03/2013	Ceased
COSCA PERSONAL WEALTH PTY LTD	000281234	29/09/2010	15/03/2013	Ceased
CROOK, SHIRLEY MAY	000305419	07/09/2006	04/11/2013	Ceased
CROWLEY, PATRICK JOSEPH	000244768	09/11/2009	19/08/2013	Ceased
CROY, LISA MAREE	000402955	07/04/2011	01/10/2013	Ceased
CUNNEEN, CHRISTOPHER	000304628	18/08/2006	03/05/2013	Ceased
DELLIT, MATTHEW CHRISTIAN ADRIAN	000307872	22/11/2006	20/12/2013	Ceased
DEZWART, JILL LYNETTE	000244780	08/12/2003	28/02/2013	Ceased
DILLON, MICHAEL TERRENCE	000273452	04/03/2005	28/03/2013	Ceased
DONGES, ALAN KEVIN	000292694	26/03/2009	15/02/2013	Ceased
DUDLEY, ROBYNNE CHRISTINE	000244803	08/12/2003	15/01/2013	Ceased
DUGDALE, ROBERT EDWARD	000244805	08/12/2003	16/01/2013	Ceased
DURRANT, SCOTT	000297913	24/06/2011	14/06/2013	Ceased
EDWARDS, MELODY	000333079	05/09/2011	19/08/2013	Ceased
EGAN, LINDSAY	000244816	08/12/2003	18/12/2013	Ceased
EISEMANN, LESLIE JOSH	000307960	23/11/2006	24/05/2013	Ceased
FALCONER, DAVID ALEXANDER	000331162	25/11/2011	15/07/2013	Ceased
FENDLEY, MATTHEW	000421338	04/05/2012	15/01/2013	Ceased
FORDHAM, ANTHEA LOUISE	000245210	08/12/2003	08/03/2013	Ceased
FORDHAM, DARREN FRANCIS	000299273	17/03/2006	08/03/2013	Ceased
FREEMAN, GRANT EDWARD	000341160	24/11/2011	06/06/2013	Ceased
FRESH START INSURANCE PTY LTD	000408203	13/07/2011	30/08/2013	Ceased
FYSON, JOEL	000364592	06/07/2010	20/12/2013	Ceased
Fischer, Rachael Appleby	000412002	28/09/2011	01/08/2013	Ceased
GEELONG FINANCIAL GROUP PLANNING PTY LTD	000337788	27/05/2009	01/03/2013	Ceased
GIUMELLI, GARY JOHN	000235284	01/07/2005	14/02/2013	Ceased
GLASS HOUSE & SKY FINANCIAL SERVICES PTY LTD	000421337	04/05/2012	19/07/2013	Ceased
GLASS HOUSE & SKY FINANCIAL SERVICES PTY LTD	000421337	19/07/2013	22/07/2013	Ceased
GOLDBERG, PETER RAYMOND	000263350	18/02/2004	02/01/2013	Ceased
GPS WEALTH SERVICES PTY LTD	000331622	28/10/2008	27/03/2013	Ceased
GRANT, JONATHAN PAUL	000239267	22/03/2004	01/08/2013	Ceased
GRESPOS, EVANGELOS	000407114	24/06/2011	14/06/2013	Ceased
GRINDAL, CHRISTOPHER JAMES	000244872	08/12/2003	07/01/2013	Ceased
GUAZZO, DAMIEN ROBERT	000338247	01/10/2010	15/03/2013	Ceased
Graving, JAYNE ELIZABETH	000244719	08/02/2011	31/05/2013	Ceased
HAAK, SUZANNE LYNETTE	000306705	17/10/2006	15/02/2013	Ceased
HAMILTON, NEIL	000253053	08/06/2010	11/07/2013	Ceased
HANSEN, SANDRA EVELYN	000305626	27/11/2009	30/08/2013	Ceased
HARRISON, DEREK CRAIG	000365888	26/10/2011	30/08/2013	Ceased
HOLLY, CRAIG BRENDAN	000383555	30/01/2012	07/03/2013	Ceased
HOOD, MITCHELL PAUL	000307754	01/02/2010	04/11/2013	Ceased
HORNBURG, MALCOLM JOHN	000244921	15/07/2011	30/08/2013	Ceased
HUNTER, PHILLIP MAURICE	000235628	12/12/2008	28/06/2013	Ceased
HUNTER, STUART ALISTAIR	000410276	24/08/2011	15/04/2013	Ceased
HURNEY, PETER ANTHONY	000322272	15/02/2008	01/10/2013	Ceased
Hartmann, Cedric Glen	000250694	17/06/2008	12/09/2013	Ceased
IMPRESSIONS INSURANCE PTY. LTD.	000336241	03/04/2009	24/07/2013	Ceased
INVESTAG PTY LTD	000414172	22/11/2011	15/07/2013	Ceased
IRVINE, DANIEL	000244937	22/10/2008	16/08/2013	Ceased
ISHT PREET, SINGH	000326098	30/05/2008	15/08/2013	Ceased
ISLAND STYLE INVESTMENTS (AUSTRALIA) PTY LTD	000338381	18/06/2009	19/02/2013	Ceased
IYER, SUDHIR	000339486	15/12/2010	27/05/2013	Ceased
JACOBS, WESLEY ROY	000260925	20/12/2011	20/02/2013	Ceased
KAPOOR, ABHAY	000342777	04/05/2012	04/03/2013	Ceased
KEAY, STUART JOHN	000244956	05/07/2010	07/06/2013	Ceased
KELLY, JOHN ALEXANDER	000417383	10/02/2012	08/03/2013	Ceased
KENNEDY, MICHAEL TIMOTHY	000411079	07/09/2011	22/05/2013	Ceased
KENNEDY, PAUL EDWARD	000244960	08/12/2003	30/05/2013	Ceased
KHOO, RICHARD ALEXANDER	000244964	08/12/2003	24/01/2013	Ceased
KHOO, SUSAN SCOTT	000335185	06/03/2009	15/01/2013	Ceased
KIVLIGHON, MICHELLE MARIE	000405725	06/06/2011	28/02/2013	Ceased
LAM, STEPHANIE CHAU	000424101	19/02/2013	04/11/2013	Ceased
LANG, PETER HARCOURT	000247846	15/06/2011	08/07/2013	Ceased
LASKY-DAVISON, ROBERT	000294938	02/02/2011	28/06/2013	Ceased
LEONARDI, MARIO	000244997	08/12/2003	15/03/2013	Ceased
LESTER, ABRAHAM	000244998	08/12/2003	16/12/2013	Ceased
LETHLEAN, KAREN	000418726	12/03/2012	03/06/2013	Ceased
LOOK ADVISORY PTY LTD	000423773	26/06/2012	07/08/2013	Ceased
LSB FINANCIAL PLANNERS PTY LTD	000338097	09/06/2009	28/10/2013	Ceased
MACKENZIE, GRANT KENTON	000245016	08/12/2003	01/11/2013	Ceased
MANTHEY, KERRY ANN	000339747	05/08/2009	19/02/2013	Ceased
MARQUARDT, JODIE MARIE	000433285	17/01/2013	21/10/2013	Ceased
MCCAY, ERIC ALLAN	000245042	08/12/2003	16/01/2013	Ceased
MCKEEN, SUZANNE LEE	000274562	13/04/2004	15/02/2013	Ceased
MOONEY, BRIAN JOHN	000311709	26/03/2007	14/06/2013	Ceased
MORIARTY, NOLL JOSEPH	000245078	08/12/2003	06/06/2013	Ceased
MORRIS, ROBERT GEOFFREY	000344802	16/02/2010	07/06/2013	Ceased
MOSHOPOULOS, CON	000245082	08/12/2003	27/05/2013	Ceased
MOUNT INVESTMENTS PTY LTD	000410557	30/08/2011	22/08/2013	Ceased
MOUNT, SALLY BENG SEE	000245084	05/09/2011	19/08/2013	Ceased
MUNRO, RICHARD LYNDSAY	000245089	08/12/2003	15/08/2013	Ceased
MURPHY, STEPHEN JOHN	000246808	10/06/2009	01/07/2013	Ceased
MURRAY, KEITH FRANCIS	000250262	15/12/2003	15/10/2013	Ceased
NASH, BENJAMIN JOHN	000413316	28/09/2012	14/06/2013	Ceased
NEWS SMART PTY LTD	000343220	04/12/2009	25/09/2013	Ceased
NEWTON, PETER	000245092	07/12/2009	01/08/2013	Ceased
NEWTON, TODD ANTHONY	000332442	03/06/2010	13/06/2013	Ceased
NICHOLLS, WILLIAM DONALD	000260502	09/02/2004	08/03/2013	Ceased
O'BRIEN, SEAMUS	000250854	27/09/2007	16/12/2013	Ceased
PALAITIS, RAY	000245115	08/12/2003	01/10/2013	Ceased
PARK, NIKKII	000320194	10/10/2008	15/03/2013	Ceased
PARKER, GRAEME	000245122	02/10/2012	05/07/2013	Ceased
PARKINSON, DAVID NOEL	000253744	01/08/2006	15/02/2013	Ceased
PARKINSON, ROBERT DAVID	000397927	25/01/2011	15/02/2013	Ceased
PATERSON, JOHN TREVETT	000286807	04/04/2005	21/01/2013	Ceased
PERSONAL INSURANCE SOLUTIONS AUSTRALIA PTY LTD	000356155	20/05/2010	27/03/2013	Ceased
PHELPS, MAXWELL	000409472	01/02/2012	15/03/2013	Ceased
PITMAN, NICOLE COLLETTE	000299002	09/03/2006	15/03/2013	Ceased
PLAN FOR SUPER PTY LTD	000337811	28/05/2009	01/07/2013	Ceased
POLLIFRONE, JAMES ANTHONY	000245136	10/06/2009	28/10/2013	Ceased
POTTER, KYLE SHANNON	000285360	23/02/2005	14/06/2013	Ceased
PRUDENT WEALTH MANAGEMENT PTY LTD	000427190	30/08/2012	27/05/2013	Ceased
QUANTUM FINANCE & ACCOUNTING SERVICES NORTHERN RIVERS PTY LTD	000341436	01/10/2009	13/09/2013	Ceased
QUINTON, ASHLEY KENNETH	000280755	16/02/2007	07/01/2013	Ceased
RAFTER, MARTIN PHILIP	000291976	17/08/2005	30/08/2013	Ceased
RAJASINGAM, DHARMARAJ	000238248	01/10/2010	14/06/2013	Ceased
REDINGTON, GREGORY	000245161	08/12/2003	15/03/2013	Ceased
REINCASTLE, KEVIN WILLIAM	000322821	01/10/2010	15/03/2013	Ceased
RICE, GLENN ROBERT	000284414	01/02/2005	14/06/2013	Ceased
RICHARDS, KYM DAVID	000249035	11/11/2011	17/04/2013	Ceased
RISK KEY BUSINESS INSURANCE PTY LTD	000342498	05/11/2009	13/11/2013	Ceased
RISK QLD PTY LTD	000330437	30/09/2008	15/03/2013	Ceased
ROBERTS, PHILIP	000274326	15/12/2004	07/08/2013	Ceased
ROBERTSON, DANIEL JOHN	000245169	15/03/2011	07/03/2013	Ceased
ROSS, CHRISTINA	000285601	28/04/2011	02/07/2013	Ceased
SAO, OHN ART	000349434	12/04/2010	11/07/2013	Ceased
SHANNAN, BRENDAN MICHAEL	000296673	12/12/2005	27/05/2013	Ceased
SHEPHERD, KATHY	000245200	08/12/2003	16/08/2013	Ceased
SKINNER, FRANK JOHN	000245207	11/05/2006	14/06/2013	Ceased
SOVEREIGN WEALTH GROUP PTY LTD	000331386	22/10/2008	16/08/2013	Ceased
STONE, ROHAN DOUGLAS	000270318	11/03/2004	24/07/2013	Ceased
SUCCESSFUL WAYS FINANCIAL SERVICES PTY LTD	000406520	20/06/2011	14/06/2013	Ceased
SUTTERBY, HUGH JAMES	000328558	29/05/2009	01/03/2013	Ceased
SUTTERBY, SIMON WILLIAM	000245242	29/05/2009	01/03/2013	Ceased
TAILORED SOLUTIONS FINANCIAL PLANNING PTY LTD	000387190	13/09/2012	21/01/2013	Ceased
THAPA, KIRAN	000405909	08/06/2011	30/08/2013	Ceased
THOMPSON, GRANT PATRICK	000245255	27/07/2010	02/12/2013	Ceased
TRIM, ROBERT WAYNE	000245266	08/12/2003	18/07/2013	Ceased
VANDELEUR, MATTHEW ANTHONY	000324259	24/06/2011	01/10/2013	Ceased
VARCIN, DENNIS NEVILLE	000245276	08/12/2003	31/05/2013	Ceased
VIDEON, MARK HEDLEY	000260434	15/12/2011	08/02/2013	Ceased
Vigh, Rakesh Stephen	000239508	02/02/2010	14/06/2013	Ceased
WAIGHT, CHRISTOPHER MARK	000297531	07/08/2012	28/06/2013	Ceased
WEIR, BRANT JAMES	000364508	05/07/2010	06/02/2013	Ceased
WHEATLEY, GREGORY BRETT	000250786	09/12/2011	04/02/2013	Ceased
WHITE, CLIVE VICTOR	000260926	04/05/2010	16/01/2013	Ceased
WHITTAKER, ANDREW STEVEN	000329677	21/11/2011	01/10/2013	Ceased
WHYTE, NORMAN CHARLES	000245313	08/12/2003	28/03/2013	Ceased
WILLIAMS, KEVAN CHARLES	000245315	08/12/2003	04/07/2013	Ceased
WILTSHIRE, KATRINA MARY	000335710	11/11/2009	13/11/2013	Ceased
WILTSHIRE, MARTIN SIMON PAUL	000316713	11/11/2009	13/11/2013	Ceased
WILTSHIRE, PAUL ARTHUR SIMON	000344638	11/02/2010	13/11/2013	Ceased
WOODWARD, COLIN RAYMOND	000246215	09/11/2005	11/10/2013	Ceased
YATES, BARRY DUNCAN	000250740	21/11/2011	28/02/2013	Ceased
YOUNG, CHRISTOPHER JAMES	000317575	22/02/2011	21/01/2013	Ceased
YUEN, MARGARET	000259994	25/06/2010	19/02/2013	Ceased
ZARA (NQ) PTY LTD	000410255	24/08/2011	15/04/2013	Ceased
ZYTVELD, COLIN JAMES	000263347	17/02/2004	30/04/2013	Ceased

Where they were authorised next

108 of these 189 were followed by another authorisation elsewhere; 81 were the last on that record.

Authorised next by	Authorisations	Share
PROFESSIONAL INVESTMENT SERVICES PTY LTD	19	17.6%
licence 231138	10	9.3%
licence 221557	7	6.5%
GPS WEALTH LTD	6	5.6%
SYNCHRON ADVICE PTY LTD	6	5.6%
licence 246934	4	3.7%
PERSONAL FINANCIAL SERVICES LTD	3	2.8%
licence 224645	3	2.8%
licence 230692	3	2.8%
licence 224954	3	2.8%
licence 307248	3	2.8%
licence 310487	2	1.9%
CONSULTUM FINANCIAL ADVISERS PTY LTD	2	1.9%
licence 240938	2	1.9%
HILLROSS FINANCIAL SERVICES LIMITED	2	1.9%
INTERPRAC FINANCIAL PLANNING PTY LTD	2	1.9%
MERIT WEALTH PTY LTD	2	1.9%
licence 379410	2	1.9%

Other licensees that lost representatives in 2013

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED — 116
QBE INSURANCE (AUSTRALIA) LIMITED — 138
WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD — 294
AIA FINANCIAL SERVICES PTY LIMITED — 105
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD — 153
INSURANCE AUSTRALIA LIMITED — 316
CLUB MARINE LIMITED — 100
RI ADVICE GROUP PTY LTD — 188
RESOLUTION LIFE AUSTRALASIA LIMITED — 794
CLASSIC CLUBS LIMITED — 151
WESTPAC BANKING CORPORATION — 273
FUTURITY INVESTMENT GROUP LIMITED — 169
NTI LIMITED — 100
MARSH PTY LTD — 167

PROFESSIONAL INVESTMENT SERVICES PTY LTD in other years

2019 — 93
2017 — 98
2015 — 179
2012 — 331
2011 — 324
2010 — 374
2009 — 374
2008 — 219
2007 — 164
2006 — 131
2005 — 105
2004 — 100

Money lost after advice you were given?

189 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

How we use this.