Authorisations by CANACCORD GENUITY FINANCIAL LIMITED that ended in 2004
130 of the 256 authorisations granted by CANACCORD GENUITY FINANCIAL LIMITED ended during 2004 — 50.8% of its record, and 1.1% of everything that ended in Australia that year.
If you were advised by one of these people on or before their end date, CANACCORD GENUITY FINANCIAL LIMITED is normally the licensee that answers for it. If you were advised afterwards, it is not — look at who authorised them next. Why the dates decide.
All 256 authorisations by CANACCORD GENUITY FINANCIAL LIMITED · Everything that ended in 2004
The 130 that ended in 2004
| Representative | Number | From | To | Status |
|---|---|---|---|---|
| ALLEN, MICHAEL BRIAN | 000260039 | 01/02/2004 | 27/02/2004 | Ceased |
| ANGEL, MARTIN CHRISTOPHER | 000260040 | 01/02/2004 | 27/02/2004 | Ceased |
| ATKINSON, CRAIG GEORGE | 000260041 | 01/02/2004 | 27/02/2004 | Ceased |
| BAHEN, DANIEL JOHN | 000260042 | 01/02/2004 | 27/02/2004 | Ceased |
| BAIRSTOW, HAYDEN PETER | 000260043 | 01/02/2004 | 27/02/2004 | Ceased |
| BARLOW, CLARKE COLIN | 000260044 | 01/02/2004 | 27/02/2004 | Ceased |
| BARNESBY-JOHNSON, GEOFF NORMAN | 000260045 | 01/02/2004 | 27/02/2004 | Ceased |
| BENNEY, BRUCE STANLEY | 000260046 | 01/02/2004 | 27/02/2004 | Ceased |
| BOBBIN, CRAIG JUSTIN | 000260047 | 01/02/2004 | 27/02/2004 | Ceased |
| BOSTOCK, ANDREW KEITH | 000260048 | 01/02/2004 | 27/02/2004 | Ceased |
| BRASCH, NICHOLAS WILLIAM | 000260049 | 01/02/2004 | 27/02/2004 | Ceased |
| BRIERLEY, ROBERT JAMES SHAW | 000260050 | 01/02/2004 | 27/02/2004 | Ceased |
| BRINDAL, MICHAEL | 000260051 | 01/02/2004 | 27/02/2004 | Ceased |
| BRYANT, NOEL JOHN | 000260052 | 01/02/2004 | 27/02/2004 | Ceased |
| BURTON, SANDRA DENISE | 000260053 | 01/02/2004 | 27/02/2004 | Ceased |
| CARTER, PAUL PHILLIP | 000260054 | 01/02/2004 | 27/02/2004 | Ceased |
| CASTLEDINE, GARY CHARLES | 000260055 | 01/02/2004 | 27/02/2004 | Ceased |
| CLARKSON, SUSAN DOROTHEA | 000260056 | 01/02/2004 | 27/02/2004 | Ceased |
| CLELAND, WILLIAM JOHN | 000260057 | 01/02/2004 | 27/02/2004 | Ceased |
| COKIS, JAMES | 000260058 | 01/02/2004 | 27/02/2004 | Ceased |
| COLGAN, GLEN WILLIAM | 000260059 | 01/02/2004 | 27/02/2004 | Ceased |
| CONSTANTINE, AARON ROBERT | 000260060 | 01/02/2004 | 27/02/2004 | Ceased |
| CORNELIUS, NATASHA | 000260061 | 01/02/2004 | 27/02/2004 | Ceased |
| CROSS, AARON JOHN | 000260062 | 01/02/2004 | 27/02/2004 | Ceased |
| CRUSE, TIMOTHY PETER | 000260063 | 01/02/2004 | 27/02/2004 | Ceased |
| CURRAN, KEVIN ANTHONY | 000260065 | 01/02/2004 | 27/02/2004 | Ceased |
| CURTIN, JOHN GERARD | 000260066 | 01/02/2004 | 27/02/2004 | Ceased |
| D'ONORIO, SARAH GEORGINA | 000260067 | 01/02/2004 | 27/02/2004 | Ceased |
| DE LA MOTTE, ROBERT ARISTIDE LENFERNA | 000260068 | 01/02/2004 | 27/02/2004 | Ceased |
| DELLA-SALE, ANDREW CHARLES | 000260069 | 01/02/2004 | 27/02/2004 | Ceased |
| DIMARCO, ALBERTO | 000260070 | 01/02/2004 | 27/02/2004 | Ceased |
| DOHERTY, PAUL FRANCIS | 000260071 | 01/02/2004 | 27/02/2004 | Ceased |
| DRISCOLL, DAVID | 000260072 | 01/02/2004 | 27/02/2004 | Ceased |
| DYER, CHRISTOPHER SWINTON | 000260073 | 01/02/2004 | 27/02/2004 | Ceased |
| EAR, TREY LEE | 000260074 | 01/02/2004 | 27/02/2004 | Ceased |
| EDGAR, MICHEAL JOHN | 000260075 | 01/02/2004 | 27/02/2004 | Ceased |
| EDWARDS, MEREDITH RHIANNON | 000260076 | 01/02/2004 | 27/02/2004 | Ceased |
| EVANS, PETER LINDON | 000260077 | 01/02/2004 | 27/02/2004 | Ceased |
| EVITT, BRENT JOSEPH | 000260078 | 01/02/2004 | 27/02/2004 | Ceased |
| FANTASIA, ENZO | 000260079 | 01/02/2004 | 03/09/2004 | Ceased |
| FARR, ANDREW JAMES | 000260080 | 01/02/2004 | 27/02/2004 | Ceased |
| FORTE, CHRISTOPHER JOHN | 000260082 | 01/02/2004 | 27/02/2004 | Ceased |
| FRAZER, ANDREW LOVAT | 000260083 | 01/02/2004 | 27/02/2004 | Ceased |
| FYSH, MARCUS JOHN HUDSON | 000260084 | 01/02/2004 | 27/02/2004 | Ceased |
| GABLIKIS, BROOKE LOUISE | 000260085 | 01/02/2004 | 27/02/2004 | Ceased |
| GEORGES, JAMES ALEXANDER | 000260086 | 01/02/2004 | 27/02/2004 | Ceased |
| GOYDER, SIMON BARR | 000260088 | 01/02/2004 | 27/02/2004 | Ceased |
| HALLAM, MATHEW COWAN | 000260090 | 01/02/2004 | 27/02/2004 | Ceased |
| HAMMOND, PETER GOLDSBOROUGH | 000260091 | 01/02/2004 | 27/02/2004 | Ceased |
| HARDWICK, THOMAS AUGUSTUS | 000260092 | 01/02/2004 | 27/02/2004 | Ceased |
| HAWKINGS, PAUL CHRISTOPHER | 000260093 | 01/02/2004 | 27/02/2004 | Ceased |
| HAWKINS, PETER CHARLES | 000260094 | 01/02/2004 | 27/02/2004 | Ceased |
| HAWLEY, CRAIG BENJAMIN | 000260095 | 01/02/2004 | 27/02/2004 | Ceased |
| HEFFERNAN, MICHALE JAMES | 000260096 | 01/02/2004 | 27/02/2004 | Ceased |
| HYND, PETER JOHN MAUGHAN | 000260097 | 01/02/2004 | 27/02/2004 | Ceased |
| JACKSON, ROBERT MERVYN | 000260098 | 01/02/2004 | 27/02/2004 | Ceased |
| JONES, MARK WESLEY | 000260099 | 01/02/2004 | 27/02/2004 | Ceased |
| KLUSMAN, WILLIAM FREDERICK | 000260100 | 01/02/2004 | 27/02/2004 | Ceased |
| KONSKY, MICHAEL JOHN | 000260101 | 01/02/2004 | 27/02/2004 | Ceased |
| LAM, MELINA | 000260102 | 01/02/2004 | 27/02/2004 | Ceased |
| LAPWOOD, LAURA ANN | 000260103 | 01/02/2004 | 27/02/2004 | Ceased |
| LARCOMBE, TIMOTHY DAVID | 000260104 | 01/02/2004 | 27/02/2004 | Ceased |
| LAVER, TIMOTHY | 000260105 | 01/02/2004 | 27/02/2004 | Ceased |
| LEE, KAY KUM YOONG | 000260106 | 01/02/2004 | 27/02/2004 | Ceased |
| LI, NAIMING | 000260107 | 01/02/2004 | 27/02/2004 | Ceased |
| LIM, THEAM CHYE | 000260108 | 01/02/2004 | 27/02/2004 | Ceased |
| LIN, CI-MING | 000260109 | 01/02/2004 | 27/02/2004 | Ceased |
| LOCANTRO, ANTHONY JOHN | 001257173 | 01/02/2004 | 27/02/2004 | Ceased |
| LOUEY, JAMES CHAT-LIN | 000260111 | 01/02/2004 | 27/02/2004 | Ceased |
| LOVETT, TERRI ANNE | 000260112 | 01/02/2004 | 27/02/2004 | Ceased |
| MACLEOD, MARK ANDREW | 000260113 | 01/02/2004 | 27/02/2004 | Ceased |
| MANFORD, MICHAEL FRANK | 000260115 | 01/02/2004 | 27/02/2004 | Ceased |
| MARONI, ROBERT ALEXANDER | 000260116 | 01/02/2004 | 27/02/2004 | Ceased |
| MARRS, ALAN CAMPBELL | 000260117 | 01/02/2004 | 27/02/2004 | Ceased |
| MASSEY, DAVID JOHN | 000260118 | 01/02/2004 | 27/02/2004 | Ceased |
| MCDERMOTT, MICHELLE | 000260119 | 01/02/2004 | 27/02/2004 | Ceased |
| MCDOWELL, CAREY STUART | 000260120 | 01/02/2004 | 27/02/2004 | Ceased |
| MCGILL, MURRAY JAMES | 000260121 | 01/02/2004 | 27/02/2004 | Ceased |
| MCKEE, DOUGLAS PETER | 000260122 | 01/02/2004 | 27/02/2004 | Ceased |
| MELVILLE, ANTHONY GRANT | 000260123 | 01/02/2004 | 27/02/2004 | Ceased |
| NG, MIEN LONG | 000260126 | 01/02/2004 | 27/02/2004 | Ceased |
| NOLAN, RAYDN PATRICK | 000260127 | 01/02/2004 | 27/02/2004 | Ceased |
| OATEN, SIMON DAVID | 000260128 | 01/02/2004 | 27/02/2004 | Ceased |
| ORZEL, EDWARD | 000260130 | 01/02/2004 | 27/02/2004 | Ceased |
| PASSMORE, ALEXANDER ROSS | 000260131 | 01/02/2004 | 27/02/2004 | Ceased |
| PEARCE, STEVEN JOHN | 000260132 | 01/02/2004 | 27/02/2004 | Ceased |
| PEARSON, JAMES FLORIAN | 000260133 | 01/02/2004 | 27/02/2004 | Ceased |
| PEKISH, PAUL JAMES | 000260134 | 01/02/2004 | 27/02/2004 | Ceased |
| PENDULUM CAPITAL PTY LIMITED | 000277183 | 08/06/2004 | 20/12/2004 | Ceased |
| PETRIE, ANDREW JAMES | 000260135 | 01/02/2004 | 27/02/2004 | Ceased |
| PIETROPAOLO, CAFIERO | 000260136 | 01/02/2004 | 27/02/2004 | Ceased |
| PIKE, TREVOR JOHN | 000260137 | 01/02/2004 | 27/02/2004 | Ceased |
| PLATTS, TIMOTHY MICHAEL | 000260139 | 01/02/2004 | 27/02/2004 | Ceased |
| PUNCH, RONALD STANLEY | 000260140 | 01/02/2004 | 27/02/2004 | Ceased |
| REED, LEIGH TRAVIS | 000260141 | 01/02/2004 | 27/02/2004 | Ceased |
| REMTA, JONATHAN HOWARD | 000260142 | 01/02/2004 | 27/02/2004 | Ceased |
| RICHARDSON, DOUGLAS SINCLAIR | 000260143 | 01/02/2004 | 13/02/2004 | Ceased |
| RUSSELL, PETER | 000260144 | 01/02/2004 | 27/02/2004 | Ceased |
| SAUNDERS, RICHARD TAUNTON | 000260145 | 01/02/2004 | 27/02/2004 | Ceased |
| SCHILLER, KRIS ALEXANDER | 000260146 | 01/02/2004 | 27/02/2004 | Ceased |
| SCHOFIELD, PHILIP | 000260147 | 01/02/2004 | 27/02/2004 | Ceased |
| SEYMOUR, DAVID ROSS | 000260148 | 01/02/2004 | 27/02/2004 | Ceased |
| SHIELDS, KYLE DOUGLAS | 000260149 | 01/02/2004 | 27/02/2004 | Ceased |
| SHORROCKS, RAYMOND JOHN | 000260150 | 01/02/2004 | 27/02/2004 | Ceased |
| SKIDMORE, KIMBERLEY HAROLD | 000260151 | 01/02/2004 | 27/02/2004 | Ceased |
| SMITH, PHILIP JOHN | 000260152 | 01/02/2004 | 27/02/2004 | Ceased |
| STOGDALE, DAVID WILLIAM | 000260153 | 01/02/2004 | 27/02/2004 | Ceased |
| SUTHERLAND, CHRISTOPHER DONALD | 000260154 | 01/02/2004 | 27/02/2004 | Ceased |
| TAN, EOW HOOI | 000260155 | 01/02/2004 | 27/02/2004 | Ceased |
| TAN, TEE HAN | 000260156 | 01/02/2004 | 27/02/2004 | Ceased |
| TASCONE, ANTHONY HERBERT | 000260158 | 01/02/2004 | 27/02/2004 | Ceased |
| TERSTEEG, TIMOHTY JOHN | 000260159 | 01/02/2004 | 27/02/2004 | Ceased |
| THOMPSON, IAN RANDAL | 000260160 | 01/02/2004 | 27/02/2004 | Ceased |
| THOMSON, RORY JO | 000260161 | 01/02/2004 | 27/02/2004 | Ceased |
| TIBBS, JOSHUA JOHN | 000260162 | 01/02/2004 | 27/02/2004 | Ceased |
| ULIEL, YEHUDA ARI | 000260163 | 01/02/2004 | 27/02/2004 | Ceased |
| UNSWORTH, PETER JOHN | 000260164 | 01/02/2004 | 20/04/2004 | Ceased |
| VALENTINE, TROY ROBERT | 000260165 | 01/02/2004 | 27/02/2004 | Ceased |
| VANDERMEER, WILLIAM JOHN | 000260166 | 01/02/2004 | 27/02/2004 | Ceased |
| VEREKER, ZACHARY | 000260167 | 01/02/2004 | 27/02/2004 | Ceased |
| WARNE, BENJAMIN JOHN | 000260168 | 01/02/2004 | 27/02/2004 | Ceased |
| WEE, STEPHEN TECK-EE | 000260169 | 01/02/2004 | 27/02/2004 | Ceased |
| WEINGARTH, JOHN NICHOLAS | 000260170 | 01/02/2004 | 27/02/2004 | Ceased |
| WELLS, CHRISTOPHER MARK | 000260171 | 01/02/2004 | 27/02/2004 | Ceased |
| WHITEHEAD, DAVID PHILLIP | 000260172 | 01/02/2004 | 27/02/2004 | Ceased |
| WILLIS, HAYDEN TIMOTHY | 000260173 | 01/02/2004 | 27/02/2004 | Ceased |
| WILLOUGHBY, BENJAMIN ROBERT | 000260174 | 01/02/2004 | 27/02/2004 | Ceased |
| WYLIE, ALEXANDER FLEMING | 000260175 | 01/02/2004 | 27/02/2004 | Ceased |
| YOUNG, JONATHAN ALISTER | 000260177 | 01/02/2004 | 27/02/2004 | Ceased |
| YOUNG, THOMAS JAMES | 000260176 | 01/02/2004 | 27/02/2004 | Ceased |
Where they were authorised next
29 of these 130 were followed by another authorisation elsewhere; 101 were the last on that record.
| Authorised next by | Authorisations | Share |
|---|---|---|
| licence 246558 | 3 | 10.3% |
| CANACCORD GENUITY FINANCIAL LIMITED | 2 | 6.9% |
| ADVISER SOLUTIONS GROUP PTY LTD | 2 | 6.9% |
| FOSTER STOCKBROKING PTY LIMITED | 2 | 6.9% |
| MORGANS FINANCIAL LIMITED | 2 | 6.9% |
| SEQUOIA WEALTH MANAGEMENT PTY LTD | 1 | 3.4% |
| licence 333298 | 1 | 3.4% |
| ACNS CAPITAL MARKETS PTY LTD | 1 | 3.4% |
| PPF ASSET MANAGEMENT LIMITED | 1 | 3.4% |
| licence 232686 | 1 | 3.4% |
| BARCLAY WELLS LTD | 1 | 3.4% |
| PINNACLE EQUITIES PTY LTD | 1 | 3.4% |
| FINEXIA WEALTH PTY LTD | 1 | 3.4% |
| MWH CAPITAL PTY. LTD. | 1 | 3.4% |
| licence 247085 | 1 | 3.4% |
| R M CAPITAL PTY LTD | 1 | 3.4% |
| licence 246970 | 1 | 3.4% |
| licence 247404 | 1 | 3.4% |
Other licensees that lost representatives in 2004
- ALLIANZ AUSTRALIA INSURANCE LIMITED — 149
- ARETE RISK & INSURANCE PARTNERS PTY LTD — 470
- COUNT FINANCIAL LIMITED — 148
- CHARTER FINANCIAL PLANNING LIMITED — 98
- PROFESSIONAL INVESTMENT SERVICES PTY LTD — 100
- QBE INSURANCE (AUSTRALIA) LIMITED — 128
- WYNDHAM VACATION CLUBS SOUTH PACIFIC LTD — 151
- INSURANCE AUSTRALIA LIMITED — 260
- CLUB MARINE LIMITED — 173
- A.P.V.C. LTD. — 250
- ELDERS RURAL SERVICES AUSTRALIA LIMITED — 129
- AIA AUSTRALIA LIMITED — 282
- FUTURITY INVESTMENT GROUP LIMITED — 121
- AAI LIMITED — 354
Money lost after advice you were given?
130 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.