# PRIMARY SECURITIES LTD — its AFS authorised representatives — afs-rep

> 174 people and firms have been authorised by PRIMARY SECURITIES LTD under AFS licence 224107: 19 current, 167 ceased.

## Authorised representatives of PRIMARY SECURITIES LTD

174 people and firms have been authorised to act for PRIMARY SECURITIES LTD under AFS licence 224107 — the 152nd largest of the 332 licensees with a page here. 19 of those authorisations are current; 167 have ended.

### Why the licensee is the name that matters

An authorised representative acts *for* a licensee. Under AFCA's
rules a complaint about a representative is normally made against the licensee
— so if you dealt with someone on this page, **PRIMARY SECURITIES LTD** is
usually the name that goes on the complaint, not theirs.

44 of the 174 representatives here have also been
authorised by at least one other licensee. For those, the *dates*
decide which licensee answers for which advice. [How to
read the dates](/complain.md).

AFS licence 224107 · ABN/ACN 96089812635 · licensed since 13/02/2003 · Western Australia

### Representatives of PRIMARY SECURITIES LTD

*Authorisations by PRIMARY SECURITIES LTD, alphabetical*

| Representative | Number | From | To | Status |
|---|---|---|---|---|
| 3555 CAPITAL PTY LTD | [001277267](/search.md) | 01/08/2019 | 30/06/2021 | Ceased |
| ABRUZZESE, PASQUALE | [001307546](/search.md) | 15/01/2024 | 22/05/2024 | Ceased |
| ACACIA ENERGY PTY LTD | [001307561](/search.md) | 15/01/2024 | 17/07/2025 | Ceased |
| ACCESS INVESTING PTY LTD | [001288210](/search.md) | 19/05/2021 | 14/04/2022 | Ceased |
| ACTIVE COMMERCIAL PTY LTD | [001262351](/search.md) | 01/03/2018 | 31/08/2019 | Ceased |
| ACTIVE PROPERTY GROUP PTY LTD | [001277781](/search.md) | 01/09/2019 | — | Current |
| ACTVEST PTY LTD | [000306718](/search.md) | 18/07/2016 | 01/07/2025 | Ceased |
| ADVANCED SHARE REGISTRY PTY LTD | [001286190](/search.md) | 23/03/2021 | 01/12/2021 | Ceased |
| ALAND EQUITIES MANAGEMENT PTY LIMITED | [001282433](/search.md) | 08/10/2021 | 12/10/2023 | Ceased |
| ALLURE PROPERTIES PTY LTD | [000412250](/search.md) | 01/10/2011 | 13/02/2012 | Ceased |
| ANDERSON, BRUCE STUART | [000464392](/search.md) | 01/09/2014 | 30/03/2017 | Ceased |
| AUSBIZ CAPITAL INVESTMENTS PTY LTD | [001314938](/search.md) | 01/05/2025 | 16/06/2026 | Ceased |
| Agnew, Angus George | [001314952](/search.md) | 01/05/2025 | 16/06/2026 | Ceased |
| Andre, Natalie Grace | [001262850](/search.md) | 20/03/2018 | 30/11/2019 | Ceased |
| Andre, Natalie Grace | [001262850](/search.md) | 01/12/2019 | 24/12/2019 | Ceased |
| Asadi, Iman | [001299456](/search.md) | 07/10/2022 | 01/11/2022 | Ceased |
| BAKER PARTNERS PTY LTD | [001278278](/search.md) | 01/10/2019 | 24/12/2019 | Ceased |
| BANFIELD, JAMES THOMAS | [000282587](/search.md) | 10/11/2004 | 30/08/2006 | Ceased |
| BARRETT, GEOFFREY THOMAS | [000233085](/search.md) | 06/06/2003 | 08/02/2006 | Ceased |
| BENTLEY, BRUCE VINCENT | [000278577](/search.md) | 28/06/2004 | 07/12/2005 | Ceased |
| BOSSE, GLENN IAN | [000243227](/search.md) | 01/02/2005 | 15/02/2005 | Ceased |
| BOYD, ANTHONY LEONARD | [000464273](/search.md) | 29/08/2014 | 30/03/2017 | Ceased |
| BROUN, JEFFREY CAMERON | [001282078](/search.md) | 18/06/2020 | 15/09/2022 | Ceased |
| BUTTERFIELD, DAVID SYDNEY | [001243388](/search.md) | 24/06/2016 | 31/05/2018 | Ceased |
| Barbone, Anthony George Johnathan | [001262154](/search.md) | 07/02/2018 | 27/02/2018 | Ceased |
| Barbone, Anthony George Johnathan | [001262154](/search.md) | 28/02/2018 | 17/06/2022 | Ceased |
| Barnett, Robert Jeffrey | [001277269](/search.md) | 01/08/2019 | 30/06/2021 | Ceased |
| Brophy, Callum | [001299767](/search.md) | 01/11/2022 | 11/07/2023 | Ceased |
| CANION, PATRICK STANLEY | [000233086](/search.md) | 06/06/2003 | 11/07/2003 | Ceased |
| CAPITAL BRIDGING FINANCE PTY LTD | [001266309](/search.md) | 26/07/2018 | 19/05/2019 | Ceased |
| CORLETT, ROBERT WILLIAM ANDREW | [000442233](/search.md) | 11/03/2024 | 17/10/2024 | Ceased |
| Chettri, Shorav | [001307060](/search.md) | 08/11/2023 | 22/05/2024 | Ceased |
| Connell, Robert | [001285086](/search.md) | 21/12/2020 | 01/04/2022 | Ceased |
| Connors, Anthony Stuart | [001236963](/search.md) | 03/11/2015 | 05/01/2017 | Ceased |
| Cuskelly, Peter Russell | [001306882](/search.md) | 01/11/2023 | — | Current |
| DALLEY, JOHN TRAVIS | [000335414](/search.md) | 14/03/2009 | 19/07/2011 | Ceased |
| DALLEY, JOHN TRAVIS | [000335414](/search.md) | 29/08/2014 | 30/03/2017 | Ceased |
| DALLEY, JOHN TRAVIS | [000335414](/search.md) | 11/08/2021 | 13/11/2021 | Ceased |
| DAVIS, BRETT DARRELL | [000233088](/search.md) | 06/06/2003 | 24/06/2004 | Ceased |
| DAVIS, GARRY JAMES | [000317590](/search.md) | 11/07/2016 | — | Current |
| DE NYS, STEVEN PIERRE | [000464272](/search.md) | 29/08/2014 | 30/03/2017 | Ceased |
| DUKOVSKI, ISAJLO | [000409585](/search.md) | 08/10/2021 | 05/07/2023 | Ceased |
| DUKOVSKI, ISAJLO | [000409585](/search.md) | 28/08/2023 | 17/10/2024 | Ceased |
| DUNSTAN, STEPHEN PETER | [000320067](/search.md) | 28/11/2007 | 17/06/2008 | Ceased |
| DWYER, MICHAEL JOSEPH | [000232924](/search.md) | 16/06/2003 | 14/06/2005 | Ceased |
| Dadon, Jerome | [001302858](/search.md) | 08/06/2024 | 19/05/2026 | Ceased |
| Davey, Bruce Andrew | [001281942](/search.md) | 01/06/2020 | — | Current |
| Devaki, Divya Harshitha | [001307058](/search.md) | 08/11/2023 | 22/05/2024 | Ceased |
| Downey, Shaun Christopher | [001251395](/search.md) | 20/01/2017 | 14/07/2017 | Ceased |
| EARNR AUSTRALIA PTY LTD | [001293334](/search.md) | 11/10/2021 | — | Current |
| ENGLISH, MARK ANTHONY | [000313848](/search.md) | 29/05/2007 | 17/06/2008 | Ceased |
| EQUITY STORY SECURITIES PTY LTD | [001297372](/search.md) | 28/08/2023 | 31/12/2024 | Ceased |
| FERDINANDS, FREDERICK RICHARD | [000327088](/search.md) | 26/06/2008 | 10/07/2008 | Ceased |
| FINSAVVY PTY. LTD. | [001245876](/search.md) | 29/07/2016 | 30/11/2022 | Ceased |
| FLANAGAN, IAN MARTIN | [000431318](/search.md) | 26/11/2012 | 02/04/2015 | Ceased |
| FRAME FUNDS MANAGEMENT PTY LTD | [001239068](/search.md) | 01/04/2018 | 19/08/2025 | Ceased |
| FRAME, HUE | [000402104](/search.md) | 01/04/2018 | 19/08/2025 | Ceased |
| Filbey, Jonathan Russell | [001267005](/search.md) | 24/08/2018 | 04/10/2019 | Ceased |
| Findlay, Leonard James | [001279488](/search.md) | 11/12/2019 | 07/02/2020 | Ceased |
| Fleming, Harrison Blair | [001275010](/search.md) | 01/04/2019 | 01/04/2021 | Ceased |
| Friedman, Minashe Stan | [001250205](/search.md) | 06/02/2018 | 30/06/2019 | Ceased |
| GARTON SMITH, ROBERT | [000233084](/search.md) | 06/06/2003 | 10/07/2008 | Ceased |
| GARVEY, JONATHAN JAMES | [000275195](/search.md) | 22/04/2004 | 10/07/2008 | Ceased |
| GCM ADVISORY PTY LTD | [001236408](/search.md) | 16/10/2015 | 05/01/2017 | Ceased |
| GOES, MARK | [001300471](/search.md) | 28/08/2023 | 31/12/2024 | Ceased |
| GREYHOUND SYNDICATING SERVICES PTY LTD | [001270885](/search.md) | 11/12/2018 | 30/06/2021 | Ceased |
| GRIFFIN PROJECTS GROUP PTY LTD | [001288784](/search.md) | 24/08/2022 | 21/08/2024 | Ceased |
| GRIGG, JONATHAN | [000296089](/search.md) | 01/07/2020 | 28/02/2022 | Ceased |
| GROW ALPHA CAPITAL PTY LTD | [001262338](/search.md) | 01/03/2018 | 08/06/2026 | Ceased |
| Gardner-Cera, Hollie | [001299079](/search.md) | 24/08/2022 | 16/08/2024 | Ceased |
| Garkawe, Mark | [001258268](/search.md) | 13/09/2017 | 01/08/2019 | Ceased |
| Garkawe, Mark | [001258268](/search.md) | 02/08/2019 | 13/06/2025 | Ceased |
| Gearing, Ross John | [001275235](/search.md) | 01/04/2019 | 30/11/2019 | Ceased |
| Gearing, Ross John | [001275235](/search.md) | 01/12/2019 | 24/12/2019 | Ceased |
| Genovesi, Mark Alan | [001293343](/search.md) | 11/10/2021 | — | Current |
| Gismondi, Alessandro | [001297050](/search.md) | 26/05/2022 | 21/07/2022 | Ceased |
| Gunasekaran, Karunan | [001262339](/search.md) | 01/03/2018 | 08/06/2026 | Ceased |
| HULL, ALAN RICHARD | [000301951](/search.md) | 18/07/2016 | 01/07/2025 | Ceased |
| Haigh, Simon Peter | [001236862](/search.md) | 03/11/2015 | 05/01/2017 | Ceased |
| Hains, Stephen David | [001282876](/search.md) | 01/08/2020 | 07/05/2021 | Ceased |
| Hart, Timothy Ian | [001262155](/search.md) | 07/02/2018 | 27/02/2018 | Ceased |
| Hart, Timothy Ian | [001262155](/search.md) | 28/02/2018 | 16/08/2024 | Ceased |
| Hawke, Edward Antony John | [001284311](/search.md) | 09/11/2020 | 10/06/2021 | Ceased |
| INTERASIA CAPITAL PTY LTD | [001263199](/search.md) | 09/04/2018 | 08/10/2019 | Ceased |
| KENNELLY, ALASTAIR | [000417567](/search.md) | 28/06/2017 | 31/08/2019 | Ceased |
| KINNEAR, PETER JAMES | [000303967](/search.md) | 23/06/2006 | 05/07/2006 | Ceased |
| Kao, Kuang Fu | [001299769](/search.md) | 01/11/2022 | — | Current |
| Kellaway, Thomas | [001274630](/search.md) | 15/03/2019 | 15/09/2022 | Ceased |
| Kim, Shin Woong | [001299558](/search.md) | 17/10/2022 | 11/07/2023 | Ceased |
| King, Jeremy William Lyons | [001251394](/search.md) | 20/01/2017 | 14/07/2017 | Ceased |
| King, Phillip Carl | [001282875](/search.md) | 01/08/2020 | 07/05/2021 | Ceased |
| Korff, Marcus | [001241439](/search.md) | 01/05/2016 | 17/09/2019 | Ceased |
| L39 CAPITAL PTY LTD | [001250323](/search.md) | 12/09/2017 | 23/10/2025 | Ceased |
| LATAGE LAMBETH, THOMAS SAMUAL | [001258294](/search.md) | 14/09/2017 | 17/12/2018 | Ceased |
| LATITUDE INVESTMENT HOLDINGS PTY LIMITED | [001253569](/search.md) | 05/04/2017 | 31/05/2021 | Ceased |
| Lambeth, Thomas Samuel Latage | [001274517](/search.md) | 08/03/2019 | 23/01/2020 | Ceased |
| Le, The Ngoc Duong | [001304615](/search.md) | 11/07/2023 | — | Current |
| Li, Chen | [001266688](/search.md) | 09/08/2018 | 08/10/2019 | Ceased |
| Lin, Hongyi | [001314204](/search.md) | 13/03/2025 | 13/06/2025 | Ceased |
| Linham, Steven Mark | [001261735](/search.md) | 06/02/2018 | 30/06/2019 | Ceased |
| MARKET MASTERS INSTITUTE AUSTRALIA PTY LTD | [001261734](/search.md) | 06/02/2018 | 30/06/2019 | Ceased |
| MAXIRON ASSET MANAGEMENT PTY LTD | [001268898](/search.md) | 01/11/2018 | — | Current |
| MCKEOWN, MARK | [000236922](/search.md) | 27/09/2004 | 08/02/2006 | Ceased |
| MCKINNON, NEIL JOHN | [000233087](/search.md) | 06/06/2003 | 28/11/2003 | Ceased |
| METRICS BUSINESS FINANCE PTY LTD | [001240521](/search.md) | 30/03/2016 | 15/09/2022 | Ceased |
| MEZFI PTY LTD | [001302311](/search.md) | 08/06/2024 | 19/05/2026 | Ceased |
| MIDDLETON, SUE CAROLYN | [000325905](/search.md) | 22/05/2008 | 17/06/2008 | Ceased |
| Maidment, Nicholas James | [001267004](/search.md) | 24/08/2018 | 04/10/2019 | Ceased |
| Manisty, Harry | [001267006](/search.md) | 24/08/2018 | 04/10/2019 | Ceased |
| McLagan, Liam Philip | [001240692](/search.md) | 04/04/2016 | 28/02/2019 | Ceased |
| Meaney, Caelainn | [001315688](/search.md) | 13/05/2025 | 17/02/2026 | Ceased |
| Medenyak, Ronin Ismail | [001308668](/search.md) | 28/03/2024 | 31/12/2024 | Ceased |
| Morgan, Robert | [001241130](/search.md) | 18/04/2016 | 09/05/2018 | Ceased |
| NATIONAL CAPITAL MANAGEMENT PTY LTD | [001275742](/search.md) | 10/05/2019 | 13/05/2021 | Ceased |
| NG, HUGO | [001268907](/search.md) | 01/11/2018 | 09/08/2022 | Ceased |
| NG, PAULUS | [001268913](/search.md) | 01/11/2018 | 09/08/2022 | Ceased |
| NG, PAULUS | [001268913](/search.md) | 05/10/2022 | 01/11/2022 | Ceased |
| Nabi, Imtiaz | [001307059](/search.md) | 09/11/2023 | 22/05/2024 | Ceased |
| Naughton, James | [001275743](/search.md) | 10/05/2019 | 13/05/2021 | Ceased |
| Nolan, Patrick Joseph | [001262156](/search.md) | 07/02/2018 | 27/02/2018 | Ceased |
| Nolan, Patrick Joseph | [001262156](/search.md) | 28/02/2018 | 04/07/2018 | Ceased |
| O'Neill, Scott Kenneth | [001279646](/search.md) | 11/12/2019 | 07/02/2020 | Ceased |
| OCTOPUS BT IMAGING PTY LTD | [001273721](/search.md) | 16/01/2019 | 01/07/2019 | Ceased |
| OCTOPUS INVESTMENTS AUST PTY LTD | [001267001](/search.md) | 24/08/2018 | 04/10/2019 | Ceased |
| PARKER HALE INVESTMENTS PTY LTD | [001278765](/search.md) | 01/10/2019 | 31/07/2023 | Ceased |
| PARR, ROBERT CHARLES | [000423083](/search.md) | 28/06/2017 | 30/06/2023 | Ceased |
| PMA HOLDINGS PTY LTD | [001262153](/search.md) | 07/02/2018 | 08/10/2019 | Ceased |
| PMA HOLDINGS PTY LTD | [001262284](/search.md) | 07/02/2018 | 28/02/2018 | Ceased |
| PRIVATE MORTGAGES AUSTRALIA PTY LTD | [001262152](/search.md) | 07/02/2018 | 29/02/2020 | Ceased |
| Pederson, Boyd Ronald | [001240693](/search.md) | 04/04/2016 | 13/02/2018 | Ceased |
| RE, PHILIP | [000412089](/search.md) | 23/10/2019 | 31/05/2022 | Ceased |
| READY SET FUNDS MANAGEMENT PTY LTD | [001279939](/search.md) | 17/01/2020 | — | Current |
| ROC FUNDS MANAGEMENT PTY LTD | [001297048](/search.md) | 26/05/2022 | 21/07/2022 | Ceased |
| ROMEO, BRUNO | [000381972](/search.md) | 01/11/2022 | — | Current |
| ROYAL OAK ASSET MANAGEMENT PTY LTD | [001297058](/search.md) | 26/05/2022 | 21/07/2022 | Ceased |
| Reynolds, Samuel William | [001267003](/search.md) | 24/08/2018 | 04/10/2019 | Ceased |
| SALTWATER WEALTH PTY LTD | [001279404](/search.md) | 04/12/2019 | 07/02/2020 | Ceased |
| SANCUS CAPITAL PTY LTD | [001262317](/search.md) | 01/03/2018 | 18/09/2019 | Ceased |
| SAPIENZA, SALVATORE | [000281476](/search.md) | 18/10/2004 | 08/02/2006 | Ceased |
| SHARETECH PTY LTD | [001282077](/search.md) | 18/06/2020 | 15/09/2022 | Ceased |
| SHARPE, DAVID | [000237326](/search.md) | 11/05/2004 | 03/06/2004 | Ceased |
| SMITH, DEAN | [000401563](/search.md) | 29/07/2016 | 30/11/2022 | Ceased |
| SPANO, ROBERT | [001274629](/search.md) | 15/03/2019 | 15/09/2022 | Ceased |
| SUMMIT WEALTH MANAGEMENT PTY LTD | [001239222](/search.md) | 28/06/2017 | 31/08/2019 | Ceased |
| Saedi, Abdul Rahim | [001299768](/search.md) | 01/11/2022 | — | Current |
| Seward, Bradley Simon | [001259602](/search.md) | 01/11/2017 | 21/06/2018 | Ceased |
| Simonfi, Damien | [001266312](/search.md) | 26/07/2018 | 19/05/2019 | Ceased |
| Singh, Inderjit | [001241129](/search.md) | 18/04/2016 | 15/03/2019 | Ceased |
| Slot, Caren | [001292308](/search.md) | 11/08/2021 | 13/11/2021 | Ceased |
| Slot, Mark | [001292307](/search.md) | 11/08/2021 | 13/11/2021 | Ceased |
| So, John Houg Ping | [001274571](/search.md) | 08/03/2019 | 23/01/2020 | Ceased |
| Spoljaric, Jessica | [001271954](/search.md) | 16/12/2018 | 30/06/2021 | Ceased |
| Steward, Shaun Michael Anthony | [001271334](/search.md) | 14/12/2018 | 28/08/2019 | Ceased |
| Stoyanov, Stefan | [001281941](/search.md) | 01/06/2020 | 01/07/2024 | Ceased |
| Sun, Wei | [001262601](/search.md) | 13/03/2018 | 18/09/2019 | Ceased |
| THE KNOWLEDGE CENTRE PTY LTD | [000331163](/search.md) | 19/09/2008 | 30/03/2009 | Ceased |
| THE RETIREMENT AND INVESTMENT CENTRE PTY LTD | [001271329](/search.md) | 14/12/2018 | 28/08/2019 | Ceased |
| THRIVER FINANCE PTY LTD | [001285085](/search.md) | 21/12/2020 | 01/04/2022 | Ceased |
| TRADING SAFELY PTY LTD | [001248109](/search.md) | 20/01/2017 | 14/07/2017 | Ceased |
| TYCG FUND ALPHA PTY LTD | [001314195](/search.md) | 13/03/2025 | — | Current |

### When those authorisations ended

| Year ended | Authorisations | Share |
|---|---|---|
| [2026](/ceased/2026.md) | 8 | 4.3% |
| [2025](/ceased/2025.md) | 10 | 5.4% |
| [2024](/ceased/2024.md) | 14 | 7.5% |
| [2023](/ceased/2023.md) | 7 | 3.8% |
| [2022](/ceased/2022.md) | 23 | 12.4% |
| [2021](/ceased/2021.md) | 16 | 8.6% |
| [2020](/ceased/2020.md) | 7 | 3.8% |
| [2019](/ceased/2019.md) | 36 | 19.4% |
| [2018](/ceased/2018.md) | 12 | 6.5% |
| [2017](/ceased/2017.md) | 11 | 5.9% |
| [2015](/ceased/2015.md) | 1 | 0.5% |
| [2012](/ceased/2012.md) | 1 | 0.5% |
| [2011](/ceased/2011.md) | 1 | 0.5% |
| [2009](/ceased/2009.md) | 1 | 0.5% |
| [2008](/ceased/2008.md) | 6 | 3.2% |
| [2006](/ceased/2006.md) | 6 | 3.2% |
| [2005](/ceased/2005.md) | 3 | 1.6% |
| [2004](/ceased/2004.md) | 2 | 1.1% |
| [2003](/ceased/2003.md) | 2 | 1.1% |

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### Money lost after advice you were given?

186 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

[How we use this](/privacy.md).

[All 332 licensees](/licensees.md)

---

Página: https://afs-rep.pages.dev/licensee/primary-securities-ltd/
Fonte: ASIC AFS Authorised Representative Dataset and AFS Licensee Dataset — Australian Securities and Investments Commission
Recolha: 2026-08-19