# PENDRAGON CAPITAL LIMITED — its AFS authorised representatives — afs-rep

> 87 people and firms have been authorised by PENDRAGON CAPITAL LIMITED under AFS licence 237549: 27 current, 60 ceased.

## Authorised representatives of PENDRAGON CAPITAL LIMITED

87 people and firms have been authorised to act for PENDRAGON CAPITAL LIMITED under AFS licence 237549 — the 251st largest of the 332 licensees with a page here. 27 of those authorisations are current; 60 have ended.

### Why the licensee is the name that matters

An authorised representative acts *for* a licensee. Under AFCA's
rules a complaint about a representative is normally made against the licensee
— so if you dealt with someone on this page, **PENDRAGON CAPITAL LIMITED** is
usually the name that goes on the complaint, not theirs.

21 of the 87 representatives here have also been
authorised by at least one other licensee. For those, the *dates*
decide which licensee answers for which advice. [How to
read the dates](/complain.md).

AFS licence 237549 · ABN/ACN 17008963755 · licensed since 17/10/2003 · Western Australia

### Representatives of PENDRAGON CAPITAL LIMITED

*Authorisations by PENDRAGON CAPITAL LIMITED, alphabetical*

| Representative | Number | From | To | Status |
|---|---|---|---|---|
| AGEM COMMERCIAL PTY LTD | [001261521](/search.md) | 29/01/2018 | 10/01/2022 | Ceased |
| AGEM PG 23 PTY LTD | [001260860](/search.md) | 21/12/2017 | 10/01/2022 | Ceased |
| AGEM PG 28 PTY LTD | [001260406](/search.md) | 05/12/2017 | 10/01/2022 | Ceased |
| AGEM PG 32 PTY LTD | [001286152](/search.md) | 30/03/2021 | 10/01/2022 | Ceased |
| AGEM PG 33 PTY LTD | [001267632](/search.md) | 17/09/2018 | 10/01/2022 | Ceased |
| Alder, Cameron Richard | [001279539](/search.md) | 16/10/2023 | — | Current |
| BELL, John Alexander | [001292876](/search.md) | 14/01/2022 | — | Current |
| CAMERON, MICHAEL PAUL | [001261519](/search.md) | 23/05/2018 | 02/08/2022 | Ceased |
| CAMPBELL, JASON IVAN | [001319635](/search.md) | 06/02/2026 | 31/07/2026 | Ceased |
| CAPITAL MARKETING PTY LTD | [001235909](/search.md) | 30/09/2015 | 01/05/2018 | Ceased |
| CARAVEL SECURITIES PTY LTD | [001304203](/search.md) | 26/06/2023 | 30/04/2026 | Ceased |
| CLARKE, Rowan Edwin | [001310187](/search.md) | 01/07/2024 | — | Current |
| CLIFFE, KENT ANDREW | [001316110](/search.md) | 20/05/2025 | 19/03/2026 | Ceased |
| Chadwick, Joshua Mason | [001304204](/search.md) | 26/06/2023 | 30/04/2026 | Ceased |
| Collins, Damian Robert | [001008288](/search.md) | 11/05/2015 | 27/05/2024 | Ceased |
| Crotty, Daniel John | [001307084](/search.md) | 05/12/2023 | 31/07/2026 | Ceased |
| DORES, ANDREW JOHN | [001316034](/search.md) | 02/07/2025 | 25/02/2026 | Ceased |
| DUFF, Joshua Roger | [001302538](/search.md) | 27/03/2023 | 27/06/2023 | Ceased |
| Das, Kevin Roopesh | [001264221](/search.md) | 21/05/2018 | 27/05/2021 | Ceased |
| ERITY CAPITAL PTY LTD | [001319633](/search.md) | 06/02/2026 | 31/07/2026 | Ceased |
| ERKES, Tal | [001294946](/search.md) | 19/01/2022 | 27/03/2023 | Ceased |
| Ekman, Eli | [001320660](/search.md) | 08/04/2026 | — | Current |
| FINI, GIAN-MARIA | [001310185](/search.md) | 01/07/2024 | — | Current |
| FIORE, Adrian Paul | [001260413](/search.md) | 05/12/2017 | 10/01/2022 | Ceased |
| GBA CAPITAL PTY LTD | [001285020](/search.md) | 04/01/2021 | 27/06/2023 | Ceased |
| GOSSAGE, Brett Lawrence | [001305878](/search.md) | 18/09/2023 | — | Current |
| Goddard, Jacob Hovitch | [001268589](/search.md) | 10/07/2023 | 18/03/2025 | Ceased |
| H-U FUNDS MANAGEMENT PTY LTD | [001310183](/search.md) | 01/07/2024 | — | Current |
| H-U PTY LTD | [001310184](/search.md) | 01/07/2024 | — | Current |
| HALL CHADWICK CONSULTANTS PTY LTD | [001265910](/search.md) | 12/07/2018 | 14/06/2019 | Ceased |
| HALL CHADWICK CORPORATE PTY LTD | [001297406](/search.md) | 23/06/2022 | — | Current |
| HARCH, Nicholas Charles | [001305879](/search.md) | 18/09/2023 | — | Current |
| HARTWELL FUNDING PTY LTD | [001306797](/search.md) | 15/11/2023 | — | Current |
| HOPKINS, RICK GAVIN | [000240710](/search.md) | 17/10/2003 | — | Current |
| Hawkins, Victor Keith | [001322732](/search.md) | 06/08/2026 | — | Current |
| JURD, Sebastian Michael | [001285022](/search.md) | 04/01/2021 | 27/06/2023 | Ceased |
| KOA CAPITAL GROUP PTY LTD | [001320657](/search.md) | 08/04/2026 | — | Current |
| LADYBUG EIGHT PTY LTD | [001286017](/search.md) | 23/03/2021 | 02/08/2022 | Ceased |
| LADYBUG NINE PTY LTD | [001276019](/search.md) | 28/05/2019 | 14/01/2022 | Ceased |
| LAMBERT, DAVID EDWARD | [000259652](/search.md) | 20/05/2005 | 31/08/2005 | Ceased |
| LEEDERVILLE PROPERTY INVESTMENT PTY LTD | [001275466](/search.md) | 15/04/2019 | 27/08/2020 | Ceased |
| LOCUS 22 PTY LTD | [001309259](/search.md) | 16/10/2023 | — | Current |
| LOCUS DEVELOPMENT GROUP PTY LTD | [001279535](/search.md) | 16/10/2023 | — | Current |
| LOO, Ming Shing | [001285277](/search.md) | 28/01/2021 | 27/06/2023 | Ceased |
| Laws, Ryan Michael | [001243339](/search.md) | 03/07/2023 | 30/04/2026 | Ceased |
| Long, Damian Anthony | [001279538](/search.md) | 16/10/2023 | — | Current |
| MCKENNA, Jack Michael | [001303880](/search.md) | 26/09/2023 | 21/02/2024 | Ceased |
| MEWS, CHRISTOPHER LEE | [001321587](/search.md) | 03/06/2026 | 31/07/2026 | Ceased |
| MORTGAGE HOLDINGS GROUP PTY LTD | [001320663](/search.md) | 08/04/2026 | — | Current |
| MPX GROUP PTY LTD | [001261863](/search.md) | 30/01/2018 | 20/09/2018 | Ceased |
| MW INVESTMENTS NUMBER 11 PTY LTD | [001283170](/search.md) | 25/08/2020 | 27/05/2024 | Ceased |
| MW INVESTMENTS NUMBER 12 PTY LTD | [001284189](/search.md) | 30/10/2020 | 27/05/2024 | Ceased |
| MW INVESTMENTS NUMBER 16 PTY LTD | [001293506](/search.md) | 22/10/2021 | 27/05/2024 | Ceased |
| Meredith, John Marshall | [001322731](/search.md) | 06/08/2026 | — | Current |
| Metcalf, Sam | [001310186](/search.md) | 01/07/2024 | — | Current |
| O'Connell, Reece Andrew | [001285493](/search.md) | 17/06/2026 | 31/07/2026 | Ceased |
| ORIMCO HOLDINGS PTY LTD | [001255181](/search.md) | 01/06/2017 | 27/05/2021 | Ceased |
| ORIMCO MANAGER PTY LTD | [001305877](/search.md) | 18/09/2023 | — | Current |
| ORIMCO RESOURCE INVESTMENTS PTY LTD | [001284190](/search.md) | 30/10/2020 | 27/05/2021 | Ceased |
| ORLIEVSKY, DANIEL LEO | [001320661](/search.md) | 08/04/2026 | — | Current |
| PLATEL, KEITH IAN WILLIAM | [000240709](/search.md) | 17/10/2003 | — | Current |
| Pilgrim, Hugh | [001266445](/search.md) | 10/07/2023 | 30/04/2026 | Ceased |
| RMR PARTNERS PTY LTD | [001307082](/search.md) | 05/12/2023 | 31/07/2026 | Ceased |
| RP ANKETELL PTY LTD | [001313010](/search.md) | 16/12/2024 | 31/07/2026 | Ceased |
| RP HAMMOND PARK PTY LTD | [001321081](/search.md) | 04/05/2026 | 31/07/2026 | Ceased |
| RP LAKELANDS PTY LTD | [001313009](/search.md) | 18/06/2024 | 31/07/2026 | Ceased |
| RP SDA PTY LTD | [001313011](/search.md) | 16/12/2024 | 31/07/2026 | Ceased |
| Rowell, Robert Mitford | [001307085](/search.md) | 05/12/2023 | 31/07/2026 | Ceased |
| SCOTCHBROOK, TRACEY ANNE | [000406430](/search.md) | 01/05/2014 | 09/05/2016 | Ceased |
| SERRA-SANFELIN, DAVID HAROLD | [000240711](/search.md) | 17/10/2003 | 16/08/2004 | Ceased |
| SHIN, Hyungdae | [001259104](/search.md) | 16/10/2017 | 30/04/2020 | Ceased |
| STOCK, ALEXANDRA JANE | [001294894](/search.md) | 14/01/2022 | 27/06/2022 | Ceased |
| SUKKAR, THERESE | [001300875](/search.md) | 13/12/2022 | 27/03/2023 | Ceased |
| Swinney, Matthew Alexander | [001235347](/search.md) | 07/09/2015 | 01/05/2018 | Ceased |
| TAN, EVELYN WEI-LI | [001265719](/search.md) | 05/07/2018 | 14/06/2019 | Ceased |
| The Trustee for Ladybug Investment Trust One | [001276018](/search.md) | 28/05/2019 | 14/01/2022 | Ceased |
| The Trustee for MW Investments Number 4 Unit Trust | [001255198](/search.md) | 31/05/2017 | 27/05/2024 | Ceased |
| The Trustee for MW Investments Number 5 Unit Trust | [001255199](/search.md) | 31/05/2017 | 24/11/2025 | Ceased |
| The Trustee for MW Investments Number 6 Unit Trust | [001255200](/search.md) | 31/05/2017 | 27/05/2024 | Ceased |
| The Trustee for MW Investments Number 7 Unit Trust | [001264565](/search.md) | 31/05/2018 | 24/11/2025 | Ceased |
| The Trustee for MW Investments Number 9 Unit Trust | [001271078](/search.md) | 10/12/2018 | 27/05/2024 | Ceased |
| UNGER, ERIC | [001320659](/search.md) | 08/04/2026 | — | Current |
| VERTARA CAPITAL PTY LTD | [001322736](/search.md) | 06/08/2026 | — | Current |
| VERTARA MANAGEMENT PTY LTD | [001322737](/search.md) | 06/08/2026 | — | Current |
| VERTARA WEST END HOLDINGS PTY LTD | [001322738](/search.md) | 06/08/2026 | — | Current |
| WPF MANAGER PTY LTD | [001316111](/search.md) | 20/05/2025 | 19/03/2026 | Ceased |
| WPF5 PTY LTD | [001317987](/search.md) | 14/10/2025 | 19/03/2026 | Ceased |

### When those authorisations ended

| Year ended | Authorisations | Share |
|---|---|---|
| [2026](/ceased/2026.md) | 19 | 21.8% |
| [2025](/ceased/2025.md) | 3 | 3.4% |
| [2024](/ceased/2024.md) | 8 | 9.2% |
| [2023](/ceased/2023.md) | 6 | 6.9% |
| [2022](/ceased/2022.md) | 11 | 12.6% |
| [2021](/ceased/2021.md) | 3 | 3.4% |
| [2020](/ceased/2020.md) | 2 | 2.3% |
| [2019](/ceased/2019.md) | 2 | 2.3% |
| [2018](/ceased/2018.md) | 3 | 3.4% |
| [2016](/ceased/2016.md) | 1 | 1.1% |
| [2005](/ceased/2005.md) | 1 | 1.1% |
| [2004](/ceased/2004.md) | 1 | 1.1% |

### Licensees of a similar size

- [SMS INSURANCE PTY LTD](/licensee/sms-insurance-pty-ltd.md) — 91
- [INDEPENDENT FINANCIAL ADVISERS AUSTRALIA PTY LTD](/licensee/independent-financial-advisers-australia-pty-ltd.md) — 89
- [SECURINVEST FINANCIAL PLANNERS PTY. LTD.](/licensee/securinvest-financial-planners-pty-ltd.md) — 88
- [GLENEAGLE ASSET MANAGEMENT LIMITED](/licensee/gleneagle-asset-management-limited.md) — 88
- [DEVERE AUSTRALIA GROUP PTY LTD](/licensee/devere-australia-group-pty-ltd.md) — 88
- [CENTURIA PROPERTY FUNDS NO. 3 LIMITED](/licensee/centuria-property-funds-no-3-limited.md) — 88
- [BENWEST INVESTMENT SERVICES PTY. LIMITED](/licensee/benwest-investment-services-pty-limited.md) — 88
- [APSEC COMPLIANCE AND ADMINISTRATION PTY LTD](/licensee/apsec-compliance-and-administration-pty-ltd.md) — 88
- [FMGP TRADING GROUP PTY LTD](/licensee/fmgp-trading-group-pty-ltd.md) — 87
- [CGU AUSTRALIA PTY LTD](/licensee/cgu-australia-pty-ltd.md) — 87
- [ASIA MIDEAST INSURANCE AND REINSURANCE PTY LTD](/licensee/asia-mideast-insurance-and-reinsurance-pty-ltd.md) — 85
- [GXE FUND SERVICES PTY LTD](/licensee/gxe-fund-services-pty-ltd.md) — 85
- [NON CORRELATED ADVISORS PTY LTD](/licensee/non-correlated-advisors-pty-ltd.md) — 84
- [MAVEN CAPITAL PTY LTD](/licensee/maven-capital-pty-ltd.md) — 83
- [TEMPLESTONE FINANCIAL SERVICES PTY LTD](/licensee/templestone-financial-services-pty-ltd.md) — 83

### Money lost after advice you were given?

87 authorisations are listed on this page. A complaint about an authorised representative normally goes to AFCA against the licensee that authorised them — and there is no fee. Tell us what happened and we will point the enquiry at people who take these cases. We are not lawyers, we take no share of anything recovered, and we make no promise about the outcome.

[How we use this](/privacy.md).

[All 332 licensees](/licensees.md)

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Página: https://afs-rep.pages.dev/licensee/pendragon-capital-limited/
Fonte: ASIC AFS Authorised Representative Dataset and AFS Licensee Dataset — Australian Securities and Investments Commission
Recolha: 2026-08-19