# PENGANA CAPITAL LTD — its AFS authorised representatives — afs-rep

> 116 people and firms have been authorised by PENGANA CAPITAL LTD under AFS licence 226566: 34 current, 88 ceased.

## Authorised representatives of PENGANA CAPITAL LTD

116 people and firms have been authorised to act for PENGANA CAPITAL LTD under AFS licence 226566 — the 196th largest of the 332 licensees with a page here. 34 of those authorisations are current; 88 have ended.

### Why the licensee is the name that matters

An authorised representative acts *for* a licensee. Under AFCA's
rules a complaint about a representative is normally made against the licensee
— so if you dealt with someone on this page, **PENGANA CAPITAL LTD** is
usually the name that goes on the complaint, not theirs.

8 of the 116 representatives here have also been
authorised by at least one other licensee. For those, the *dates*
decide which licensee answers for which advice. [How to
read the dates](/complain.md).

AFS licence 226566 · ABN/ACN 30103800568 · licensed since 07/05/2003 · New South Wales

### Representatives of PENGANA CAPITAL LTD

*Authorisations by PENGANA CAPITAL LTD, alphabetical*

| Representative | Number | From | To | Status |
|---|---|---|---|---|
| ANTIPODAL CAPITAL MANAGEMENT PTY LTD | [000345285](/search.md) | 25/02/2010 | 31/01/2013 | Ceased |
| Alpha Investment Opportunities 2 Ltd | [001262331](/search.md) | 22/05/2020 | — | Current |
| Amoils, Bradley | [001287399](/search.md) | 05/05/2021 | — | Current |
| Axiom Investor LLC | [001286786](/search.md) | 05/05/2021 | — | Current |
| BARRY, KEVIN | [000338032](/search.md) | 20/05/2009 | 03/02/2015 | Ceased |
| BENNETTO, PETER | [000338045](/search.md) | 20/05/2009 | 07/08/2009 | Ceased |
| BLACK, STEVEN MARK | [000281780](/search.md) | 27/10/2004 | — | Current |
| BLACKERGAST PTY LTD | [000320241](/search.md) | 03/12/2007 | — | Current |
| Baughan, Peter J. | [001288192](/search.md) | 13/05/2021 | 14/02/2025 | Ceased |
| Beloe, Sebastian James | [001304177](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Beloe, Sebastian James | [001314400](/search.md) | 12/03/2025 | — | Current |
| Bendeich, Jeremy David | [001289152](/search.md) | 24/06/2021 | 29/06/2022 | Ceased |
| Bendeich, Jeremy David | [001289152](/search.md) | 30/06/2022 | — | Current |
| Briscoe, Sarah Kathleen | [001304180](/search.md) | 21/06/2023 | 07/01/2024 | Ceased |
| CAPE LEEUWIN CAPITAL PTY LTD | [000278011](/search.md) | 07/07/2004 | 21/10/2005 | Ceased |
| CARTA, DENNIS | [000322837](/search.md) | 01/02/2008 | 24/06/2015 | Ceased |
| CLARKE, GREG | [000344536](/search.md) | 04/02/2010 | 31/01/2013 | Ceased |
| COMBRAY CAPITAL PTY LTD | [000325002](/search.md) | 14/04/2008 | 19/09/2012 | Ceased |
| CORCORAN, JAMES | [000323531](/search.md) | 25/03/2008 | 24/06/2015 | Ceased |
| CS VELORIS PTY LTD | [000379595](/search.md) | 24/08/2010 | 24/06/2015 | Ceased |
| Chase, Hannah Leigh | [001288195](/search.md) | 13/05/2021 | 14/02/2025 | Ceased |
| Cvetanovski, Jordan | [001239757](/search.md) | 09/11/2015 | 24/03/2021 | Ceased |
| DU PREEZ, ANTON | [000343005](/search.md) | 23/11/2009 | — | Current |
| DUNKEL, JEREMY STEVEN | [000240001](/search.md) | 08/10/2003 | 06/09/2006 | Ceased |
| DURANTE, ASHLEY | [000338038](/search.md) | 25/05/2009 | 19/06/2009 | Ceased |
| DURANTE, ASHLEY | [000338038](/search.md) | 24/06/2009 | 24/06/2015 | Ceased |
| ELSWORTH, ADRIAN JAMES | [000294465](/search.md) | 12/10/2005 | 06/09/2006 | Ceased |
| Ferguson, Kevin Patrick | [001288197](/search.md) | 13/05/2021 | — | Current |
| Foresight Group LLP | [001314382](/search.md) | 12/03/2025 | — | Current |
| Franks, Edward Thomas | [001304181](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Franks, Edward Thomas | [001314398](/search.md) | 12/03/2025 | — | Current |
| GLENDINNING, KATRINA ELIZABETH | [000229334](/search.md) | 07/05/2003 | 06/09/2006 | Ceased |
| GOLDBERG, STEPHEN | [000323549](/search.md) | 10/03/2008 | 24/06/2015 | Ceased |
| GOLDPARK ASSET MANAGEMENT PTY LIMITED | [000281699](/search.md) | 10/03/2008 | 24/06/2015 | Ceased |
| GREYSTONE CAPITAL PTY LTD | [000320985](/search.md) | 12/12/2007 | 24/06/2015 | Ceased |
| GRIFFITHS, NICHOLAS CHARLES | [000241434](/search.md) | 05/11/2003 | 06/09/2006 | Ceased |
| Glass, Steven Paul | [001239758](/search.md) | 03/02/2016 | 24/03/2021 | Ceased |
| Govindan, Vijaya | [001304182](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| HAMER, JOHN | [000341011](/search.md) | 14/09/2009 | 24/06/2015 | Ceased |
| HATFIELD, DAMIEN JAMES | [000232982](/search.md) | 01/07/2003 | 06/09/2006 | Ceased |
| HEDRA INVESTMENT MANAGEMENT PTY LTD | [001297673](/search.md) | 29/06/2022 | — | Current |
| HOOVER, SCOTT | [000322397](/search.md) | 21/02/2008 | 24/06/2015 | Ceased |
| Hanson, Steven | [001287400](/search.md) | 05/05/2021 | — | Current |
| Harding Loevner LP | [001288170](/search.md) | 10/05/2021 | — | Current |
| Heyden, Andrew Peter | [001314407](/search.md) | 12/03/2025 | — | Current |
| Holl, Stephen Randall | [001274326](/search.md) | 27/02/2019 | 08/04/2020 | Ceased |
| Jervis, Claire Louise | [001304183](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Jervis, Claire Louise | [001314395](/search.md) | 12/03/2025 | — | Current |
| Jones, Emilia Mary | [001309058](/search.md) | 16/04/2024 | 12/03/2025 | Ceased |
| KALLAY, ROBERT | [000322836](/search.md) | 01/02/2008 | 24/06/2015 | Ceased |
| KESSLER CAPITAL PTY LIMITED | [000320074](/search.md) | 27/11/2007 | — | Current |
| KESSLER, RHETT | [000320073](/search.md) | 27/11/2007 | — | Current |
| KOH, ERN MING | [000229332](/search.md) | 07/05/2003 | 06/09/2006 | Ceased |
| KUMRA, VIKAS | [000338035](/search.md) | 27/05/2009 | 29/04/2019 | Ceased |
| Kluftinger, Benjamin Gregor | [001304185](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Kluftinger, Benjamin Gregor | [001314399](/search.md) | 12/03/2025 | — | Current |
| LE, LINH | [000338034](/search.md) | 20/05/2009 | 24/06/2015 | Ceased |
| LIN, DIANE | [000324920](/search.md) | 14/04/2008 | 07/03/2013 | Ceased |
| Latham, Edward George Ringrose | [001304186](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Latham, Edward George Ringrose | [001314397](/search.md) | 12/03/2025 | — | Current |
| Lee, Ka Fai | [001304189](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Lee, Ka Fai | [001314396](/search.md) | 12/03/2025 | — | Current |
| Li, Jingyi | [001288193](/search.md) | 13/05/2021 | — | Current |
| Lizard Investors LLC | [001284290](/search.md) | 03/11/2020 | — | Current |
| MACTAN FUNDS MANAGEMENT PTY LIMITED | [001239750](/search.md) | 09/11/2015 | 24/03/2021 | Ceased |
| MANN, FIONA | [000345284](/search.md) | 25/02/2010 | 31/01/2013 | Ceased |
| MCGUINNESS, JOHN | [000322379](/search.md) | 20/02/2008 | 24/06/2015 | Ceased |
| MERONI, ANTONIO | [000326956](/search.md) | 23/06/2008 | 29/04/2019 | Ceased |
| MERUCCI, MIKE | [000322380](/search.md) | 20/02/2008 | 24/06/2015 | Ceased |
| MILLER, ELAN | [000440353](/search.md) | 12/06/2013 | 04/08/2015 | Ceased |
| MacLean, Victoria Isabel | [001304190](/search.md) | 21/06/2023 | 18/11/2024 | Ceased |
| Mack, Christopher Peter | [001288191](/search.md) | 13/05/2021 | 14/02/2025 | Ceased |
| McDonald, James Fisher | [001294875](/search.md) | 13/01/2022 | 29/06/2022 | Ceased |
| McDonald, James Fisher | [001294875](/search.md) | 30/06/2022 | — | Current |
| McGillycuddy, Thomas David | [001314406](/search.md) | 12/03/2025 | — | Current |
| Monteiro, Rachael Elizabeth | [001304191](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Monteiro, Rachael Elizabeth | [001314394](/search.md) | 12/03/2025 | — | Current |
| PAR MANAGEMENT PTY LIMITED | [000290205](/search.md) | 27/06/2005 | 06/09/2006 | Ceased |
| PAR MANAGEMENT PTY LIMITED | [000290205](/search.md) | 27/11/2007 | 24/06/2015 | Ceased |
| PARKER, JOHN | [000323532](/search.md) | 10/03/2008 | 24/06/2015 | Ceased |
| PASE ASSET MANAGEMENT PTY LTD | [000326954](/search.md) | 23/06/2008 | 04/04/2023 | Ceased |
| PENGANA AFFINITY FUNDS PTY LTD | [000456461](/search.md) | 09/04/2014 | 30/09/2020 | Ceased |
| PENGANA CAPITAL MARKETS PTY LTD | [001300403](/search.md) | 24/11/2022 | 17/10/2024 | Ceased |
| PENGANA CAPITAL MARKETS PTY LTD | [001300403](/search.md) | 05/11/2025 | — | Current |
| PENGANA CREDIT PTY LTD | [001297160](/search.md) | 06/06/2022 | — | Current |
| PENGANA CS CAPITAL PTY LTD | [000342724](/search.md) | 18/11/2009 | 24/06/2015 | Ceased |
| PENGANA CS MANAGEMENT PTY LTD | [000342725](/search.md) | 18/11/2009 | 24/06/2015 | Ceased |
| PENGANA MANAGEMENT PTY LIMITED | [000339663](/search.md) | 08/05/2009 | 01/03/2016 | Ceased |
| PILLEMER, RUSSEL CRAIG | [000229335](/search.md) | 07/05/2003 | 06/09/2006 | Ceased |
| POIDEVIN, SIMON | [000338148](/search.md) | 10/06/2009 | 24/06/2015 | Ceased |
| PRENDERGAST, EDWARD PATRICK | [000281779](/search.md) | 27/10/2004 | — | Current |
| PT PRIVATE CAPITAL PTY LTD | [001264303](/search.md) | 14/05/2018 | 01/07/2021 | Ceased |
| Polk, Kurt | [001287397](/search.md) | 05/05/2021 | 14/02/2025 | Ceased |
| ROBINSON, SIMON | [000338044](/search.md) | 20/05/2009 | 24/06/2015 | Ceased |
| Roduit, David Pascal | [001288196](/search.md) | 13/05/2021 | 14/02/2025 | Ceased |
| SANTA BARBARA ALPHA STRATEGIES AUSTRALIA PTY LIMITED | [000291296](/search.md) | 25/07/2005 | 06/09/2006 | Ceased |
| SANTA BARBARA ALPHA STRATEGIES AUSTRALIA PTY LIMITED | [000291296](/search.md) | 27/11/2007 | 24/06/2015 | Ceased |
| SHKOLNIK, VICTOR | [000338037](/search.md) | 25/05/2009 | 24/06/2015 | Ceased |
| SIA LEASE OBLIGATIONS COMPANY PTY LTD | [000342720](/search.md) | 18/11/2009 | 24/06/2015 | Ceased |
| STANLEY FUND MANAGERS AUSTRALIA PTY LIMITED | [000281730](/search.md) | 22/10/2004 | 21/10/2005 | Ceased |
| STODART, CHARLES | [000324921](/search.md) | 14/04/2008 | 07/03/2013 | Ceased |
| STUCKEY, STUART ALAN | [000229333](/search.md) | 07/05/2003 | 06/09/2006 | Ceased |
| Schmidt, Richard Andrew | [001288190](/search.md) | 13/05/2021 | — | Current |
| Scullion, Nicholas John | [001314401](/search.md) | 12/03/2025 | — | Current |
| THOMAS, LOUISE ANN WICKSTEEN | [000280569](/search.md) | 02/09/2004 | 15/07/2005 | Ceased |
| THORPE-APPS, MARK WINSTON | [000229331](/search.md) | 07/05/2003 | 24/06/2015 | Ceased |
| THORPE-APPS, PAUL ANDREW | [000260013](/search.md) | 14/05/2018 | 21/08/2018 | Ceased |
| TURNBULL, MALCOLM BLIGH | [000229336](/search.md) | 07/05/2003 | 04/11/2004 | Ceased |
| Talbot, Alex Paul Nicholas | [001307466](/search.md) | 05/01/2024 | 16/09/2024 | Ceased |
| Tang, Chloe Kay-Yeng | [001307469](/search.md) | 05/01/2024 | 12/03/2025 | Ceased |
| Tang, Chloe Kay-Yeng | [001314391](/search.md) | 12/03/2025 | — | Current |
| VELORIS CREDIT STRATEGIES PTY LIMITED | [000339662](/search.md) | 04/05/2009 | 24/06/2015 | Ceased |
| VYNOKUR, ALEX | [000316878](/search.md) | 14/06/2007 | 24/06/2015 | Ceased |
| Vars, Raymond Theodore | [001288194](/search.md) | 13/05/2021 | — | Current |
| WAN LUM, KEVIN | [000344537](/search.md) | 04/02/2010 | 31/01/2013 | Ceased |
| WHEB Asset Management LLP (WAM) | [001304176](/search.md) | 26/06/2023 | 12/03/2025 | Ceased |
| WILKINSON, ALVIN GUY | [000316879](/search.md) | 01/09/2007 | 24/06/2015 | Ceased |
| WOLFE, TONY | [000326955](/search.md) | 23/06/2008 | 19/06/2009 | Ceased |
| Winstanley, Susan Janet | [001304195](/search.md) | 21/06/2023 | 12/03/2025 | Ceased |
| Woodhouse, Katie Ann | [001307468](/search.md) | 05/01/2024 | 12/03/2025 | Ceased |
| Woodhouse, Katie Ann | [001314393](/search.md) | 12/03/2025 | — | Current |
| YEOH, ROBIN | [000343004](/search.md) | 23/12/2009 | 24/06/2015 | Ceased |

### When those authorisations ended

| Year ended | Authorisations | Share |
|---|---|---|
| [2025](/ceased/2025.md) | 18 | 14.8% |
| [2024](/ceased/2024.md) | 4 | 3.3% |
| [2023](/ceased/2023.md) | 1 | 0.8% |
| [2022](/ceased/2022.md) | 2 | 1.6% |
| [2021](/ceased/2021.md) | 4 | 3.3% |
| [2020](/ceased/2020.md) | 2 | 1.6% |
| [2019](/ceased/2019.md) | 2 | 1.6% |
| [2018](/ceased/2018.md) | 1 | 0.8% |
| [2016](/ceased/2016.md) | 1 | 0.8% |
| [2015](/ceased/2015.md) | 29 | 23.8% |
| [2013](/ceased/2013.md) | 6 | 4.9% |
| [2012](/ceased/2012.md) | 1 | 0.8% |
| [2009](/ceased/2009.md) | 3 | 2.5% |
| [2006](/ceased/2006.md) | 10 | 8.2% |
| [2005](/ceased/2005.md) | 3 | 2.5% |
| [2004](/ceased/2004.md) | 1 | 0.8% |

### Licensees of a similar size

- [TRADE PRIME PTY LTD](/licensee/trade-prime-pty-ltd.md) — 133
- [ALLIANZ SOUTH AUSTRALIA INSURANCE LIMITED](/licensee/allianz-south-australia-insurance-limited.md) — 132
- [TREND INVESTOR SERVICES PROPRIETARY LIMITED](/licensee/trend-investor-services-proprietary-limited.md) — 129
- [MIDAS INSURANCE BROKERS PTY. LTD.](/licensee/midas-insurance-brokers-pty-ltd.md) — 128
- [PROTECSURE PTY LTD](/licensee/protecsure-pty-ltd.md) — 127
- [AD ADVISORY SERVICES PTY LTD](/licensee/ad-advisory-services-pty-ltd.md) — 126
- [LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED](/licensee/la-trobe-financial-asset-management-limited.md) — 125
- [LOYALTY FINANCIAL SERVICES PTY LTD](/licensee/loyalty-financial-services-pty-ltd.md) — 123
- [RESOLUTE PROPERTY PROTECT PTY LTD](/licensee/resolute-property-protect-pty-ltd.md) — 122
- [ASVW FINANCIAL SERVICES PTY LTD](/licensee/asvw-financial-services-pty-ltd.md) — 122
- [LEMESSURIER SECURITIES PTY LTD](/licensee/lemessurier-securities-pty-ltd.md) — 121
- [ALPHA SECURITIES PTY LTD](/licensee/alpha-securities-pty-ltd.md) — 121
- [COBALT ADVISERS PTY LTD](/licensee/cobalt-advisers-pty-ltd.md) — 120
- [D H FLINDERS PTY LTD](/licensee/d-h-flinders-pty-ltd.md) — 118
- [ACTUATE ALLIANCE SERVICES PTY LTD](/licensee/actuate-alliance-services-pty-ltd.md) — 116

### Money lost after advice you were given?

122 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

[How we use this](/privacy.md).

[All 332 licensees](/licensees.md)

---

Página: https://afs-rep.pages.dev/licensee/pengana-capital-ltd/
Fonte: ASIC AFS Authorised Representative Dataset and AFS Licensee Dataset — Australian Securities and Investments Commission
Recolha: 2026-08-19