# WHOLESALE SECURITIES PTY LTD — its AFS authorised representatives — afs-rep

> 57 people and firms have been authorised by WHOLESALE SECURITIES PTY LTD under AFS licence 466877: 21 current, 42 ceased.

## Authorised representatives of WHOLESALE SECURITIES PTY LTD

57 people and firms have been authorised to act for WHOLESALE SECURITIES PTY LTD under AFS licence 466877 — the 322nd largest of the 332 licensees with a page here. 21 of those authorisations are current; 42 have ended.

### Why the licensee is the name that matters

An authorised representative acts *for* a licensee. Under AFCA's
rules a complaint about a representative is normally made against the licensee
— so if you dealt with someone on this page, **WHOLESALE SECURITIES PTY LTD** is
usually the name that goes on the complaint, not theirs.

43 of the 57 representatives here have also been
authorised by at least one other licensee. For those, the *dates*
decide which licensee answers for which advice. [How to
read the dates](/complain.md).

AFS licence 466877 · ABN/ACN 89601790470 · licensed since 27/02/2015 · Western Australia

### Representatives of WHOLESALE SECURITIES PTY LTD

*Authorisations by WHOLESALE SECURITIES PTY LTD, alphabetical*

| Representative | Number | From | To | Status |
|---|---|---|---|---|
| 21 BANDARA ST 24 PTY LTD | [001312936](/search.md) | 17/10/2025 | 06/05/2026 | Ceased |
| 21 BANDARA ST PTY LTD | [001312935](/search.md) | 17/10/2025 | 06/05/2026 | Ceased |
| 50 21 BSW PTY LTD | [001312934](/search.md) | 17/10/2025 | 06/05/2026 | Ceased |
| ABG CMR SPV PTY LTD | [001313578](/search.md) | 07/08/2025 | — | Current |
| ABG IC SPV PTY LTD | [001313579](/search.md) | 07/08/2025 | — | Current |
| APC COLLECTIVE INVESTMENTS PTY LTD | [001264018](/search.md) | 14/05/2018 | 14/12/2020 | Ceased |
| Abrahams, Oliver Pierre | [001305420](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Armstrong, Thomas William | [001258890](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| BERRY, KIERAN CRAIG | [000430641](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Barker, Joshua Allan | [001274752](/search.md) | 15/04/2024 | 29/08/2025 | Ceased |
| Bates-Smith, Robert | [001321960](/search.md) | 04/06/2026 | — | Current |
| Bazar, Alexander William | [001313875](/search.md) | 24/02/2025 | 01/07/2025 | Ceased |
| C WEST DM PTY LTD | [001315443](/search.md) | 29/05/2025 | — | Current |
| CHESTERFIELD MANAGEMENT PTY LTD | [001311984](/search.md) | 16/10/2024 | — | Current |
| CHESTERFIELD PROPERTY GROUP PTY LTD | [001311536](/search.md) | 24/09/2024 | — | Current |
| Choucair, Moustafa | [001313184](/search.md) | 07/01/2025 | 15/01/2025 | Ceased |
| DUKOVSKI, ISAJLO | [000409585](/search.md) | 04/02/2025 | 29/08/2025 | Ceased |
| Dessaix, Sean | [001272107](/search.md) | 15/04/2024 | 23/04/2025 | Ceased |
| Duplock, Stuart Angus | [001273814](/search.md) | 29/01/2019 | 14/12/2020 | Ceased |
| FINN, MITCHELL ROBERT | [001283085](/search.md) | 13/12/2023 | 12/09/2024 | Ceased |
| FINN, MITCHELL ROBERT | [001283085](/search.md) | 13/09/2024 | 29/08/2025 | Ceased |
| GAROFALI, JULIUS INGO | [000268095](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Gismondi, Alessandro | [001297050](/search.md) | 20/11/2025 | — | Current |
| Giumelli, Trent Simon | [001312384](/search.md) | 17/10/2025 | 06/05/2026 | Ceased |
| Hoult, Patrick | [001269431](/search.md) | 03/03/2025 | 29/08/2025 | Ceased |
| IMPERATIVE CARE SECONDARY SPV PTY LTD | [001314944](/search.md) | 07/08/2025 | — | Current |
| Iddles, David | [001315624](/search.md) | 30/05/2025 | — | Current |
| JOINT PROJECT PTY. LTD. | [001273632](/search.md) | 14/01/2019 | 21/01/2019 | Ceased |
| Jackson, Colin Francis | [001273763](/search.md) | 24/01/2019 | 05/05/2023 | Ceased |
| Jones-Bateman, Edward | [001279790](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| KANG, HYUK SOON | [001274634](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| KD FUNDS PTY LTD | [001312436](/search.md) | 01/11/2024 | — | Current |
| LOCUS VULPES MANAGEMENT PTY LTD | [001321945](/search.md) | 04/06/2026 | — | Current |
| MILLS, JOHN FRANCIS | [000248866](/search.md) | 19/03/2024 | 13/09/2024 | Ceased |
| MILLS, JOHN FRANCIS | [000248866](/search.md) | 14/09/2024 | 28/05/2025 | Ceased |
| Magorimbo, Morgan | [001311218](/search.md) | 02/09/2024 | 14/11/2024 | Ceased |
| Monares, Kenneth | [001301084](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Ni, Maxwell Da | [001288411](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| PALLADIUM TRAINING PTY LTD | [001312383](/search.md) | 17/10/2025 | 06/05/2026 | Ceased |
| PHAN, DANIEL HAI TRIEU | [001277687](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Panzarino, Rocco Charles | [001300796](/search.md) | 15/04/2024 | 29/08/2025 | Ceased |
| Petrovic, Milutin | [001249891](/search.md) | 07/08/2024 | 26/08/2024 | Ceased |
| RE, PHILIP | [000412089](/search.md) | 24/09/2024 | — | Current |
| RIVER INVESTMENT MANAGEMENT NOMINEE PTY LTD | [001313577](/search.md) | 07/08/2025 | — | Current |
| RIVER INVESTMENT MANAGEMENT PTY LTD | [000464223](/search.md) | 25/10/2023 | — | Current |
| RIVER X PSI SPV PTY LTD | [001313580](/search.md) | 07/08/2025 | — | Current |
| ROYAL OAK ASSET MANAGEMENT PTY LTD | [001297058](/search.md) | 20/11/2025 | — | Current |
| Roberts, David | [001321961](/search.md) | 04/06/2026 | — | Current |
| Rogers, Stephen Paul | [001270284](/search.md) | 07/08/2024 | 12/09/2024 | Ceased |
| Rogers, Stephen Paul | [001270284](/search.md) | 13/09/2024 | 29/08/2025 | Ceased |
| Selkrig, John Raymond Leslie | [001308495](/search.md) | 19/03/2024 | 07/10/2025 | Ceased |
| Sheldon, Gil | [001306647](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Threadgold, Joel Brenton | [001297336](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Vulinovic-Zlatan, Anthony Tome | [001315625](/search.md) | 30/05/2025 | — | Current |
| WHOLESALE SECURITIES MANAGEMENT PTY LTD | [001311985](/search.md) | 01/09/2024 | — | Current |
| Walker, Liam John | [001300795](/search.md) | 16/05/2024 | 12/09/2024 | Ceased |
| Walker, Liam John | [001300795](/search.md) | 13/09/2024 | 29/08/2025 | Ceased |
| Wang, Yu Fei Alex | [001292908](/search.md) | 05/08/2024 | 09/09/2024 | Ceased |
| Wong, Logan | [001243057](/search.md) | 01/11/2023 | 29/08/2025 | Ceased |
| Younger, Nicola Devereux | [001265732](/search.md) | 19/03/2024 | 12/09/2024 | Ceased |
| Younger, Nicola Devereux | [001265732](/search.md) | 13/09/2024 | 25/03/2025 | Ceased |
| Zhang, Yan | [001312428](/search.md) | 01/11/2023 | — | Current |
| Zhang, Yan | [001312428](/search.md) | 01/11/2024 | — | Current |

### When those authorisations ended

| Year ended | Authorisations | Share |
|---|---|---|
| [2026](/ceased/2026.md) | 5 | 7.9% |
| [2025](/ceased/2025.md) | 25 | 39.7% |
| [2024](/ceased/2024.md) | 8 | 12.7% |
| [2023](/ceased/2023.md) | 1 | 1.6% |
| [2020](/ceased/2020.md) | 2 | 3.2% |
| [2019](/ceased/2019.md) | 1 | 1.6% |

### Licensees of a similar size

- [STAMFORD CAPITAL FUNDS MANAGEMENT PTY LTD](/licensee/stamford-capital-funds-management-pty-ltd.md) — 65
- [BROOKVALE INSURANCE BROKERS PTY LTD](/licensee/brookvale-insurance-brokers-pty-ltd.md) — 64
- [PETSURE (AUSTRALIA) PTY LTD](/licensee/petsure-australia-pty-ltd.md) — 64
- [CUTCHER & NEALE FINANCIAL SERVICES PTY LTD](/licensee/cutcher-neale-financial-services-pty-ltd.md) — 64
- [GALLAGHER BENEFIT SERVICES PTY LTD](/licensee/gallagher-benefit-services-pty-ltd.md) — 64
- [ONE INVESTMENT ADMINISTRATION LTD](/licensee/one-investment-administration-ltd.md) — 63
- [MORGANS FINANCIAL PLANNING PTY LIMITED](/licensee/morgans-financial-planning-pty-limited.md) — 63
- [AUSTRALASIA FINANCIAL SERVICES PTY LTD](/licensee/australasia-financial-services-pty-ltd.md) — 63
- [SUPERTRAC PTY LTD](/licensee/supertrac-pty-ltd.md) — 63
- [BONGIORNO FINANCIAL ADVISERS PTY LTD](/licensee/bongiorno-financial-advisers-pty-ltd.md) — 62
- [ISELECT LIFE PTY LTD](/licensee/iselect-life-pty-ltd.md) — 62
- [QUALITAS SECURITIES PTY LTD](/licensee/qualitas-securities-pty-ltd.md) — 62
- [THE LUNAR GROUP PTY LIMITED](/licensee/the-lunar-group-pty-limited.md) — 62
- [ADVISER SOLUTIONS GROUP PTY LTD](/licensee/adviser-solutions-group-pty-ltd.md) — 62
- [BAKER YOUNG LIMITED](/licensee/baker-young-limited.md) — 61

### Money lost after advice you were given?

63 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

[How we use this](/privacy.md).

[All 332 licensees](/licensees.md)

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Página: https://afs-rep.pages.dev/licensee/wholesale-securities-pty-ltd/
Fonte: ASIC AFS Authorised Representative Dataset and AFS Licensee Dataset — Australian Securities and Investments Commission
Recolha: 2026-08-19